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HYDROCARBON DYNAMICS LIMITED — Director's Dealing 2014
Aug 5, 2014
65041_rns_2014-08-05_1b5bcd4d-e564-419b-8cb6-e231e574b16c.pdf
Director's Dealing
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Appendix 3Y Change of Director’s Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity PRYME ENERGY LIMITED ABN 75 117 387 354
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director | George Lloyd |
|---|---|
| Date of last notice | 28 July 2014 |
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Direct or indirect interest | Indirect |
|---|---|
| Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest. |
Jojeto Pty Ltd as trustee for the Lloyd Superannuation Fund |
| Date of change | 6 August 2014 |
| No. of securities held prior to change | Ordinary Shares 11,834,288 fully paid ordinary shares - Jojeto Pty Ltd as trustee for the Lloyd Superannuation Fund $0.02 Options expiring on 23 July 2016 1,500,000 - Jojeto Pty Ltd as trustee for the Lloyd Superannuation Fund |
| Class | Fully Paid Ordinary Shares |
| Number acquired | 4,417,144 Fully Paid Ordinary Shares |
| Number disposed | Nil |
- See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 1
Appendix 3Y Change of Director’s Interest Notice
| Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation |
No subscription price (2 cents per share were paid under the March 2014 Rights Issue) |
|---|---|
| No. of securities held after change | Ordinary Shares 16,251,432 fully paid ordinary shares - Jojeto Pty Ltd as trustee for the Lloyd Superannuation Fund $0.02 Options expiring on 23 July 2016 1,500,000 - Jojeto Pty Ltd as trustee for the Lloyd Superannuation Fund |
| Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back |
Shares issued under the Adjusting Offer as detailed in the Prospectus dated 30 June 2014 |
Part 2 – Change of director’s interests in contracts N/A
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Detail of contract | - |
|---|---|
| Nature of interest | - |
| Name of registered holder (if issued securities) |
- |
| Date of change | - |
| No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed |
- |
| Interest acquired | - |
| Interest disposed | - |
| Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation |
- |
| Interest after change | - |
- See chapter 19 for defined terms.
Appendix 3Y Page 2
01/01/2011
Appendix 3Y Change of Director’s Interest Notice
Part 3 –[+] Closed period
Were the interests in the securities or contracts detailed No above traded during a[+] closed period where prior written clearance was required? If so, was prior written clearance provided to allow the trade N/A to proceed during this period? If prior written clearance was provided, on what date was this N/A provided?
- See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 3
Appendix 3Y Change of Director’s Interest Notice
Rule 3.19A.2
APPENDIX 3Y
CHANGE OF DIRECTOR’S INTEREST NOTICE
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.
Introduced 30/9/2001.
Name of entity PRYME ENERGY LIMITED
ABN 75 117 387 354
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director | Justin Pettett |
|---|---|
| Date of last notice | 22 April 2014 |
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Direct or indirect interest | Direct and Indirect |
|---|---|
| Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest. |
1. Shares registered in the name of Mr Justin Pettett and Mrs Kathryn Pettett . This is the Directors personal superfund account. 2. Mr Pettett is a related party of the sole director and shareholder of Pettett Pty Ltd. |
| Date of change | 6 August 2014 |
| No. of securities held prior to change | Ordinary Shares 1. 2,025,000 – Mr Justin Pettett and Mrs Kathryn Pettett 2. 6,853,150 – Pettett Pty Ltd |
| Class | (a) Fully Paid Ordinary Shares (b) Management Options |
| Number acquired | (a) Ordinary Shares 1. 625,000– Mr Justin Pettett and Mrs Kathryn Pettett 2. 2,000,000 – Pettett Pty Ltd 3. 1,426,575 – Direct (b) Management Options 36,295,216 – Direct |
| Number disposed | - |
- See chapter 19 for defined terms.
Appendix 3Y Page 1
01/01/2011
Appendix 3Y Change of Director’s Interest Notice
| Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation |
(a) Ordinary Shares No subscription price for ordinary shares acquired under the Adjusting Offer (2 cents per share were paid under the March 2014 Rights Issue) (b) Management Options Nil Consideration The Management Options will vest in tranches subject to achievement of specified performance conditions and will convert on a one-for-one basis with an exercise price of 2 cents exercisable at any time prior to 5:00pm (AEST), on 23 July2016 |
|---|---|
| No. of securities held after change | Ordinary Shares 1. 2,650,000– Mr Justin Pettett and Mrs Kathryn Pettett 2. 8,853,150 – Pettett Pty Ltd 3. 1,426,575 – Direct Management Options 36,295,216 – Direct |
| Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back |
(a) Shares issued under the Adjusting Offer as detailed in the Prospectus dated 30 June 2014 (b) Management Options issued on the terms and performance conditions detailed in the Prospectus dated 30 June 2014 and Notice of Extraordinary General Meeting dated 30 June 2014 |
Part 2 – Change of director’s interests in contracts
N/A
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Detail of contract | - |
|---|---|
| Nature of interest | - |
| Name of registered holder (if issued securities) |
- |
| Date of change | - |
| No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed |
- |
| Interest acquired | - |
| Interest disposed | - |
- See chapter 19 for defined terms.
Appendix 3Y Page 2
01/01/2011
Appendix 3Y Change of Director’s Interest Notice
| Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation |
- |
|---|---|
| Interest after change | - |
Part 3 – Closed Period
Were the interests in the securities No or contracts detailed above traded during a[+] closed period where prior written clearance was required? If so, was prior written clearance N/A provided to allow the trade to proceed during this period? If prior written clearance was N/A provided, on what date was this provided?
- See chapter 19 for defined terms.
Appendix 3Y Page 3
01/01/2011
Appendix 3Y Change of Director’s Interest Notice
Rule 3.19A.2
APPENDIX 3Y
CHANGE OF DIRECTOR’S INTEREST NOTICE
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.
Introduced 30/9/2001.
Name of entity PRYME ENERGY LIMITED
ABN 75 117 387 354
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director | Justin Pettett |
|---|---|
| Date of last notice | 22 April 2014 |
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Direct or indirect interest | Direct and Indirect |
|---|---|
| Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest. |
Mr Pettett is a related party of the sole director and shareholder of Pettett Pty Ltd. |
| Date of change | 6 August 2014 |
| No. of securities held prior to change | Ordinary Shares 1. 2,650,000– Mr Justin Pettett and Mrs Kathryn Pettett 2. 8,853,150 – Pettett Pty Ltd 3. 1,426,575 – Direct Management Options 36,295,216– Direct |
| Class | Fully Paid Ordinary Shares |
| Number acquired | 1,426,575 |
| Number disposed | (1,426,575) |
| Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation |
$14,265 |
- See chapter 19 for defined terms.
Appendix 3Y Page 1
01/01/2011
Appendix 3Y Change of Director’s Interest Notice
| No. of securities held after change | Ordinary Shares 1. 2,650,000– Mr Justin Pettett and Mrs Kathryn Pettett 2. 10,279,725 – Pettett Pty Ltd Management Options 36,295,216 – Direct |
|---|---|
| Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back |
Off-market transfer |
Part 2 – Change of director’s interests in contracts N/A
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Detail of contract | - |
|---|---|
| Nature of interest | - |
| Name of registered holder (if issued securities) |
- |
| Date of change | - |
| No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed |
- |
| Interest acquired | - |
| Interest disposed | - |
| Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation |
- |
| Interest after change | - |
| Part 3– Closed Period | |
|---|---|
| Were the interests in the securities or contracts detailed above traded during a+closed period where prior written clearance was required? |
No |
| If so, was prior written clearance provided to allow the trade to proceed during this period? |
N/A |
| If prior written clearance was provided, on what date was this provided? |
N/A |
- See chapter 19 for defined terms.
Appendix 3Y Page 2
01/01/2011
Appendix 3Y Change of Director’s Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity PRYME ENERGY LIMITED
ABN 75 117 387 354
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director | Timothy Ryan Messer |
|---|---|
| Date of last notice | 26 June 2014 |
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Direct or indirect interest | Direct and Indirect |
|---|---|
| Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest. |
Mr Messer is a director of Sourcerock Investments LLC |
| Date of change | 6 August 2014 |
| No. of securities held prior to change | Ordinary Shares 1. 2,159,222 – Direct 2. 5,640,582 – Sourcerock Investments LLC American Depository Shares 37 (equivalent to 11,100 Ordinary shares) – Sourcerock Investments LLC |
| Class | (a) Fully Paid Ordinary Shares (b) Management Options |
- See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 1
Appendix 3Y Change of Director’s Interest Notice
| Number acquired | (a) Ordinary Shares 1. 510,000 – Direct 2. 2,820,291 – Sourcerock Investments LLC (b) Management Options 36,295,216 – Direct |
|---|---|
| Number disposed | Nil |
| Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation |
(a) Ordinary Shares No subscription price for ordinary shares (2 cents per share were paid under the March 2014 Rights Issue) (b) Management Options Nil Consideration The Management Options will vest in tranches subject to achievement of specified performance conditions and will convert on a one-for-one basis with an exercise price of 2 cents exercisable at any time prior to 5:00pm (AEST), on 23 July 2016 |
| No. of securities held after change | Ordinary Shares 1. 2,669,222 – Direct 2. 8,460,873 – Sourcerock Investments LLC American Depository Shares 37 (equivalent to 11,100 Ordinary shares) – Sourcerock Investments LLC Management Options 36,295,216 – Direct |
| Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back |
(a) Shares issued under the Adjusting Offer as detailed in the Prospectus dated 30 June 2014 (b) Management Options issued on the terms and performance conditions detailed in the Prospectus dated 30 June 2014 and Notice of Extraordinary General Meeting dated 30 June 2014 |
- See chapter 19 for defined terms.
Appendix 3Y Page 2
01/01/2011
Appendix 3Y Change of Director’s Interest Notice
Part 2 – Change of director’s interests in contracts N/A
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.
Detail of contract Nature of interest Name of registered holder (if issued securities) Date of change No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed Interest acquired Interest disposed Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation Interest after change
Part 3 –[+] Closed period
| Part 3– +Closed period | |
|---|---|
| Were the interests in the securities or contracts detailed above traded during a+closed period where prior written clearance was required? |
No |
| If so, was prior written clearance provided to allow the trade to proceed during this period? |
N/A |
| If prior written clearance was provided, on what date was this provided? |
N/A |
- See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 3
Appendix 3Y Change of Director’s Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity PRYME ENERGY LIMITED
ABN 75 117 387 354
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director | Gregory Allen Short |
|---|---|
| Date of last notice | 28 July 2014 |
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Direct or indirect interest | Direct |
|---|---|
| Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest. |
- |
| Date of change | 6 August 2014 |
| No. of securities held prior to change | Ordinary Shares 4,300,000 - Direct $0.02 Options expiring on 23 July 2016 1,290,000 - Direct |
| Class | Fully Paid Ordinary Shares |
| Number acquired | 860,000 Fully Paid Ordinary Shares |
| Number disposed | NIL |
| Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation |
No subscription price (2 cents per share were paid under the March 2014 Rights Issue) |
- See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 1
Appendix 3Y Change of Director’s Interest Notice
No. of securities held after change Ordinary Shares 5,160,000 - Direct $0.02 Options expiring on 23 July 2016 1,290,000 - Direct Nature of change Shares issued under the Adjusting Offer as
Example: on-market trade, off-market trade, exercise of options, issue of detailed in the Prospectus dated 30 June 2014 securities under dividend reinvestment plan, participation in buy-back
Part 2 – Change of director’s interests in contracts N/A
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.
Detail of contract Nature of interest Name of registered holder (if issued securities) Date of change No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed Interest acquired Interest disposed Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation Interest after change
Part 3 –[+] Closed period
| Part 3 –+Closed period | |
|---|---|
| Were the interests in the securities or contracts detailed above traded during a+closed period where prior written clearance was required? |
No |
| If so, was prior written clearance provided to allow the trade to proceed during this period? |
N/A |
| If prior written clearance was provided, on what date was this provided? |
N/A |
- See chapter 19 for defined terms.
Appendix 3Y Page 2
01/01/2011