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HYSTER-YALE, INC. Director's Dealing 2017

Feb 13, 2017

32599_dirs_2017-02-13_d0c65603-7829-4268-9b72-d94bbae3f56b.zip

Director's Dealing

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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership

Issuer: HYSTER-YALE MATERIALS HANDLING, INC. (HY)
CIK: 0001173514
Period of Report: 2016-12-31

Reporting Person: RANKIN MATTHEW M (Member of a Group)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-12-22 Class A Common Stock G 100 Acquired 9267 Indirect
2016-04-26 Class A Common Stock G 147 Disposed 8177 Indirect
2016-12-22 Class A Common Stock G 100 Acquired 1309 Indirect
2016-12-22 Class A Common Stock G 100 Acquired 1161 Indirect
2016-12-22 Class A Common Stock G 199 Acquired 1309 Indirect
2016-12-22 Class A Common Stock G 199 Disposed 9267 Indirect
2016-12-22 Class A Common Stock G 199 Acquired 1161 Indirect
2016-12-22 Class A Common Stock G 199 Disposed 9267 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-12-22 Class B Common Stock $ G 100 Acquired Class A Common Stock (100) Indirect
2016-12-22 Class B Common Stock $ G 100 Acquired Class A Common Stock (100) Indirect
2016-12-22 Class B Common Stock $ G 100 Acquired Class A Common Stock (100) Indirect
2016-12-22 Class B Common Stock $ G 199 Disposed Class A Common Stock (199) Indirect
2016-12-22 Class B Common Stock $ G 199 Acquired Class A Common Stock (199) Indirect
2016-12-22 Class B Common Stock $ G 199 Disposed Class A Common Stock (199) Indirect
2016-12-22 Class B Common Stock $ G 199 Acquired Class A Common Stock (199) Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Class A Common Stock 722 Indirect
Class A Common Stock 2058 Indirect
Class A Common Stock 645 Indirect
Class A Common Stock 500 Direct
Class A Common Stock 563 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Class B Common Stock $ Class A Common Stock (722) 722 Indirect
Class B Common Stock $ Class A Common Stock (2058) 2058 Indirect
Class B Common Stock $ Class A Common Stock (645) 645 Indirect
Class B Common Stock $ Class A Common Stock (500) 500 Direct
Class B Common Stock $ Class A Common Stock (8509) 8509 Indirect
Class B Common Stock $ Class A Common Stock (563) 563 Indirect

Footnotes

F1: Reporting Person disclaims beneficial ownership of all such shares.

F2: N/A