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Hyperscale Data, Inc. — Director's Dealing 2021
Jun 22, 2021
34769_dirs_2021-06-21_dacbcf11-e87d-4022-b74a-d32a1ae5e4d4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Ault Global Holdings, Inc. (DPW)
CIK: 0000896493
Period of Report: 2021-05-12
Reporting Person: Ault & Company, Inc. (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-05-12 | Common Stock | C | 275862 | $1.45 | Acquired | 1354829 | Direct |
| 2021-06-18 | Common Stock | P | 5587 | $2.69 | Acquired | 1360416 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-05-12 | 8% Convertible Promissory Note | $1.45 | C | 0 | Disposed | Common Stock (275862) | Direct |
Footnotes
F1: On February 5, 2020, the Issuer sold and issued an 8% Convertible Promissory Note in the principal amount of $1,000,000 (the "Note") to the Reporting Person, which Note was convertible into shares of the Issuer's common stock, par value $0.001 per share (the "Common Stock") at a conversion price of $1.45 per share. On May 12, 2021, the Reporting Person converted the remaining $400,000 of principal of the Note into 275,862 shares of Common Stock.
F2: The Note was convertible, at the election of the Reporting Person, prior to payment, or prepayment, in full.
F3: Excludes shares issuable at the election of the Reporting Person upon conversion of accrued interest into shares of Common Stock.