Hyperscale Data, Inc. — Regulatory Filings 2021

Nov 30, 2021

144 1 j1130210144.htm

| UNITED STATES SECURITIES AND EXCHANGE
COMMISSION Washington, D.C. 20549 FORM
144 NOTICE OF PROPOSED
SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933 | | | | | | | OMB APPROVAL | |
| --- | --- | --- | --- | --- | --- | --- | --- | --- |
| | | | | | | | OMB Number: 3235-0101 Expires: June 31, 2023 Estimated average burden hours per response 1.0 | |
| | | | | | | | SEC USE ONLY | |
| | | | | | | | DOCUMENT SEQUENCE NO. | |
| | | | | | | | CUSIP NUMBER | |
| ATTENTION: | Transmit for filing 3 copies
of this form concurrently with either placing an order with a broker to execute sale or executing a sale directly with a market
maker. | | | | | | | |
| 1 (a) NAME
OF ISSUER (Please type or print) | | | (b) IRS
IDENT. NO. | | (c) S.E.C.
FILE NO. | | WORK
LOCATION | |
| AULT
GLOBAL HOLDINGS INC. | | | 94-1721931 | | 001-12711 | | | |
| 1 (d) | ADDRESS
OF ISSUER | STREET | CITY | | STATE | ZIP
CODE | (e) TELEPHONE
NO. | |
| | | | | | | | AREA
CODE | NUMBER |
| 11411
SOUTHERN HIGHLANDS PARKWAY, SUITE 240 | | | LAS VEGAS | | NV | 89141 | 949 | 444-5464 |
| 2 (a) | NAME
OF PERSON FOR WHOSE ACCOUNT THE SECURITIES ARE TO BE SOLD | (b) | RELATIONSHIP TO ISSUER | (c) | ADDRESS STREET | CITY | STATE | ZIP CODE |
| HOWARD
ASH | | DIRECTOR | | 3573
MALAGROTTA CIR | | CAPE CORAL | FL | 33909 |

INSTRUCTION: The person filing this notice should contact the issuer to obtain the I.R.S. Identification Number and the S.E.C. File Number.

3 (a)	(b)	SEC USE ONLY	(c)	(d)	(e)	(f)	(g)
Title of the Class of Securities To Be Sold	Name and Address of Each Broker Through Whom the Securities are to be Offered or Each Market Maker who is Acquiring the Securities	Broker-Dealer File Number	Number of Shares or Other Units To Be Sold (See instr. 3(c))	Aggregate Market Value (See instr. 3(d))	Number of Shares or Other Units Outstanding (See instr. 3(e))	Approximate Date of Sale (See instr. 3(f)) (MO. DAY YR.)	Name of Each Securities Exchange (See instr. 3(g))
COMMON	NETWORK1
FINANCIAL SECURITIES, INC. 2
BRIDGE AVE RM 241 RED BANK NJ 07701		45,000	$81,000	81,924,987	11/30/2021	NYSE

INSTRUCTIONS:

| 1. | (a) | Name of issuer | (a) | Title of the class of securities
to be sold |
| --- | --- | --- | --- | --- |
| | (b) | Issuer’s I.R.S. Identification Number | (b) | Name and address of each broker through whom
the securities are intended to be sold |
| | (c) | Issuer’s S.E.C. file number, if any | (c) | Number of shares or other units to be sold (if
debt securities, give the aggregate face amount) |
| | (d) | Issuer’s address, including zip code | (d) | Aggregate market value of the securities to be
sold as of a specified date within 10 days prior to the filing of this notice |
| | (e) | Issuer’s telephone number, including area
code | (e) | Number of shares or other units of the class
outstanding, or if debt securities the face amount thereof outstanding, as shown by the most recent report or statement published
by the issuer |
| | | | (f) | Approximate date on which the securities are
to be sold |
| 2. | (a) | Name of person for whose account the securities
are to be sold | (g) | Name of each securities exchange, if any, on
which the securities are intended to be sold |
| | (b) | Such person’s relationship to the issuer
(e.g., officer, director, 10% stockholder, or member of immediate family of any of the foregoing) | | |
| | (c) | Such person’s address, including zip code | | |

Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

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SEC 1147 (08-07)

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TABLE I –– SECURITIES TO BE SOLD

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

| Title
of the Class | Date
you Acquired | Nature
of Acquisition Transaction | Name
of Person from Whom Acquired (If gift, also give date donor acquired) | Amount
of Securities Acquired | Date
of Payment | Nature
of Payment |
| --- | --- | --- | --- | --- | --- | --- |
| COMMON | 11/02/2020 | STOCK
AWARD | AULT
GLOBAL HOLDINGS INC. | 100,000 | 11/2/2020 | AWARD |

INSTRUCTIONS: If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

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TABLE II –– SECURITIES SOLD DURING THE PAST 3 MONTHS

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

Name and Address of Seller
N/A
- NONE

REMARKS :

INSTRUCTIONS: See the definition of “person” in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice ATTENTION: The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date .

| November 29, 2021 | /s/
Howard Ash |
| --- | --- |
| DATE OF NOTICE | (SIGNATURE) |

DATE OF PLAN ADOPTION OR GIVING OF INSTRUCTION, IF RELYING ON RULE 10B5-1 The notice shall be signed by the person for whose account the securities are to be sold. At least one copy of the notice shall be manually signed. Any copies not manually signed shall bear typed or printed signatures.

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

SEC 1147 (08-07)

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