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HYSTER-YALE, INC. Director's Dealing 2013

Apr 17, 2013

32599_dirs_2013-04-17_79183563-80e5-4ec0-96fd-5a80c0fb2118.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HYSTER-YALE MATERIALS HANDLING, INC. (HY)
CIK: 0001173514
Period of Report: 2013-04-15

Reporting Person: RANKIN ALFRED M ET AL (Director, Chairman)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2013-04-15 Class A Common Stock J 29370 Acquired 58740 Indirect
2013-04-15 Class A Common Stock J 4051 Disposed 10271 Indirect
2013-04-15 Class A Common Stock J 17472 Disposed 44296 Indirect
2013-04-15 Class A Common Stock J 1455 Disposed 3688 Indirect
2013-04-15 Class A Common Stock J 1455 Disposed 3688 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2013-04-15 Class B Common Stock $ J 29370 Disposed Class A Common Stock (29370) Indirect
2013-04-15 Class B Common Stock $ J 4051 Acquired Class A Common Stock (4051) Indirect
2013-04-15 Class B Common Stock $ J 17472 Acquired Class A Common Stock (17472) Indirect
2013-04-15 Class B Common Stock $ J 1455 Acquired Class A Common Stock (1455) Indirect
2013-04-15 Class B Common Stock $ J 1455 Acquired Class A Common Stock (1455) Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Class A Common Stock 0 Indirect
Class A Common Stock 90000 Indirect
Class A Common Stock 14752 Indirect
Class A Common Stock 177544 Indirect
Class A Common Stock 753 Indirect
Class A Common Stock 25 Indirect
Class A Common Stock 1404 Indirect
Class A Common Stock 1975 Indirect
Class A Common Stock 27008 Indirect
Class A Common Stock 29379 Indirect
Class A Common Stock 59674 Indirect
Class A Common Stock 740 Indirect
Class A Common Stock 35 Indirect
Class A Common Stock 18400 Indirect
Class A Common Stock 2116 Indirect
Class A Common Stock 21006 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Class B Common Stock $ Class A Common Stock (0) 0 Indirect
Class B Common Stock $ Class A Common Stock (90000) 90000 Indirect
Class B Common Stock $ Class A Common Stock (14160) 14160 Indirect
Class B Common Stock $ Class A Common Stock (168537) 168537 Indirect
Class B Common Stock $ Class A Common Stock (753) 753 Indirect
Class B Common Stock $ Class A Common Stock (25) 25 Indirect
Class B Common Stock $ Class A Common Stock (1404) 1404 Indirect
Class B Common Stock $ Class A Common Stock (1975) 1975 Indirect
Class B Common Stock $ Class A Common Stock (27008) 27008 Indirect
Class B Common Stock $ Class A Common Stock (29379) 29379 Indirect
Class B Common Stock $ Class A Common Stock (59674) 59674 Indirect
Class B Common Stock $ Class A Common Stock (740) 740 Indirect
Class B Common Stock $ Class A Common Stock (35) 35 Indirect
Class B Common Stock $ Class A Common Stock (18400) 18400 Indirect
Class B Common Stock $ Class A Common Stock (2116) 2116 Indirect
Class B Common Stock $ Class A Common Stock (21006) 21006 Indirect

Footnotes

F1: Reporting Person exchanged Class B shares it owned for Class A shares owned by RAI pursuant to the terms of the Stockholders' Agreement dated September 28, 2012

F2: Reporting Person disclaims beneficial ownership of all such shares.

F3: Reporting Person's proportional interest in Class A shares in RAI were exchanged for Class B shares pursuant to the terms of the Stockholders' Agreement dated September 28, 2012

F4: Reporting Person's Brother's proportional interest in Class A shares in RAI were exchanged for Class B shares pursuant to the terms of the Stockholders' Agreement dated September 28, 2012

F5: Reporting Person's Daughter's GST Trust's proportional interest in Class A shares in RAI were exchanged for Class B shares pursuant to the terms of the Stockholders' Agreement dated September 28, 2012

F6: Reporting person serves as Trust for Clara L.T. Rankin Trust

F7: N/A