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HYSTER-YALE, INC. — Director's Dealing 2017
Feb 13, 2017
32599_dirs_2017-02-13_d0c65603-7829-4268-9b72-d94bbae3f56b.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: HYSTER-YALE MATERIALS HANDLING, INC. (HY)
CIK: 0001173514
Period of Report: 2016-12-31
Reporting Person: RANKIN MATTHEW M (Member of a Group)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-12-22 | Class A Common Stock | G | 100 | — | Acquired | 9267 | Indirect |
| 2016-04-26 | Class A Common Stock | G | 147 | — | Disposed | 8177 | Indirect |
| 2016-12-22 | Class A Common Stock | G | 100 | — | Acquired | 1309 | Indirect |
| 2016-12-22 | Class A Common Stock | G | 100 | — | Acquired | 1161 | Indirect |
| 2016-12-22 | Class A Common Stock | G | 199 | — | Acquired | 1309 | Indirect |
| 2016-12-22 | Class A Common Stock | G | 199 | — | Disposed | 9267 | Indirect |
| 2016-12-22 | Class A Common Stock | G | 199 | — | Acquired | 1161 | Indirect |
| 2016-12-22 | Class A Common Stock | G | 199 | — | Disposed | 9267 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-12-22 | Class B Common Stock | $ | G | 100 | Acquired | Class A Common Stock (100) | Indirect | |
| 2016-12-22 | Class B Common Stock | $ | G | 100 | Acquired | Class A Common Stock (100) | Indirect | |
| 2016-12-22 | Class B Common Stock | $ | G | 100 | Acquired | Class A Common Stock (100) | Indirect | |
| 2016-12-22 | Class B Common Stock | $ | G | 199 | Disposed | Class A Common Stock (199) | Indirect | |
| 2016-12-22 | Class B Common Stock | $ | G | 199 | Acquired | Class A Common Stock (199) | Indirect | |
| 2016-12-22 | Class B Common Stock | $ | G | 199 | Disposed | Class A Common Stock (199) | Indirect | |
| 2016-12-22 | Class B Common Stock | $ | G | 199 | Acquired | Class A Common Stock (199) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 722 | Indirect |
| Class A Common Stock | 2058 | Indirect |
| Class A Common Stock | 645 | Indirect |
| Class A Common Stock | 500 | Direct |
| Class A Common Stock | 563 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Class B Common Stock | $ | Class A Common Stock (722) | 722 | Indirect | |
| Class B Common Stock | $ | Class A Common Stock (2058) | 2058 | Indirect | |
| Class B Common Stock | $ | Class A Common Stock (645) | 645 | Indirect | |
| Class B Common Stock | $ | Class A Common Stock (500) | 500 | Direct | |
| Class B Common Stock | $ | Class A Common Stock (8509) | 8509 | Indirect | |
| Class B Common Stock | $ | Class A Common Stock (563) | 563 | Indirect |
Footnotes
F1: Reporting Person disclaims beneficial ownership of all such shares.
F2: N/A
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