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Hyperscale Data, Inc. — Director's Dealing 2019
Oct 1, 2019
34769_dirs_2019-10-01_f143ecfb-7df6-4731-ae97-9f564c520761.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DPW Holdings, Inc. (DPW)
CIK: 0000896493
Period of Report: 2019-09-27
Reporting Person: SMITH ROBERT O (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-09-27 | Common Stock | S | 54 | $2.286 | Disposed | 55 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-09-27 | Series C Preferred Stock | $480.00 | C | 10833 | Disposed | Common Stock (54) | Direct |
Footnotes
F1: On May 30, 2017, the reporting person purchased for $26,000 one-half unit consisting of 10,833 shares of Series C Preferred Stock. Each share of Series C Preferred Stock has a stated value of $2.40 and, at the time of issuance, had a conversion price of $0.60.
F2: The conversion price of the shares of Series C Preferred Stock has been adjusted to reflect the Issuer's Reverse Stock Split with a ratio of one-for-twenty, which became effective on March 14, 2019, and the Issuer's Reverse Stock Split with a ratio of one-for-forty, which became effective on August 5, 2019. The 10,833 shares of Series C Preferred Stock have an aggregate stated value of $26,000, which upon conversion resulted in the issuance of 54 shares of common stock.
F3: Not applicable.