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Hyperscale Data, Inc. — Director's Dealing 2021
Nov 29, 2021
34769_dirs_2021-11-29_372b1f2e-bf7f-487a-bddb-e5330c600afc.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Ault Global Holdings, Inc. (DPW)
CIK: 0000896493
Period of Report: 2021-11-24
Reporting Person: AULT MILTON C III (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-11-24 | Common Stock | P | 155000 | $1.9091 | Acquired | 5405000 | Indirect |
| 2021-11-24 | Common Stock | P | 3500 | $1.9019 | Acquired | 149375 | Direct |
| 2021-11-26 | Common Stock | P | 500 | $1.7394 | Acquired | 149875 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1658916 | Indirect |
| Common Stock | 3408 | Indirect |
Footnotes
F1: The common stock was purchased by Ault Alpha LP ("Ault Alpha") in open market transactions on the transaction date, with a volume weighted average sale price of $1.9091. The range of sale prices on the transaction date was $1.9087 to $1.9107 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
F2: Milton C. Ault, III, is the Manager of Ault Alpha GP LLC ("Ault GP") and Ault Capital Management LLC ("AC Management"). Ault GP and AC Management are the general partner and investment manager to Ault Alpha, respectively. As such, Mr. Ault is deemed to beneficially own the shares held by Ault Alpha.
F3: The common stock was purchased in open market transactions on the transaction date, with a volume weighted average sale price of $1.9019. The range of sale prices on the transaction date was $1.8389 to $1.9284 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
F4: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co
F5: Ault & Co. is the Manager of Philou Ventures, LLC. Milton C. Ault, III, as the Chief Executive Officer of Ault & Co., is deemed to beneficially own the shares held by Ault & Co.