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Hyperscale Data, Inc. — Director's Dealing 2022
May 18, 2022
34769_dirs_2022-05-17_ca14c704-5773-401a-bf8b-0ffdd3f2c41d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BitNile Holdings, Inc. (NILE)
CIK: 0000896493
Period of Report: 2022-05-15
Reporting Person: AULT MILTON C III (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-05-15 | Common Stock | M | 66667 | — | Acquired | 223792 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-05-15 | Restricted Stock Grant | $ | M | 66667 | Disposed | 2022-05-15 | Common Stock (66667) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 7100000 | Indirect |
| Common Stock | 1658916 | Indirect |
| Common Stock | 3408 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Grant | $ | 2024-05-15 | Common Stock (400000) | 400000 | Direct |
Footnotes
F1: Represents the vesting of restricted stock.
F2: Milton C. Ault, III, is the Manager of Ault Alpha GP LLC ("Ault GP") and Ault Capital Management LLC ("AC Management"). Ault GP and AC Management are the general partner and investment manager to Ault Alpha, respectively. As such, Mr. Ault is deemed to beneficially own the shares held by Ault Alpha.
F3: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.
F4: Ault & Co. is the Manager of Philou Ventures, LLC. Milton C. Ault, III, as the Chief Executive Officer of Ault & Co., is deemed to beneficially own the shares held by Ault & Co.
F5: Each restricted stock unit is the economic equivalent of one share of common stock, par value $0.001, of BitNile Holdings, Inc.
F6: On November 2, 2020, Mr. Ault was granted 200,000 restricted shares of the Issuer's common stock, which vested in three equal installments as follows: 66,666 shares on August 20, 2021, 66,667 shares on November 15, 2021, and 66,667 shares on May 15, 2022.
F7: On January 8, 2021, Mr. Ault was granted 400,000 restricted shares of the Issuer's common stock, which vest in four equal installments on each of November 15, 2022, May 1, 2023, November 15, 2023 and May 15, 2024.