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Hyperscale Data, Inc. — Director's Dealing 2021
Nov 13, 2021
34769_dirs_2021-11-12_7ee872ee-0ddc-4328-b284-d5a332778c42.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Ault Global Holdings, Inc. (DPW)
CIK: 0000896493
Period of Report: 2021-11-09
Reporting Person: ASH HOWARD (N/A)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-11-09 | Stock Options (Right to Buy) | $2.19 | A | 100000 | Acquired | 2031-11-08 | Common Stock (100000) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $1.79 | 2030-09-16 | Common Stock (50000) | 50000 | Direct |
| Stock Options (Right to Buy) | $2.55 | 2031-01-07 | Common Stock (150000) | 150000 | Direct |
Footnotes
F1: On November 9, 2021, the Board of Directors of the Issuer granted stock options to Mr. Ash to purchase 100,000 shares of the Issuer's common stock, which options shall vest in equal monthly increments commencing on January 1, 2023 and ending on December 1, 2024. The stock options, which were issued outside of any Issuer stock incentive plan, will be exercisable upon vesting, subject to receipt of approval of the option grants by the NYSE American and the Issuer's stockholders.
F2: Mr. Ash was granted stock options to purchase 50,000 shares of the Issuer's common stock, which options vest in equal monthly increments over one (1) year commencing on September 17, 2020.
F3: Mr. Ash was granted stock options to purchase 150,000 shares of the Issuer's common stock, which options shall vest in monthly increments commencing on January 1, 2022 and ending on December 1, 2023.