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Huntsman CORP — Director's Dealing 2018
Jun 14, 2018
31896_dirs_2018-06-14_bc2f54ad-1f64-4cba-abb3-878380fdb8ed.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Huntsman CORP (HUN)
CIK: 0001307954
Period of Report: 2018-06-12
Reporting Person: Huntsman Peter R (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-06-12 | Common Stock | M | 400000 | $2.59 | Acquired | 4534958 | Direct |
| 2018-06-12 | Common Stock | F | 176621 | $32.69 | Disposed | 4358337 | Direct |
| 2018-06-12 | Common Stock | M | 150215 | $13.50 | Acquired | 4508552 | Direct |
| 2018-06-12 | Common Stock | F | 96711 | $32.71 | Disposed | 4411841 | Direct |
| 2018-06-12 | Common Stock | M | 216920 | $17.59 | Acquired | 4628761 | Direct |
| 2018-06-12 | Common Stock | F | 156085 | $32.72 | Disposed | 4472676 | Direct |
| 2018-06-12 | Common Stock | M | 393082 | $13.41 | Acquired | 4865758 | Direct |
| 2018-06-12 | Common Stock | F | 252401 | $32.715 | Disposed | 4613357 | Direct |
| 2018-06-12 | Common Stock | M | 378788 | $17.85 | Acquired | 4992145 | Direct |
| 2018-06-12 | Common Stock | F | 274397 | $32.716 | Disposed | 4717748 | Direct |
| 2018-06-12 | Common Stock | M | 482994 | $8.86 | Acquired | 5200742 | Direct |
| 2018-06-12 | Common Stock | F | 269393 | $32.715 | Disposed | 4931349 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-06-12 | Option (Right to Buy) | $2.59 | M | 400000 | Disposed | 2019-03-02 | Common Stock (400000) | Direct |
| 2018-06-12 | Option (Right to Buy) | $13.50 | M | 150215 | Disposed | 2020-02-23 | Common Stock (150215) | Direct |
| 2018-06-12 | Option (Right to Buy) | $17.59 | M | 216920 | Disposed | 2021-02-02 | Common Stock (216920) | Direct |
| 2018-06-12 | Option (Right to Buy) | $13.41 | M | 393082 | Disposed | 2022-02-01 | Common Stock (393082) | Direct |
| 2018-06-12 | Option (Right to Buy) | $17.85 | M | 378788 | Disposed | 2023-02-06 | Common Stock (378788) | Direct |
| 2018-06-12 | Option (Right to Buy) | $8.86 | M | 482994 | Disposed | 2026-02-03 | Common Stock (482994) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 843657 | Indirect |
| Common Stock | 933328 | Indirect |
| Common Stock | 191000 | Indirect |
Footnotes
F1: Represents a "net exercise" of outstanding stock options. These shares were withheld by Huntsman Corporation for payment of the exercise price and applicable taxes, based on the market price of Huntsman Corporation's common stock at the time of the option exercise on June 12, 2018 ranging between $32.69 and $32.72 per share.
F2: Represents shares held by spouse as Utah Uniform Transfer to Minors Act custodian for eight of the reporting person's children. The reporting person disclaims beneficial ownership of these shares, and this report shall not be deemed an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose
F3: Represents shares held by spouse as Uniform Gifts to Minors Act custodian for six of the reporting person's children. The reporting person disclaims beneficial ownership of these shares, and this report shall not be deemed an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.
F4: These options granted under the Huntsman Stock incentive Plan vested in three equal annual installments beginning March 2, 2010.
F5: These options granted under the Huntsman Stock incentive Plan vested in three equal annual installments beginning February 23, 2011.
F6: These options granted under the Huntsman Stock incentive Plan vested in three equal annual installments beginning February 2, 2012.
F7: These options granted under the Huntsman Stock incentive Plan vested in three equal annual installments beginning February 1, 2013.
F8: These options granted under the Huntsman Stock incentive Plan vested in three equal annual installments beginning February 6, 2014.
F9: These options granted under the Huntsman Stock incentive Plan vested as to 241,497 shares on February 3, 2017, 241,497 shares on February 3, 2018 and will vest as to 241,496 shares on February 3, 2019.