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Hyperscale Data, Inc. — Director's Dealing 2014
Apr 11, 2014
34769_dirs_2014-04-11_6986af50-f295-4b82-b154-46ecddacebc1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DIGITAL POWER CORP (DPW)
CIK: 0000896493
Period of Report: 2014-04-02
Reporting Person: KOHN AMOS (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-04-02 | Common Stock | M | 10000 | $1.05 | Acquired | 10000 | Direct |
| 2014-04-02 | Common Stock | F | 6287 | $1.67 | Disposed | 3713 | Direct |
| 2014-04-02 | Common Stock | M | 10000 | $1.192 | Acquired | 13713 | Direct |
| 2014-04-02 | Common Stock | F | 7138 | $1.67 | Disposed | 6575 | Direct |
| 2014-04-02 | Common Stock | M | 10000 | $1.16 | Acquired | 16575 | Direct |
| 2014-04-02 | Common Stock | F | 6946 | $1.67 | Disposed | 9629 | Direct |
| 2014-04-02 | Common Stock | M | 50000 | $0.84 | Acquired | 59629 | Direct |
| 2014-04-02 | Common Stock | F | 25150 | $1.67 | Disposed | 34479 | Direct |
| 2014-04-02 | Common Stock | M | 10000 | $0.79 | Acquired | 44479 | Direct |
| 2014-04-02 | Common Stock | F | 4731 | $1.67 | Disposed | 39748 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-04-02 | Employee Stock Option (right to buy) | $1.05 | M | 10000 | Disposed | 2014-05-09 | Common Stock (10000) | Direct |
| 2014-04-02 | Employee Stock Option (right to buy) | $1.192 | M | 10000 | Disposed | 2015-02-26 | Common Stock (10000) | Direct |
| 2014-04-02 | Employee Stock Option (right to buy) | $1.16 | M | 10000 | Disposed | 2016-03-07 | Common Stock (10000) | Direct |
| 2014-04-02 | Employee Stock Option (right to buy) | $0.84 | M | 50000 | Disposed | 2018-07-01 | Common Stock (50000) | Direct |
| 2014-04-02 | Employee Stock Option (right to buy) | $0.79 | M | 10000 | Disposed | 2018-09-17 | Common Stock (10000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 157515 | Indirect |
Footnotes
F1: Constitutes shares withheld for aggregate exercise price.
F2: The options vested in four equal annual installments beginning 05/11/2005.
F3: The options vested in four equal annual installments beginning 02/28/2006.
F4: The options vested in four equal annual installments beginning 03/09/2007.
F5: The options vested in four equal annual installments beginning 07/03/2009.
F6: The options vested in four equal annual installments beginning 09/19/2009.
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