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Hyperscale Data, Inc. Director's Dealing 2023

Jul 15, 2023

34769_dirs_2023-07-14_9d647381-1d70-48fe-9c61-e41f08348383.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Ault Alliance, Inc. (AULT)
CIK: 0000896493
Period of Report: 2023-07-12

Reporting Person: AULT MILTON C III (N/A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2023-07-12 13% Series D Cumulative Redeemable Perpetual Preferred Stock P 10 $13.925 Acquired 110 Direct
2023-07-12 13% Series D Cumulative Redeemable Perpetual Preferred Stock P 4500 $15.2967 Acquired 96184 Indirect
2023-07-13 13% Series D Cumulative Redeemable Perpetual Preferred Stock P 5000 $15.6742 Acquired 101184 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 3039 Direct
Common Stock 186325 Indirect
Common Stock 5729 Indirect
Common Stock 11 Indirect

Footnotes

F1: Milton C. Ault, III, is the Manager of Ault Alpha GP LLC ("Ault GP") and Ault Capital Management LLC ("AC Management"). Ault GP and AC Management are the general partner and investment manager to Ault Alpha LP ("Ault Alpha"), respectively. As such, Mr. Ault is deemed to beneficially own the shares held by Ault Alpha.

F2: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.

F3: Ault & Co. is the Manager of Philou Ventures, LLC. Milton C. Ault, III, as the Chief Executive Officer of Ault & Co., is deemed to beneficially own the shares held by Philou Ventures, LLC.