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Huntsman CORP — Director's Dealing 2017
Jan 27, 2017
31896_dirs_2017-01-27_f3087d6c-1610-4ff4-a9d2-2f7d86269ceb.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Huntsman CORP (HUN)
CIK: 0001307954
Period of Report: 2017-01-25
Reporting Person: Stolle Russell R (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-01-25 | Common Stock | M | 33199 | $20.66 | Acquired | 113098 | Direct |
| 2017-01-25 | Common Stock | S | 33199 | $21.2934 | Disposed | 79899 | Direct |
| 2017-01-25 | Common Stock | M | 10439 | $17.59 | Acquired | 90338 | Direct |
| 2017-01-25 | Common Stock | S | 10439 | $21.45 | Disposed | 79899 | Direct |
| 2017-01-26 | Common Stock | M | 15723 | $13.41 | Acquired | 95622 | Direct |
| 2017-01-26 | Common Stock | S | 15723 | $21.65 | Disposed | 79899 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-01-25 | Option (Right to Buy) | $20.66 | M | 33199 | Disposed | 2017-02-20 | Common Stock (33199) | Direct |
| 2017-01-25 | Option (Right to Buy) | $17.59 | M | 10439 | Disposed | 2021-02-02 | Common Stock (10439) | Direct |
| 2017-01-26 | Option (Right to Buy) | $13.41 | M | 15723 | Disposed | 2022-02-01 | Common Stock (15723) | Direct |
Footnotes
F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2016.
F2: The price reported in Column 4 of Line 2 with respect to the 33,199 shares sold on January 25, 2017 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.16 to $21.46. The Reporting Person has provided to the Issuer, and undertakes to provide to any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in Footnote (2) to this Form 4.
F3: These options were scheduled to expire on February 20, 2017 and vested in three equal annual installments beginning February 20, 2008.
F4: These options vested in three equal installments beginning February 2, 2012.
F5: These options vested in three equal installments beginning February 1, 2013.