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Huntsman CORP — Director's Dealing 2017
Dec 8, 2017
31896_dirs_2017-12-07_b9be9c5d-bc32-45c8-adaa-2b48a6b29cd3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Huntsman CORP (HUN)
CIK: 0001307954
Period of Report: 2017-12-05
Reporting Person: ESPLIN J KIMO (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-12-05 | Common Stock | M | 32189 | $13.50 | Acquired | 528889 | Direct |
| 2017-12-05 | Common Stock | S | 32189 | $31.28 | Disposed | 496700 | Direct |
| 2017-12-05 | Common Stock | M | 75758 | $17.85 | Acquired | 572458 | Direct |
| 2017-12-05 | Common Stock | S | 75758 | $31.3059 | Disposed | 496700 | Direct |
| 2017-12-05 | Common Stock | M | 59002 | $13.41 | Acquired | 555702 | Direct |
| 2017-12-05 | Common Stock | S | 59002 | $31.348 | Disposed | 496700 | Direct |
| 2017-12-06 | Common Stock | M | 19614 | $13.41 | Acquired | 516314 | Direct |
| 2017-12-06 | Common Stock | S | 19614 | $30.2502 | Disposed | 496700 | Direct |
| 2017-12-06 | Common Stock | M | 54230 | $17.59 | Acquired | 550930 | Direct |
| 2017-12-06 | Common Stock | S | 54230 | $30.2502 | Disposed | 496700 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-12-05 | Option (right to buy) | $13.50 | M | 32189 | Disposed | 2020-02-23 | Common Stock (32189) | Direct |
| 2017-12-05 | Option (Right to Buy) | $17.85 | M | 75758 | Disposed | 2023-02-06 | Common Stock (75758) | Direct |
| 2017-12-05 | Option (Right to Buy) | $13.41 | M | 59002 | Disposed | 2022-02-01 | Common Stock (59002) | Direct |
| 2017-12-06 | Option (Right to Buy) | $13.41 | M | 19614 | Disposed | 2022-02-01 | Common Stock (19614) | Direct |
| 2017-12-06 | Option (Right to Buy) | $17.59 | M | 54230 | Disposed | 2021-02-02 | Common Stock (54230) | Direct |
Footnotes
F1: The price reported in Column 4 of Line 2 with respect to the 32,189 shares sold on December 5, 2017 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.25 to $31.345. The Reporting Person has provided to the Issuer, and undertakes to provide to any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in Footnote (1) to this Form 4.
F2: The price reported in Column 4 of Line 4 with respect to the 75,758 shares sold on December 5, 2017 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.25 to $31.355. The Reporting Person has provided to the Issuer, and undertakes to provide to any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in Footnote (2) to this Form 4.
F3: The price reported in Column 4 of Line 6 with respect to the 59,002 shares sold on December 5, 2017 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.25 to $31.415. The Reporting Person has provided to the Issuer, and undertakes to provide to any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in Footnote (3) to this Form 4.
F4: The price reported in Column 4 of Line 8 with respect to the 19,614 shares sold on December 6, 2017 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.25 to $30.26. The Reporting Person has provided to the Issuer, and undertakes to provide to any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in Footnote (4) to this Form 4.
F5: The price reported in Column 4 of Line 10 with respect to the 54,230 shares sold on December 6, 2017 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.25 to $30.26. The Reporting Person has provided to the Issuer, and undertakes to provide to any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in Footnote (5) to this Form 4.
F6: These options vested in three equal annual installments beginning February 23, 2011.
F7: These options vested in three equal annual installments beginning February 6, 2014.
F8: These options vested in three equal annual installments beginning February 1, 2013.
F9: These options vested in three equal annual installments beginning February 2, 2012.