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Hyperscale Data, Inc. — Director's Dealing 2021
Dec 4, 2021
34769_dirs_2021-12-03_608bcab1-19ed-4f49-8f7d-69e4b1784596.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Ault Global Holdings, Inc. (DPW)
CIK: 0000896493
Period of Report: 2021-12-01
Reporting Person: Nisser Henry Carl (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-12-01 | Common Stock | M | 6250 | — | Acquired | 139583 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-12-01 | Restricted Stock Grant | $ | M | 6250 | Disposed | 2021-12-01 | Common Stock (6250) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Grant | $ | 2022-05-15 | Common Stock (66667) | 66667 | Direct |
| Restricted Stock Grant | $ | 2024-05-15 | Common Stock (400000) | 400000 | Direct |
Footnotes
F1: Represents the vesting of restricted stock.
F2: Each restricted stock unit is the economic equivalent of one share of Common Stock, par value $0.001, of Ault Global Holdings, Inc.
F3: Mr. Nisser received 6,250 restricted shares of the Issuer's Common Stock (the "Restricted Shares"), 50% of which vested immediately upon grant on June 1, 2019, and the reminder of which vest ratably over forty-eight (48) months. On November 18, 2021, the Board of Directors of the Issuer approved an amendment to the vesting schedule whereby the Restricted Shares vested on December 1, 2021. All of the Restricted Shares were issued, including shares that previously vested but were unissued.
F4: On November 2, 2020, Mr. Nisser was granted 200,000 Restricted Shares, which vest in three equal installments as follows: 66,666 shares on August 20, 2021, 66,667 shares on November 15, 2021, and 66,667 shares on May 15, 2022.
F5: On January 8, 2021, Mr. Nisser was granted 400,000 Restricted Shares, which vest in four equal installments on each of November 15, 2022, May 1, 2023, November 15, 2023 and May 15, 2024.