AI assistant
HYCROFT MINING HOLDING CORP — Director's Dealing 2020
Oct 8, 2020
33200_dirs_2020-10-08_e0fd6a5d-a19d-485a-bf55-c4b3a66627ed.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HYCROFT MINING HOLDING CORP (HYMC)
CIK: 0001718405
Period of Report: 2019-10-06
Reporting Person: HIGHBRIDGE CAPITAL MANAGEMENT LLC (10% Owner)
Reporting Person: Highbridge MSF International Ltd. (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-10-06 | Class A Common Stock, $0.0001 par value ("Common Stock") | P | 833333 | — | Acquired | 7740213 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-10-06 | Warrants (Right to Buy) (the "Warrants") | $10.50 | P | Acquired | Common Stock (833333) | Indirect |
Footnotes
F1: The shares of Common Stock and Warrants reported in this Form 4 are included within 833,333 units (the "Units") purchased by (i) Highbridge MSF International Ltd., a Cayman Islands exempted company ("MSF") and (ii) Highbridge Tactical Credit Master Fund, L.P., a Cayman Islands exempted limited partnership ("HTCC" and together with MSF, the "Highbridge Funds"), for $9.00 per Unit. Each Unit consists of one share of Common Stock and one Warrant to purchase one share of Common Stock.
F2: The securities reported herein are held by the Highbridge Funds. Highbridge Capital Management, LLC ("HCM") serves as the trading manager of the Highbridge Funds.
F3: The filing of this statement shall not be deemed an admission that either Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.
F4: These Warrants can be exercised at any time from the initial issuance date of the Warrants until the earlier to occur of: (x) the date that is five years after the date of the initial issuance of the Warrants or (y) the Redemption Date (as defined in the Warrant Agreement pursuant to which the Warrants were issued).