Hyperscale Data, Inc. — Director's Dealing 2021

Nov 13, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Ault Global Holdings, Inc. (DPW)
CIK: 0000896493
Period of Report: 2021-11-09

Reporting Person: Horne William B. (N/A)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-11-09	Stock Options (Right to Buy)	$2.19	A	800000	Acquired	2031-11-08	Common Stock (800000)	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Options (Right to Buy)	$1.79	2030-09-16	Common Stock (200000)	200000	Direct
Stock Options (Right to Buy)	$2.55	2031-01-07	Common Stock (400000)	400000	Direct

Footnotes

F1: On November 9, 2021, the Board of Directors of the Issuer granted stock options to Mr. Horne to purchase 800,000 shares of the Issuer's common stock, which options shall vest in equal monthly increments commencing on January 1, 2023, and ending on December 1, 2024. The stock options, which were issued outside of any Issuer stock incentive plan, will be exercisable upon vesting, subject to receipt of approval of the option grants by the NYSE American and the Issuer's stockholders.

F2: Mr. Horne was granted stock options to purchase 200,000 shares of the Issuer's common stock, which options vest in equal monthly increments commencing on September 17, 2020, and ending on September 17, 2022.

F3: Mr. Horne was granted stock options to purchase 400,000 shares of the Issuer's common stock, which options shall vest in four equal installments on each of November 15, 2022, May 1, 2023, November 15, 2023 and May 15, 2024.