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Huntsman CORP — Director's Dealing 2017
Nov 8, 2017
31896_dirs_2017-11-07_371ca632-d59a-471d-8b02-cc23385ab392.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Huntsman CORP (HUN)
CIK: 0001307954
Period of Report: 2017-11-03
Reporting Person: Edlund Monte G (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-11-03 | Common Stock | M | 23814 | $2.59 | Acquired | 75771 | Direct |
| 2017-11-03 | Common Stock | F | 9207 | $32.08 | Disposed | 66564 | Direct |
| 2017-11-03 | Common Stock | M | 5150 | $13.5 | Acquired | 71714 | Direct |
| 2017-11-03 | Common Stock | F | 3420 | $32.065 | Disposed | 68294 | Direct |
| 2017-11-03 | Common Stock | M | 6508 | $17.59 | Acquired | 74802 | Direct |
| 2017-11-03 | Common Stock | F | 4803 | $32.065 | Disposed | 69999 | Direct |
| 2017-11-03 | Common Stock | M | 10220 | $13.41 | Acquired | 80219 | Direct |
| 2017-11-03 | Common Stock | F | 6769 | $32.065 | Disposed | 73450 | Direct |
| 2017-11-03 | Common Stock | S | 21493 | $31.993 | Disposed | 51957 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-11-03 | Option (Right to Buy) | $2.59 | M | 23814 | Disposed | 2019-03-02 | Common Stock (23814) | Direct |
| 2017-11-03 | Option (Right to Buy) | $13.5 | M | 5150 | Disposed | 2020-02-23 | Common Stock (5150) | Direct |
| 2017-11-03 | Option (Right to Buy) | $17.59 | M | 6508 | Disposed | 2021-02-02 | Common Stock (6508) | Direct |
| 2017-11-03 | Option (Right to Buy) | $13.41 | M | 10220 | Disposed | 2022-02-01 | Common Stock (10220) | Direct |
Footnotes
F1: Represents a "net exercise" of outstanding stock options. These shares were withheld by Huntsman Corporation for payment of the exercise price and applicable taxes, based on the market price of Huntsman Corporation's common stock at the time of the option exercise on November 3, 2017 of $32.08.
F2: Represents a "net exercise" of outstanding stock options. These shares were withheld by Huntsman Corporation for payment of the exercise price and applicable taxes, based on the market price of Huntsman Corporation's common stock at the time of the option exercise on November 3, 2017 of $32.065.
F3: The price reported in Column 4 of line 9 with respect to the 21,493 shares sold on November 3, 2017 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.94 to $32.04 per share. The Reporting Person has provided to the Issuer, and undertakes to provide to any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in Footnote (3) to this Form 4.
F4: These options vested in three equal annual installments beginning March 2, 2010.
F5: These options vested in three equal annual installments beginning February 23, 2011.
F6: These options vested in three equal annual installments beginning February 2, 2012.
F7: These options vested in three equal annual installments beginning February 1, 2013.