AI assistant
HYDROCARBON DYNAMICS LIMITED — Director's Dealing 2016
Jan 17, 2016
65041_rns_2016-01-17_2eab9bdf-ea14-4830-a268-99aa51071fc5.pdf
Director's Dealing
Open in viewerOpens in your device viewer
==> picture [596 x 114] intentionally omitted <==
18 January 2016
Market Announcements Office Australian Securities Exchange 20 Bridge Street Sydney NSW 2000
Dear Sirs,
Change of Directors’ Interests Notices
Please find attached the following:
-
a corrected Appendix 3X for Mr Shorrocks to reflect the correct the number of shares held by Spring Street Holdings Pty Ltd disclosed in the Appendix 3X released to ASX on 13 January 2016;
-
an Appendix 3Y in respect of shares recently acquired by Mr Shorrocks; and
-
a corrected Appendix 3Z to reflect the lapse of Management Options upon cessation of employment of Mr Pettett and Mr Messer.
Following the lapse of 54,442,824 Management Options, Pryme confirms the current number and class of all securities quoted and not quoted on ASX:
| Number and class of all securities quoted on ASX Number and class of all securities not quoted on ASX |
Number | Class |
|---|---|---|
| 1,007,380,397 458,340,516 22,684,510 |
Fully paid ordinary shares Options expiring 23 July 2016 Management Options expiring 23 July 2016 |
|
| Number | Class | |
| 13,610,706 | Management Options expiring 23 July 2016 |
Yours sincerely,
==> picture [100 x 25] intentionally omitted <==
Swapna Keskar Company Secretary
Appendix 3X Initial Director’s Interest Notice
Rule 3.19A.1
Appendix 3X
Initial Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public. Introduced 30/9/2001.
Name of entity : Pryme Energy Limited
ABN: 75 117 387 354
We (the entity) give ASX the following information under listing rule 3.19A.1 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director | Ray Shorrocks |
|---|---|
| Date of appointment | 12 January 2016 |
Part 1 - Director’s relevant interests in securities of which the director is the registered holder In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.
Number & class of securities
Nil
- See chapter 19 for defined terms.
Appendix 3X Page 1
11/3/2002
Appendix 3X Initial Director’s Interest Notice
Part 2 – Director’s relevant interests in securities of which the director is not the registered holder
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Name of holder & nature of interest Number & class of Securities Note: Provide details of the circumstances giving rise to the relevant interest. Spring Street Holdings Pty Ltd 3,245,947 fully paid ordinary shares (ABN 54 120 323 855) – Mr Shorrocks is a director of the company
Part 3 – Director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Detail of contract | N/A |
|---|---|
| Nature of interest | N/A |
| Name of registered holder (if issued securities) |
N/A |
| No. and class of securities to which interest relates |
N/A |
- See chapter 19 for defined terms.
Appendix 3X Page 2
11/3/2002
Appendix 3Y Change of Director’s Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity Pryme Energy Limited
ABN 75 117 387 354
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| We (the entity) give ASX the following the director for the purposes of section |
information under listing rule 3.19A.2 and as agent for 205G of the Corporations Act. |
|---|---|
| Name of Director | Ray Shorrocks |
| Date of last notice | 13 January 2016 |
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Direct or indirect interest | Indirect |
|---|---|
| Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest. |
Spring Street Holdings Pty Ltd – Mr Shorrocks is a director of the Company |
| Date of change | 1. 13 January 2016 2. 14 January 2016 |
| No. of securities held prior to change | 3,245,947 fully paid ordinary shares |
| Class | Fully paid ordinary shares |
| Number acquired | 1. 431,622 2. 276,378 |
| Number disposed | Nil |
| Value/Consideration Note: If consideration is non‐cash, provide details and estimated valuation |
1. $0.007 per share 2. $0.007 per share |
| No. of securities held after change | 3,953,947 fully paid ordinary shares |
- See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 1
Appendix 3Y Change of Director’s Interest Notice
Nature of change On-market acquisition Example: on‐market trade, off‐market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy‐back
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Detail of contract | N/A |
|---|---|
| Nature of interest | N/A |
| Name of registered holder (if issued securities) |
N/A |
| Date of change | N/A |
| No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed |
N/A |
| Interest acquired | N/A |
| Interest disposed | N/A |
| Value/Consideration Note: If consideration is non‐cash, provide details and an estimated valuation |
N/A |
| Interest after change | N/A |
Part 3 –[+] Closed period
| Part 3 –+Closed period | |
|---|---|
| Were the interests in the securities or contracts detailed above traded during a+closed period where prior written clearance was required? |
No |
| If so, was prior written clearance provided to allow the trade to proceed during this period? |
N/A |
| If prior written clearance was provided, on what date was this provided? |
N/A |
- See chapter 19 for defined terms.
Appendix 3Y Page 2
01/01/2011
Appendix 3Z Final Director’s Interest Notice
Rule 3.19A.3
Appendix 3Z
Final Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public. Introduced 30/9/2001.
Name of entity PRYME ENERGY LIMITED ABN 75 117 387 354
We (the entity) give ASX the following information under listing rule 3.19A.3 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of director | Justin Pettett |
|---|---|
| Date of last notice | 24 December 2015 |
| Date that director ceased to be director | 12 January 2016 |
Part 1 – Director’s relevant interests in securities of which the director is the registered holder
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.
Number & class of securities
Vested (and listed) Management Options
9,073,804
- See chapter 19 for defined terms.
Appendix 3Z Page 1
11/3/2002
Appendix 3Z Final Director’s Interest Notice
Part 2 – Director’s relevant interests in securities of which the director is not the registered holder
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
| Name of holder & nature of interest Note: Provide details of the circumstances giving rise to the relevant interest Mr Justin Pettett and Mrs Kathryn Pettett Pettett Pty Ltd |
Number & class of securities 8,000,000 fully paid ordinary shares 11,000,000 fully paid ordinary shares |
|---|---|
Part 3 – Director’s interests in contracts
| Detail of contract | N/A |
|---|---|
| Nature of interest | N/A |
| Name of registered holder (if issued securities) |
N/A |
| No. and class of securities to which interest relates |
N/A |
- See chapter 19 for defined terms.
Appendix 3Z Page 2
11/3/2002
Appendix 3Z Final Director’s Interest Notice
Rule 3.19A.3
Appendix 3Z
Final Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.
Introduced 30/9/2001.
Name of entity PRYME ENERGY LIMITED ABN 75 117 387 354
We (the entity) give ASX the following information under listing rule 3.19A.3 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of director | Timothy Ryan Messer |
|---|---|
| Date of last notice | 24 December 2015 |
| Date that director ceased to be director | 12 January 2016 |
Part 1 – Director’s relevant interests in securities of which the director is the registered holder
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.
Number & class of securities
Ordinary Shares
2,669,222
Vested (and listed) Management Options 9,073,804
- See chapter 19 for defined terms.
Appendix 3Z Page 1
11/3/2002
Appendix 3Z Final Director’s Interest Notice
Part 2 – Director’s relevant interests in securities of which the director is not the registered holder
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
| Name of holder & nature of interest Note: Provide details of the circumstances giving rise to the relevant interest Sourcerock Investments LLC |
Number & class of securities Ordinary Shares 8,460,873 fully paid ordinary shares American Depository Shares 37 (equivalent to 11,100 Ordinary Shares) |
|---|---|
Part 3 – Director’s interests in contracts
| Detail of contract | N/A |
|---|---|
| Nature of interest | N/A |
| Name of registered holder (if issued securities) |
N/A |
| No. and class of securities to which interest relates |
N/A |
- See chapter 19 for defined terms.
Appendix 3Z Page 2
11/3/2002