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Huntsman CORP Director's Dealing 2018

Jun 14, 2018

31896_dirs_2018-06-14_bc2f54ad-1f64-4cba-abb3-878380fdb8ed.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Huntsman CORP (HUN)
CIK: 0001307954
Period of Report: 2018-06-12

Reporting Person: Huntsman Peter R (N/A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-06-12 Common Stock M 400000 $2.59 Acquired 4534958 Direct
2018-06-12 Common Stock F 176621 $32.69 Disposed 4358337 Direct
2018-06-12 Common Stock M 150215 $13.50 Acquired 4508552 Direct
2018-06-12 Common Stock F 96711 $32.71 Disposed 4411841 Direct
2018-06-12 Common Stock M 216920 $17.59 Acquired 4628761 Direct
2018-06-12 Common Stock F 156085 $32.72 Disposed 4472676 Direct
2018-06-12 Common Stock M 393082 $13.41 Acquired 4865758 Direct
2018-06-12 Common Stock F 252401 $32.715 Disposed 4613357 Direct
2018-06-12 Common Stock M 378788 $17.85 Acquired 4992145 Direct
2018-06-12 Common Stock F 274397 $32.716 Disposed 4717748 Direct
2018-06-12 Common Stock M 482994 $8.86 Acquired 5200742 Direct
2018-06-12 Common Stock F 269393 $32.715 Disposed 4931349 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-06-12 Option (Right to Buy) $2.59 M 400000 Disposed 2019-03-02 Common Stock (400000) Direct
2018-06-12 Option (Right to Buy) $13.50 M 150215 Disposed 2020-02-23 Common Stock (150215) Direct
2018-06-12 Option (Right to Buy) $17.59 M 216920 Disposed 2021-02-02 Common Stock (216920) Direct
2018-06-12 Option (Right to Buy) $13.41 M 393082 Disposed 2022-02-01 Common Stock (393082) Direct
2018-06-12 Option (Right to Buy) $17.85 M 378788 Disposed 2023-02-06 Common Stock (378788) Direct
2018-06-12 Option (Right to Buy) $8.86 M 482994 Disposed 2026-02-03 Common Stock (482994) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 843657 Indirect
Common Stock 933328 Indirect
Common Stock 191000 Indirect

Footnotes

F1: Represents a "net exercise" of outstanding stock options. These shares were withheld by Huntsman Corporation for payment of the exercise price and applicable taxes, based on the market price of Huntsman Corporation's common stock at the time of the option exercise on June 12, 2018 ranging between $32.69 and $32.72 per share.

F2: Represents shares held by spouse as Utah Uniform Transfer to Minors Act custodian for eight of the reporting person's children. The reporting person disclaims beneficial ownership of these shares, and this report shall not be deemed an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose

F3: Represents shares held by spouse as Uniform Gifts to Minors Act custodian for six of the reporting person's children. The reporting person disclaims beneficial ownership of these shares, and this report shall not be deemed an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.

F4: These options granted under the Huntsman Stock incentive Plan vested in three equal annual installments beginning March 2, 2010.

F5: These options granted under the Huntsman Stock incentive Plan vested in three equal annual installments beginning February 23, 2011.

F6: These options granted under the Huntsman Stock incentive Plan vested in three equal annual installments beginning February 2, 2012.

F7: These options granted under the Huntsman Stock incentive Plan vested in three equal annual installments beginning February 1, 2013.

F8: These options granted under the Huntsman Stock incentive Plan vested in three equal annual installments beginning February 6, 2014.

F9: These options granted under the Huntsman Stock incentive Plan vested as to 241,497 shares on February 3, 2017, 241,497 shares on February 3, 2018 and will vest as to 241,496 shares on February 3, 2019.