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HYSTER-YALE, INC. — Director's Dealing 2017
Jul 14, 2017
32599_dirs_2017-07-14_9333a1b9-57eb-4bd4-a3ad-836582b9ae1e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HYSTER-YALE MATERIALS HANDLING, INC. (HY)
CIK: 0001173514
Period of Report: 2017-07-07
Reporting Person: RANKIN ROGER F (Member of a Group)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-07-07 | Class A Common Stock | J | 200 | — | Disposed | 0 | Indirect |
| 2017-07-07 | Class A Common Stock | J | 200 | — | Acquired | 200 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-07-07 | Class B Common Stock | $ | J | 200 | Disposed | Class A Common Stock (200) | Indirect | |
| 2017-07-07 | Class B Common Stock | $ | J | 200 | Acquired | Class A Common Stock (200) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 54147 | Indirect |
| Class A Common Stock | 29986 | Indirect |
| Class A Common Stock | 3123 | Indirect |
| Class A Common Stock | 765 | Indirect |
| Class A Common Stock | 19875 | Indirect |
| Class A Common Stock | 1851 | Indirect |
| Class A Common Stock | 965 | Indirect |
| Class A Common Stock | 17987 | Indirect |
| Class A Common Stock | 3738 | Indirect |
| Class A Common Stock | 13185 | Indirect |
| Class A Common Stock | 13185 | Indirect |
| Class A Common Stock | 19 | Indirect |
| Class A Common Stock | 3448 | Indirect |
| Class A Common Stock | 5019 | Indirect |
| Class A Common Stock | 65824 | Indirect |
| Class A Common Stock | 179 | Indirect |
| Class A Common Stock | 45 | Indirect |
| Class A Common Stock | 44 | Indirect |
| Class A Common Stock | 1975 | Indirect |
| Class A Common Stock | 192662 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Class B Common Stock | $ | Class A Common Stock (200) | 200 | Indirect | |
| Class B Common Stock | $ | Class A Common Stock (96861) | 96861 | Indirect | |
| Class B Common Stock | $ | Class A Common Stock (29986) | 29986 | Indirect | |
| Class B Common Stock | $ | Class A Common Stock (3123) | 3123 | Indirect | |
| Class B Common Stock | $ | Class A Common Stock (19875) | 19875 | Indirect | |
| Class B Common Stock | $ | Class A Common Stock (1851) | 1851 | Indirect | |
| Class B Common Stock | $ | Class A Common Stock (17987) | 17987 | Indirect | |
| Class B Common Stock | $ | Class A Common Stock (3738) | 3738 | Indirect | |
| Class B Common Stock | $ | Class A Common Stock (6598) | 6598 | Indirect | |
| Class B Common Stock | $ | Class A Common Stock (6598) | 6598 | Indirect | |
| Class B Common Stock | $ | Class A Common Stock (31) | 31 | Indirect | |
| Class B Common Stock | $ | Class A Common Stock (6168) | 6168 | Indirect | |
| Class B Common Stock | $ | Class A Common Stock (5019) | 5019 | Indirect | |
| Class B Common Stock | $ | Class A Common Stock (104286) | 104286 | Indirect | |
| Class B Common Stock | $ | Class A Common Stock (1975) | 1975 | Indirect | |
| Class B Common Stock | $ | Class A Common Stock (193760) | 193760 | Indirect |
Footnotes
F1: UGMA Transfer-Shares transferred to trust for the benefit of the Reporting Person when reporting person reached 21 years of age, pursuant to the terms of custodial account for the benefit of Reporting Person under the Uniform Gifts to Minors Act.
F2: Reporting Person disclaims beneficial ownership of all such shares.
F3: N/A
F4: UGMA Transfer-Shares transferred to trust for the benefit of the Reporting Person when reporting person reached 21 years of age, pursuant to the terms of custodial account for the benefit of Reporting Person under the Uniform Gifts to Minors Act.