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Hyperscale Data, Inc. Director's Dealing 2021

Nov 13, 2021

34769_dirs_2021-11-12_d500a4fb-3796-418d-8246-55c8c81978a3.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Ault Global Holdings, Inc. (DPW)
CIK: 0000896493
Period of Report: 2021-11-09

Reporting Person: CRAGUN KENNETH S (N/A)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-11-09 Stock Options (Right to Buy) $2.19 A 300000 Acquired 2031-11-08 Common Stock (300000) Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Options (Right to Buy) $2.51 2031-08-23 Common Stock (150000) 150000 Direct
Stock Options (Right to Buy) $2.51 2031-08-23 Common Stock (250000) 250000 Direct

Footnotes

F1: On November 9, 2021, the Board of Directors of the Issuer granted stock options to Mr. Cragun to purchase 300,000 shares of the Issuer's common stock, which options shall vest in equal monthly increments commencing on January 1, 2023, and ending on December 1, 2024. The stock options, which were issued outside of any Issuer stock incentive plan, will be exercisable upon vesting, subject to receipt of approval of the option grants by the NYSE American and the Issuer's stockholders.

F2: Mr. Cragun was granted stock options to purchase 150,000 shares of the Issuer's Common Stock, which options vest monthly in 1/48th increments beginning on September 1, 2021.

F3: Mr. Cragun was granted stock options to purchase 250,000 shares of the Issuer's common stock, of which 15% of the options vested on August 24, 2021, and the remaining options vest monthly in 1/40th increments.