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Huntsman CORP — Director's Dealing 2017
Jan 10, 2017
31896_dirs_2017-01-10_43a7ecfb-dc16-4248-a209-59474f01183a.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Huntsman CORP (HUN)
CIK: 0001307954
Period of Report: 2017-01-01
Reporting Person: Douglas Sean (N/A)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 49978 | Direct |
| Common Stock | 15100 | Indirect |
| Common Stock | 1400 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option (Right to Buy) | $15.33 | 2025-09-09 | Common Stock (36645) | Direct | |
| Option (Right to Buy) | $8.86 | 2026-02-03 | Common Stock (48639) | Direct |
Footnotes
F1: These shares are owned directly by the Sean Douglas Family Trust. The reporting person may be deemed to be the beneficial owner of these shares by virtue of being a trustee. The reporting person disclaims beneficial ownership of the shares held by the Sean Douglas Family Trust, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of any of the reported shares for purposes of Section 16 or for any other purpose.
F2: Represents shares held by Sean Douglas as Uniform Transfer to Minors Act custodian for two of the reporting person's children. The reporting person disclaims beneficial ownership of these shares, and this report shall not be deemed an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.
F3: This option became exercisable as to 12,215 shares on September 9, 2016 and becomes exercisable as to an additional 12,215 shares on September 9, 2017 and the remaining 12,215 shares on September 9, 2018.
F4: This option becomes exercisable as to 16,214 shares on February 3, 2017, an additional 16,213 shares on February 3, 2018 and the remaining 16,212 shares on February 3, 2019.