HYDROCARBON DYNAMICS LIMITED — Director's Dealing 2019

Jul 1, 2019

Appendix 3Y Change of Director’s Interest Notice

Rule 3.19A.2

Appendix 3Y

Change of Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

Introduced 30/09/01 Amended 01/01/11

Name of entity Indago Energy Limited ABN 75 117 387 354

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

Name of Director	Stephen Mitchell
Date of last notice	7 March 2019
Date of this notice	1 July 2019

Part 1 - Change of director’s relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

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Direct or indirect interest Direct & Indirect
Nature of indirect interest Mawallok Pastoral Company Pty Ltd – Mr
(including registered holder) Mitchell is a director of the Company
Note: Provide details of the circumstances giving rise to the relevant
interest.
Date of change 28 June 2019
No. of securities held prior to change Direct
4,000,000 fully paid ordinary shares
3,500,000 Stephen Mitchell and Serena Mitchell

Indirect
4,300,000 fully paid ordinary shares
Mawallok Pastoral Company Pty Ltd
Class Ordinary Shares
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• See chapter 19 for defined terms.

01/01/2011 Appendix 3Y Page 1

Appendix 3Y Change of Director’s Interest Notice

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Number acquired Direct
3,500,000 – Rights Issue
Stephen Mitchell
1,500,001 – Rights Issue
Stephen Mitchell and Serena Mitchell Mitchell Super Fund A/C>
Indirect
1,700,001 Rights Issue
Mawallok Pastoral Company Pty Ltd
Number disposed N/A
Value/Consideration $234,500.07
Note: If consideration is non-cash, provide details and valuation
No. of securities held after change Direct
7,500,000 fully paid ordinary shares
5,000,001 Stephen Mitchell and Serena Mitchell

Indirect
6,000,001 fully paid ordinary shares
Mawallok Pastoral Company Pty Ltd
Nature of change Rights Issue
Example: on-market trade, off-market trade, exercise of options,
issue of securities under dividend reinvestment plan, participation in
buy-back
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Part 2 – Change of director’s interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

Detail of contract	N/A
Nature of interest	N/A

• See chapter 19 for defined terms.

Appendix 3Y Page 2

01/01/2011

Appendix 3Y Change of Director’s Interest Notice

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Name of registered holder N/A
(if issued securities)
Date of change N/A
No. and class of securities to which N/A
interest related prior to change
Note: Details are only required for a contract in
relation to which the interest has changed
Interest acquired N/A
Interest disposed N/A
Value/Consideration N/A
Note: If consideration is non-cash, provide details
and an estimated valuation
Interest after change N/A
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Part 3 –[+] Closed period

Part 3 –+Closed period
Were the interests in the securities or contracts detailed above traded during a+closed period where prior written clearance was required?	No
If so, was prior written clearance provided to allow the trade to proceed during this period?	N/A
If prior written clearance was provided, on what date was this provided?	N/A

• See chapter 19 for defined terms.

01/01/2011 Appendix 3Y Page 3

Appendix 3Y Change of Director’s Interest Notice

Rule 3.19A.2

Appendix 3Y

Change of Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

Introduced 30/09/01 Amended 01/01/11

Name of entity Indago Energy Limited ABN 75 117 387 354

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

Name of Director	Allan Ritchie
Date of last notice	27 August 2018
Date of this notice	2 July 2019

Part 1 - Change of director’s relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

Direct or indirect interest	Indirect
Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest.	RAAR Capital Group Pty Ltd – Mr Ritchie is a director of the company
Date of change	28 June 2019
No. of securities held prior to change	2,521,037 – fully paid ordinary shares RAAR Capital Group Pty Ltd 76,216 – fully paid ordinary shares Ritchie Capital Pty Ltd
Class	Ordinary shares

• See chapter 19 for defined terms.

01/01/2011 Appendix 3Y Page 1

Appendix 3Y Change of Director’s Interest Notice

Number acquired	145,000 – Rights Issue Acceptance RAAR Capital Group Pty Ltd 14,500 – Rights Issue Acceptance Ritchie Capital Pty Ltd
Number disposed	N/A
Value/Consideration Note: If consideration is non-cash, provide details and valuation	$5,582.50
No. of securities held after change	2,666,037 – fully paid ordinary shares RAAR Capital Group Pty Ltd 90,716 – fully paid ordinary shares Ritchie Capital Pty Ltd
Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back	Rights issue

Part 2 – Change of director’s interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

Detail of contract	N/A
Nature of interest	N/A
Name of registered holder (if issued securities)	N/A
Date of change	N/A
No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed	N/A
Interest acquired	N/A
Interest disposed	N/A

• See chapter 19 for defined terms.

Appendix 3Y Page 2

01/01/2011

Appendix 3Y Change of Director’s Interest Notice

Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation	N/A
Interest after change	N/A

Part 3 –[+] Closed period

Part 3 –+Closed period
Were the interests in the securities or contracts detailed above traded during a+closed period where prior written clearance was required?	No
If so, was prior written clearance provided to allow the trade to proceed during this period?	N/A
If prior written clearance was provided, on what date was this provided?	N/A

• See chapter 19 for defined terms.

01/01/2011 Appendix 3Y Page 3

Appendix 3Y Change of Director’s Interest Notice

Rule 3.19A.2

Appendix 3Y

Change of Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

Introduced 30/09/01 Amended 01/01/11

Name of entity Indago Energy Limited ABN 75 117 387 354

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

Name of Director	Ray Shorrocks
Date of last notice	27 August 2018
Date of this notice	2 July 2019

Part 1 - Change of director’s relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

Direct or indirect interest		Direct and Indirect
Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest.		Spring Street Holdings Pty Ltd – Mr Ray Shorrocks is a director of the Company Margot Shorrocks – related person Hamish Shorrocks – related person Sam Shorrocks – related person Stephanie Tetu – related person
Date of change		28 June 2019
No. of securities held prior to change		Indirect 2,680,000 fully paid ordinary shares
Class		Ordinary Shares

• See chapter 19 for defined terms.

01/01/2011 Appendix 3Y Page 1

Appendix 3Y Change of Director’s Interest Notice

Number acquired		Indirect 230,000 – Rights issue acceptance 100,000 – On-market purchase
Number disposed		N/A
Value/Consideration Note: If consideration is non-cash, provide details and valuation		$11,550
No. of securities held after change		Indirect 3,010,000 fully paid ordinary shares
Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back		Rights Issue and on-market purchase

Part 2 – Change of director’s interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

Detail of contract	N/A
Nature of interest	N/A
Name of registered holder (if issued securities)	N/A

• See chapter 19 for defined terms.

Appendix 3Y Page 2

01/01/2011

Appendix 3Y Change of Director’s Interest Notice

Date of change	N/A
No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed	N/A
Interest acquired	N/A
Interest disposed	N/A
Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation	N/A
Interest after change	N/A

Part 3 –[+] Closed period

Part 3 –+Closed period
Were the interests in the securities or contracts detailed above traded during a+closed period where prior written clearance was required?	No
If so, was prior written clearance provided to allow the trade to proceed during this period?	N/A
If prior written clearance was provided, on what date was this provided?	N/A

• See chapter 19 for defined terms.

01/01/2011 Appendix 3Y Page 3

604 page 1/2 15 July 2001

Form 604

Corporations Act 2001 Section 671B

Notice of change of interests of substantial holder

To Company Name/Scheme

ACN/ARSN

Indago Energy Limited

75 117 387 354

1. Details of substantial holder(1)

Name

Stephen Mitchell

ACN/ARSN (if applicable)

There was a change in the interests of the substantial holder on 28/06/2019 The previous notice was given to the company on 20/12/2018 The previous notice was dated 20/12/2018

2. Previous and present voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:

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Class of securities (4) Previous notice Present notice
Person’s votes Voting power (5) Person’s votes Voting power (5)
Ordinary Shares 10,650,000 5.05% 18,500,002 7.31%
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the
company or scheme, since the substantial holder was last required to give a substantial holding notice to the company are as follows:
Date of Person whose Nature of Consideration given Class and number Person’s votes
change relevant interest change (6) in relation to change of securities affected
changed (7) affected
On-market Ordinary Shares
24/12/18 Stephen Mitchell purchase $1,143 27,500 27,500
24/12/18 Mawallok Pastoral On-market $6,232 Ordinary Shares 150,000
Company purchase 150,000
On-market Ordinary Shares
01/03/19 Stephen Mitchell purchase $38,438 972,500 972,500
28/6/19 Stephen Mitchell Rights Issue $122,758 Ordinary Shares 3,500,000
3,500,000
28/6/19 Stephen Mitchell Rights Issue $52,500 Ordinary Shares 1,500,001 1,500,001
28/6/19 Stephen Mitchell Rights Issue $59,500 Ordinary Shares 1,700,001 1,700,001
4. Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
Holder of Registered Person entitled to Nature of relevant Class and Person’s
relevant holder of be registered as interest (6) number of votes
interest securities holder (8) securities
Stephen Stephen
Stephen Mitchell 7,500,000 7,500,000
Mitchell Mitchell
S & S Mitchell
Stephen & ATF SP S & S Mitchell Controls registered
Serena ATF SP Mitchell holder (section 608 5,000,001 5,000,001
Mitchell Super
Mitchell Fund Super Fund (3)(b))
Mawallok Mawallok
Pastoral Pastoral Mawallok Pastoral Controls registered
holder (section 608 6,000,001 6,000,001
Company Pty Company Pty Company Pty Ltd
Ltd Ltd (3)(b))
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604 page 2/2 15 July 2001

5. Changes in association

The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

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Name and ACN/ARSN (if applicable) Nature of association
N/A
6. Addresses
The addresses of persons named in this form are as follows:
Name Address
Stephen Mitchell PO Box 16059, Collins Street West, Vic. 8007
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Signature print name Stephen Mitchell capacity Director	Signature print name Stephen Mitchell capacity Director
	sign here date 2 / 7 / 2019
	DIRECTIONS
(1)	If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the
	manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons
	are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the
	names and addresses of members is clearly set out in paragraph 6 of the form.
(2)	See the definition of “associate” in section 9 of the Corporations Act 2001.
(3)	See the definition of “relevant interest” in sections 608 and 671B(7) of the Corporations Act 2001.
(4)	The voting shares of a company constitute one class unless divided into separate classes.
(5)	The person’s votes divided by the total votes in the body corporate or scheme multiplied by 100.
(6)	Include details of:
	(a) any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies,
	a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of
	any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or
	arrangement; and
	(b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of
	the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
	See the definition of “relevant agreement” in section 9 of the Corporations Act 2001.
(7)	Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has,
	or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or
	not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the
	acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
(8)	If the substantial holder is unable to determine the identify of the person (eg. if the relevant interest arises because of an option) write “unknown”.
(9)	Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.