AI assistant
Hyperscale Data, Inc. — Director's Dealing 2023
Nov 28, 2023
34769_dirs_2023-11-28_09dd88c0-fc80-4804-9abc-c109bc216d3c.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Ault Alliance, Inc. (AULT)
CIK: 0000896493
Period of Report: 2023-11-24
Reporting Person: AULT MILTON C III (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-11-24 | Common Stock | P | 346644 | $0.0889 | Acquired | 679969 | Indirect |
| 2023-11-24 | Common Stock | P | 3500 | $0.0912 | Acquired | 6539 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 5742 | Indirect |
| Common Stock | 11 | Indirect |
| 13% Series D Cumulative Redeemable Perpetual Preferred Stock | 110 | Direct |
| 13% Series D Cumulative Redeemable Perpetual Preferred Stock | 101184 | Indirect |
Footnotes
F1: Milton C. Ault, III, is the Manager of Ault Alpha GP LLC ("Ault GP") and Ault Capital Management LLC ("AC Management"). Ault GP and AC Management are the general partner and investment manager to Ault Alpha LP ("Ault Alpha"), respectively. As such, Mr. Ault is deemed to beneficially own the shares held by Ault Alpha.
F2: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.
F3: Ault & Co. is the Manager of Philou Ventures, LLC. Milton C. Ault, III, as the Chief Executive Officer of Ault & Co., is deemed to beneficially own the shares held by Philou Ventures, LLC.