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Hyperscale Data, Inc. — Director's Dealing 2021
Sep 10, 2021
34769_dirs_2021-09-09_930936b4-5965-4a3e-ba13-eee865a8da3b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Ault Global Holdings, Inc. (DPW)
CIK: 0000896493
Period of Report: 2021-09-08
Reporting Person: AULT MILTON C III (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-09-08 | Common Stock | P | 200000 | $2.7376 | Acquired | 707400 | Indirect |
| 2021-09-09 | Common Stock | P | 292600 | $2.815 | Acquired | 1000000 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 69209 | Direct |
| Common Stock | 1658916 | Indirect |
| Common Stock | 3408 | Indirect |
Footnotes
F1: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $2.7376. The range of purchase prices on the transaction date was $2.68 to $2.78 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
F2: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $2.815. The range of purchase prices on the transaction date was $2.77 to $2.83 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
F3: Milton C. Ault, III, is the Manager of Ault Alpha GP LLC ("Ault GP") and Ault Capital Management LLC ("AC Management"). Ault GP and AC Management are the general partner and investment manager to Ault Alpha LP ("Ault Alpha"), respectively. As such, Mr. Ault is deemed to beneficially own the shares held by Ault Alpha.
F4: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.
F5: Ault & Co. is the Manager of Philou Ventures, LLC. Milton C. Ault, III, as the Chief Executive Officer of Ault & Co., is deemed to beneficially own the shares held by Ault & Co.