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HYSTER-YALE, INC. — Director's Dealing 2015
Apr 2, 2015
32599_dirs_2015-04-02_6563ec05-c582-430e-86a1-a2e48a7b03e9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HYSTER-YALE MATERIALS HANDLING, INC. (HY)
CIK: 0001173514
Period of Report: 2015-04-01
Reporting Person: RANKIN CLAIBORNE R (Director, Member of a Group)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-04-01 | Class A Common Stock | A | 346 | — | Acquired | 126470 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 35857 | Indirect |
| Class A Common Stock | 2116 | Indirect |
| Class A Common Stock | 2283 | Indirect |
| Class A Common Stock | 3688 | Indirect |
| Class A Common Stock | 3688 | Indirect |
| Class A Common Stock | 3688 | Indirect |
| Class A Common Stock | 25 | Indirect |
| Class A Common Stock | 0 | Direct |
| Class A Common Stock | 10141 | Indirect |
| Class A Common Stock | 769 | Indirect |
| Class A Common Stock | 14567 | Indirect |
| Class A Common Stock | 39461 | Indirect |
| Class A Common Stock | 85055 | Indirect |
| Class A Common Stock | 1975 | Indirect |
| Class A Common Stock | 13141 | Indirect |
| Class A Common Stock | 10242 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Class B Common Stock | $ | Class A Common Stock (64143) | 64143 | Indirect | |
| Class B Common Stock | $ | Class A Common Stock (2116) | 2116 | Indirect | |
| Class B Common Stock | $ | Class A Common Stock (2783) | 2783 | Indirect | |
| Class B Common Stock | $ | Class A Common Stock (6598) | 6598 | Indirect | |
| Class B Common Stock | $ | Class A Common Stock (6598) | 6598 | Indirect | |
| Class B Common Stock | $ | Class A Common Stock (6598) | 6598 | Indirect | |
| Class B Common Stock | $ | Class A Common Stock (25) | 25 | Indirect | |
| Class B Common Stock | $ | Class A Common Stock (10141) | 10141 | Indirect | |
| Class B Common Stock | $ | Class A Common Stock (10027) | 10027 | Indirect | |
| Class B Common Stock | $ | Class A Common Stock (26057) | 26057 | Indirect | |
| Class B Common Stock | $ | Class A Common Stock (39461) | 39461 | Indirect | |
| Class B Common Stock | $ | Class A Common Stock (85055) | 85055 | Indirect | |
| Class B Common Stock | $ | Class A Common Stock (1975) | 1975 | Indirect | |
| Class B Common Stock | $ | Class A Common Stock (123760) | 123760 | Indirect | |
| Class B Common Stock | $ | Class A Common Stock (13141) | 13141 | Indirect | |
| Class B Common Stock | $ | Class A Common Stock (10072) | 10072 | Indirect |
Footnotes
F1: Award-Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan.
F2: Reporting Person disclaims beneficial ownership of all such shares.
F3: child's proportionate limited partnership interest in shares held by Rankin Associates I, L.P., which is held in a trust for the benefit of the child
F4: N/A
F5: proportionate limited partnership interest in shares of Rankin Associates, IV, L.P. held by the Trust for the benefit of Reporting Person, as general partner.