HYDROCARBON DYNAMICS LIMITED — Director's Dealing 2020

Nov 23, 2020

Appendix 3Y Change of Director’s Interest Notice

Rule 3.19A.2

Appendix 3Y

Change of Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

Introduced 30/09/01 Amended 01/01/11

Name of entity Hydrocarbon Dynamics Limited ABN 75 117 387 354

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

Name of Director	Stephen Mitchell
Date of last notice	7 May 2020
Date of this notice	24 November 2020

Part 1 - Change of director’s relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

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Direct or indirect interest Direct & Indirect
Nature of indirect interest Malangi Pty Ltd (previously named Mawallok) –
(including registered holder) Mr Mitchell is a director of the Company
Note: Provide details of the circumstances giving rise to the relevant
interest.
Date of change 23 November 2020
No. of securities held prior to change 6,000,002 fully paid ordinary shares
Stephen Mitchell and Serena Mitchell Mitchell Super Fund A/C>
3,500,000 Incentive rights expiring 1 Sept 2021
Indirect
31,347,081 fully paid ordinary shares
Malangi Pty Ltd
Class 1. Fully paid ordinary Shares
2. Unlisted options exercisable @ $0.03,
expiring 31 October 2022
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• See chapter 19 for defined terms.

01/01/2011 Appendix 3Y Page 1

Appendix 3Y Change of Director’s Interest Notice

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Number acquired Direct
1,200,000 Fully paid ordinary shares
600,000 Unlisted options
Indirect
6,263,416 Fully paid ordinary shares
3,131,708 Unlisted options
Number disposed Nil
Value/Consideration $149,268
Note: If consideration is non-cash, provide details and valuation
No. of securities held after change Direct
7,200,002 fully paid ordinary shares
Stephen Mitchell and Serena Mitchell Mitchell Super Fund A/C>
600,000 Unlisted options exercisable @ $0.03,
expiring 31 October 2022
3,500,000 Incentive rights expiring 1 Sept 2021
Indirect
37,610,497 fully paid ordinary shares
Malangi Pty Ltd
3,131,708 Unlisted options exercisable @ $0.03,
expiring 31 October 2022
Malangi Pty Ltd
Nature of change Rights Issue
Example: on-market trade, off-market trade, exercise of options,
issue of securities under dividend reinvestment plan, participation in
buy-back
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Part 2 – Change of director’s interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

Detail of contract	N/A
Nature of interest	N/A
Name of registered holder (if issued securities)	N/A

• See chapter 19 for defined terms.

Appendix 3Y Page 2

01/01/2011

Appendix 3Y Change of Director’s Interest Notice

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Date of change N/A
No. and class of securities to which N/A
interest related prior to change
Note: Details are only required for a contract in
relation to which the interest has changed
Interest acquired N/A
Interest disposed N/A
Value/Consideration N/A
Note: If consideration is non-cash, provide details
and an estimated valuation
Interest after change N/A
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Part 3 –[+] Closed period

Part 3 –+Closed period
Were the interests in the securities or contracts detailed above traded during a+closed period where prior written clearance was required?	No
If so, was prior written clearance provided to allow the trade to proceed during this period?	N/A
If prior written clearance was provided, on what date was this provided?	N/A

• See chapter 19 for defined terms.

01/01/2011 Appendix 3Y Page 3

Appendix 3Y Change of Director’s Interest Notice

Rule 3.19A.2

Appendix 3Y

Change of Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

Introduced 30/09/01 Amended 01/01/11

Name of entity Hydrocarbon Dynamics Limited ABN 75 117 387 354

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

Name of Director	Allan Ritchie
Date of last notice	7 May 2020
Date of this notice	24 November 2020

Part 1 - Change of director’s relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

Direct or indirect interest	Indirect
Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest.	RAAR Capital Group Pty Ltd – Mr Ritchie is a director of the company Ritchie Capital Pty Ltd – Mr Ritchie is a director of the company
Date of change	23 November 2020
No. of securities held prior to change	3,391,147 – fully paid ordinary shares RAAR Capital Group Pty Ltd 108,860 – fully paid ordinary shares Ritchie Capital Pty Ltd 1,500,000 - Incentive rights, expiring 1 Sept 2021. RAAR Capital Group Pty Ltd
Class	Fully paid ordinary shares Unlisted options exercisable @ $0.03, expiring 31 October 2022

• See chapter 19 for defined terms.

01/01/2011 Appendix 3Y Page 1

Appendix 3Y Change of Director’s Interest Notice

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Number acquired 700,901 – Fully paid ordinary shares
350,451 – Unlisted options
Number disposed N/A
Value/Consideration $14,018
Note: If consideration is non-cash, provide details and valuation
No. of securities held after change RAAR Capital Group Pty Ltd
-
4,069,377 fully paid ordinary shares
-
339,115 Unlisted options exercisable @
$0.03 expiring 31 October 2022
Ritchie Capital Pty Ltd

-
131,532 fully paid ordinary shares
-
11,336 Unlisted options exercisable @
$0.03 expiring 31 October 2022
RAAR Capital Group Pty Ltd
-
1,500,000 - Incentive rights, expiring 1
Sept 2021.
Nature of change Rights issue
Example: on-market trade, off-market trade, exercise of options,
issue of securities under dividend reinvestment plan, participation in
buy-back
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Part 2 – Change of director’s interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

Detail of contract	N/A
Nature of interest	N/A
Name of registered holder (if issued securities)	N/A
Date of change	N/A

• See chapter 19 for defined terms.

Appendix 3Y Page 2

01/01/2011

Appendix 3Y Change of Director’s Interest Notice

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No. and class of securities to which N/A
interest related prior to change
Note: Details are only required for a contract in
relation to which the interest has changed
Interest acquired N/A
Interest disposed N/A
Value/Consideration N/A
Note: If consideration is non-cash, provide details
and an estimated valuation
Interest after change N/A
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Part 3 –[+] Closed period

Were the interests in the securities or contracts detailed No above traded during a[+] closed period where prior written clearance was required? If so, was prior written clearance provided to allow the trade N/A to proceed during this period? If prior written clearance was provided, on what date was this N/A provided?

• See chapter 19 for defined terms.

01/01/2011 Appendix 3Y Page 3

Appendix 3Y Change of Director’s Interest Notice

Rule 3.19A.2

Appendix 3Y

Change of Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

Introduced 30/09/01 Amended 01/01/11

Name of entity Hydrocarbon Dynamics Limited ABN 75 117 387 354

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

Name of Director	Andrew Seaton
Date of last notice	13 October 2020
Date of this notice	24 November 2020

Part 1 - Change of director’s relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

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Direct or indirect interest Direct
Nature of indirect interest
(including registered holder)
Note: Provide details of the circumstances giving rise to the
relevant interest.
Date of change 23 November 2020
No. of securities held prior to change 2,670,420 fully paid ordinary shares
Mr A Seaton and Mrs K Seaton ATF Seaton
Super Fund
885,484 fully paid ordinary shares
Mr A Seaton ATF Seaton Family Trust
2,000,000 Incentive rights expiring 1 Sept 2021
Class 1. Fully paid ordinary Shares
2. Unlisted options exercisable @ $0.03,
expiring 31 October 2022
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• See chapter 19 for defined terms.

01/01/2011 Appendix 3Y Page 1

Appendix 3Y Change of Director’s Interest Notice

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Number acquired 711,181 fully paid ordinary shares
355,591 Unlisted options
Number disposed N/A
Value/Consideration $14,224
Note: If consideration is non-cash, provide details and valuation
No. of securities held after change Mr A Seaton and Mrs K Seaton ATF Seaton
Super Fund
-
3,204,504 fully paid ordinary shares
-
267,042 Unlisted options exercisable @
$0.03, expiring 31 October 2022
Mr A Seaton and Mrs K Seaton ATF Seaton
Super Fund
-
1,062,581 fully paid ordinary shares
-
88,549 Unlisted options exercisable @
$0.03, expiring 31 October 2022
Nature of change Rights issue
Example: on-market trade, off-market trade, exercise of options,
issue of securities under dividend reinvestment plan, participation
in buy-back
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Part 2 – Change of director’s interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

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Detail of contract N/A
Nature of interest N/A
Name of registered holder N/A
(if issued securities)
Date of change N/A
No. and class of securities to which N/A
interest related prior to change
Note: Details are only required for a contract in
relation to which the interest has changed
Interest acquired N/A
Interest disposed N/A
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• See chapter 19 for defined terms.

Appendix 3Y Page 2

01/01/2011

Appendix 3Y Change of Director’s Interest Notice

Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation	N/A
Interest after change	N/A

Part 3 –[+] Closed period

Part 3 –+Closed period
Were the interests in the securities or contracts detailed above traded during a+closed period where prior written clearance was required?	No
If so, was prior written clearance provided to allow the trade to proceed during this period?	N/A
If prior written clearance was provided, on what date was this provided?	N/A

• See chapter 19 for defined terms.

01/01/2011 Appendix 3Y Page 3

Appendix 3Y Change of Director’s Interest Notice

Rule 3.19A.2

Appendix 3Y

Change of Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

Introduced 30/09/01 Amended 01/01/11

Name of entity Hydrocarbon Dynamics Limited ABN 75 117 387 354

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

Name of Director	Ray Shorrocks
Date of last notice	7 May 2020
Date of this notice	24 November 2020

Part 1 - Change of director’s relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

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Direct or indirect interest Indirect
Nature of indirect interest Spring Street Holdings Pty Ltd – Mr Ray
(including registered holder) Shorrocks is a director of the Company
Note: Provide details of the circumstances giving rise to the relevant interest. Margot Shorrocks – related person
Hamish Shorrocks – related person
Sam Shorrocks – related person
Stephanie Tetu – related person
Date of change 23 November 2020
No. of securities held prior to change 5,321,025 fully paid ordinary shares
2,000,000 Incentive Rights, expiring 1 Sept
2021
Class 1. Ordinary Shares
2. Unlisted options exercisable @ $0.03,
expiring 31 October 2022
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• See chapter 19 for defined terms.

01/01/2011 Appendix 3Y Page 1

Appendix 3Y Change of Director’s Interest Notice

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Number acquired 1,028,205 – Rights issue acceptance
514,103 – Unlisted options
Number disposed N/A
Value/Consideration $20,564
Note: If consideration is non-cash, provide details and valuation
-
No. of securities held after change 6,349,230 fully paid ordinary shares
-
514,103 Unlisted options exercisable @
$0.03, expiring 31 October 2022
-
2,000,000 Incentive rights
Nature of change
Example: on-market trade, off-market trade, exercise of options, Rights Issue
issue of securities under dividend reinvestment plan, participation in
buy-back
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Part 2 – Change of director’s interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

Detail of contract	N/A
Nature of interest	N/A
Name of registered holder (if issued securities)	N/A

• See chapter 19 for defined terms.

Appendix 3Y Page 2

01/01/2011

Appendix 3Y Change of Director’s Interest Notice

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Date of change N/A
No. and class of securities to which N/A
interest related prior to change
Note: Details are only required for a contract in
relation to which the interest has changed
Interest acquired N/A
Interest disposed N/A
Value/Consideration N/A
Note: If consideration is non-cash, provide details
and an estimated valuation
Interest after change N/A
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Part 3 –[+] Closed period

Part 3 –+Closed period
Were the interests in the securities or contracts detailed above traded during a+closed period where prior written clearance was required?	No
If so, was prior written clearance provided to allow the trade to proceed during this period?	N/A
If prior written clearance was provided, on what date was this provided?	N/A

• See chapter 19 for defined terms.

01/01/2011 Appendix 3Y Page 3