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Huntsman CORP — Director's Dealing 2017
Feb 22, 2017
31896_dirs_2017-02-21_9bbf4314-95e2-461a-8c2e-d80846e9f47d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Huntsman CORP (HUN)
CIK: 0001307954
Period of Report: 2017-02-17
Reporting Person: Huntsman Peter R (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-02-17 | Common Stock | M | 464785 | $20.66 | Acquired | 4486003 | Direct |
| 2017-02-17 | Common Stock | F | 453283 | $21.58 | Disposed | 4032720 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-02-17 | Option (Right to Buy) | $20.66 | M | 464785 | Disposed | 2017-02-20 | Common Stock (464785) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 191000 | Indirect |
| Common Stock | 843657 | Indirect |
| Common Stock | 933328 | Indirect |
Footnotes
F1: Represents a "net exercise" of outstanding stock options. These shares were withheld by Huntsman Corporation for payment of the exercise price and applicable taxes, based on the market price of Huntsman Corporation's common stock at the time of the option exercise on February 17, 2017 of $21.58. Peter Huntsman retained the remaining 11,502 shares acquired upon exercise of the options.
F2: Represents shares held by spouse as Uniform Gifts to Minors Act custodian for six of the reporting person's children. The reporting person disclaims beneficial ownership of these shares, and this report shall not be deemed an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.
F3: Represents shares held by spouse as Utah Uniform Transfer to Minors Act custodian for eight of the reporting person's children. The reporting person disclaims beneficial ownership of these shares, and this report shall not be deemed an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.
F4: These options were scheduled to expire on February 20, 2017 and vested in three equal annual installments beginning February 20, 2008.