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Hyperscale Data, Inc. — Director's Dealing 2023
Jan 12, 2023
34769_dirs_2023-01-11_14ebaca3-97c3-4422-8b0c-48258204c26a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Ault Alliance, Inc. (AULT)
CIK: 0000896493
Period of Report: 2023-01-09
Reporting Person: Bentz Jeffrey Allen (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-01-09 | Common Stock | M | 25000 | — | Acquired | 150000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-01-09 | Restricted Stock Grant | $ | M | 25000 | Disposed | 2023-01-09 | Common Stock (25000) | Direct |
Footnotes
F1: Represents the vesting of restricted stock.
F2: Each restricted stock unit is the economic equivalent of one share of common stock, par value $0.001, of Ault Alliance, Inc. (formerly, BitNile Holdings, Inc.) (the "Issuer").
F3: On January 8, 2021, Mr. Bentz was granted 50,000 restricted shares of the Issuer's common stock, which initially vest in four equal installments on each of May 15, 2022, November 15, 2022, May 1, 2023 and November 15, 2023. In November 2022, the Issuer's stockholders, at the Issuer's annual stockholder meeting, approved the acceleration of the vesting of the last two tranches, after approval by the NYSE American. The final 25,000 shares of the Issuer's common stock were issued on January 9, 2023.