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Huntsman CORP — Director's Dealing 2017
Jul 6, 2017
31896_dirs_2017-07-05_9d15d611-b176-4dd0-bde3-711f35922bf6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Huntsman CORP (HUN)
CIK: 0001307954
Period of Report: 2017-06-30
Reporting Person: Wright Randy W. (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-06-30 | Common Stock | M | 308 | $17.59 | Acquired | 66023 | Direct |
| 2017-06-30 | Common Stock | S | 308 | $25.75 | Disposed | 65715 | Direct |
| 2017-06-30 | Common Stock | M | 11858 | $13.41 | Acquired | 77573 | Direct |
| 2017-06-30 | Common Stock | S | 11858 | $25.7512 | Disposed | 65715 | Direct |
| 2017-06-30 | Common Stock | M | 14205 | $17.85 | Acquired | 79920 | Direct |
| 2017-06-30 | Common Stock | S | 14205 | $25.7609 | Disposed | 65715 | Direct |
| 2017-06-30 | Common Stock | M | 11682 | $21.22 | Acquired | 77397 | Direct |
| 2017-06-30 | Common Stock | S | 11682 | $25.7584 | Disposed | 65715 | Direct |
| 2017-06-30 | Common Stock | M | 7397 | $22.77 | Acquired | 73112 | Direct |
| 2017-06-30 | Common Stock | S | 7397 | $25.7671 | Disposed | 65715 | Direct |
| 2017-06-30 | Common Stock | M | 11225 | $8.86 | Acquired | 76940 | Direct |
| 2017-06-30 | Common Stock | S | 11225 | $25.7882 | Disposed | 65715 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-06-30 | Option (Right to Buy) | $17.59 | M | 308 | Disposed | 2021-02-02 | Common Stock (308) | Direct |
| 2017-06-30 | Option (Right to Buy) | $13.41 | M | 11858 | Disposed | 2022-02-01 | Common Stock (11858) | Direct |
| 2017-06-30 | Option (Right to Buy) | $17.85 | M | 14205 | Disposed | 2023-02-06 | Common Stock (14205) | Direct |
| 2017-06-30 | Option (Right to Buy) | $21.22 | M | 11682 | Disposed | 2024-02-05 | Common Stock (11682) | Direct |
| 2017-06-30 | Option (Right to Buy) | $22.77 | M | 7397 | Disposed | 2025-02-04 | Common Stock (7397) | Direct |
| 2017-06-30 | Option (Right to Buy) | $8.86 | M | 11225 | Disposed | 2026-02-03 | Common Stock (11225) | Direct |
Footnotes
F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 7, 2017.
F2: The price reported in Column 4 of Line 4 with respect to the 11,858 shares sold on June 30, 2017 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.75 to $25.765. The Reporting Person has provided to the Issuer, and undertakes to provide to any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in Footnote (2) to this Form 4.
F3: The price reported in Column 4 of Line 6 with respect to the 14,205 shares sold on June 30, 2017 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.75 to $25.78 The Reporting Person has provided to the Issuer, and undertakes to provide to any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in Footnote (3) to this Form 4.
F4: The price reported in Column 4 of Line 8 with respect to the 11,682 shares sold on June 30, 2017 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.75 to $25.768 The Reporting Person has provided to the Issuer, and undertakes to provide to any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in Footnote (4) to this Form 4.
F5: The price reported in Column 4 of Line 10 with respect to the 7,397 shares sold on June 30, 2017 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.75 to $25.808. The Reporting Person has provided to the Issuer, and undertakes to provide to any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in Footnote (5) to this Form 4.
F6: The price reported in Column 4 of Line 12 with respect to the 11,225 shares sold on June 30, 2017 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.775 to $25.801. The Reporting Person has provided to the Issuer, and undertakes to provide to any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in Footnote (6) to this Form 4.
F7: These options vested in three equal annual installments beginning February 2, 2012.
F8: These options vested in three equal annual installments beginning February 1, 2013.
F9: These options vested in three equal annual installments beginning February 6, 2014.
F10: These options vested in three equal annual installments beginning February 5, 2015.
F11: This option became exercisable as to 3,698 shares on February 4, 2016 and 3,699 shares on February 4, 2017, and becomes exercisable as to the remaining 3,698 shares on February 4, 2018.
F12: This option became exerisable as to 11,225 shares on February 3, 2017 and becomes exercisable as to an additional 11,224 shares on February 3, 2018 and the remaining 11,224 shares on February 3, 2019.