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Hyperfine, Inc. — Director's Dealing 2022
Nov 15, 2022
34088_dirs_2022-11-14_c2698a7c-4d4d-4850-8e27-a51509c488a1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Hyperfine, Inc. (HYPR)
CIK: 0001833769
Period of Report: 2022-11-14
Reporting Person: ROTHBERG JONATHAN M (Director, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-11-14 | Class A Common Stock | P | 34488 | $0.89 | Acquired | 578346 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 585737 | Indirect |
| Class A Common Stock | 440295 | Indirect |
| Class A Common Stock | 95507 | Indirect |
| Class B Common Stock | 6867790 | Indirect |
| Class B Common Stock | 818750 | Indirect |
| Class B Common Stock | 1842187 | Indirect |
| Class B Common Stock | 1842187 | Indirect |
| Class B Common Stock | 1842187 | Indirect |
| Class B Common Stock | 1842187 | Indirect |
Footnotes
F1: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.85 to $0.90, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, on request, full information regarding the number of shares purchased at each separate price within the range set forth above.
F2: Dr. Rothberg is the sole manager of 4C Holdings I, LLC, 4C Holdings V, LLC, 2012 JMR Trust Common, LLC, JNR TR, LLC, GBR TR, LLC, NVR TR, LLC and EJR TR, LLC. Dr. Rothberg is the spouse of Bonnie E. Gould Rothberg MD and Dr. Rothberg's son is the manager of 23rd Century Capital LLC. Dr. Rothberg disclaims beneficial ownership of the shares held by these persons and entities except to the extent of his pecuniary interest therein
F3: Shares previously held by 4C Holdings I, LLC that were distributed to JNR TR, LLC, GBR TR, LLC, NVR TR, LLC and EJR TR, LLC.