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Hyperscale Data, Inc. Director's Dealing 2021

Jun 22, 2021

34769_dirs_2021-06-21_dacbcf11-e87d-4022-b74a-d32a1ae5e4d4.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Ault Global Holdings, Inc. (DPW)
CIK: 0000896493
Period of Report: 2021-05-12

Reporting Person: Ault & Company, Inc. (N/A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-05-12 Common Stock C 275862 $1.45 Acquired 1354829 Direct
2021-06-18 Common Stock P 5587 $2.69 Acquired 1360416 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-05-12 8% Convertible Promissory Note $1.45 C 0 Disposed Common Stock (275862) Direct

Footnotes

F1: On February 5, 2020, the Issuer sold and issued an 8% Convertible Promissory Note in the principal amount of $1,000,000 (the "Note") to the Reporting Person, which Note was convertible into shares of the Issuer's common stock, par value $0.001 per share (the "Common Stock") at a conversion price of $1.45 per share. On May 12, 2021, the Reporting Person converted the remaining $400,000 of principal of the Note into 275,862 shares of Common Stock.

F2: The Note was convertible, at the election of the Reporting Person, prior to payment, or prepayment, in full.

F3: Excludes shares issuable at the election of the Reporting Person upon conversion of accrued interest into shares of Common Stock.