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Hyperscale Data, Inc. — Director's Dealing 2018
Jun 29, 2018
34769_dirs_2018-06-29_d3333b75-547d-4350-a9bb-275efb1e1850.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DPW Holdings, Inc. (DPW)
CIK: 0000896493
Period of Report: 2018-06-27
Reporting Person: AULT MILTON C III (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-06-27 | Common Stock | P | 529 | $0.55 | Acquired | 75529 | Indirect |
| 2018-06-27 | Common Stock | P | 871 | $0.54 | Acquired | 76400 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-05-08 | Warrant | $0.60 | P | 75000 | Acquired | 2022-10-04 | Common Stock (75000) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 34600 | Direct |
Footnotes
F1: 76,400 shares of Common Stock are held by the Reporting Person's wholly owned company, Ault & Company, Inc. ("Ault & Company").
F2: On October 4, 2017, Ault & Company agreed to purchase (i) 75,000 shares of the Issuer's common stock at $0.60 per share and (ii) a warrant to purchase 75,000 shares of common stock, exercisable at $0.60 per share, for an aggregate purchase price of $45,000. However, such shares and warrant were not sold and issued to Ault & Company until May 8, 2018.
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