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Huntsman CORP — Director's Dealing 2014
May 3, 2014
31896_dirs_2014-05-02_fbf6a1f8-ba44-4e5c-a5f5-303ea4feeb22.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Huntsman CORP (HUN)
CIK: 0001307954
Period of Report: 2014-04-30
Reporting Person: Huntsman James H (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-04-30 | Common Stock | M | 42128 | $2.59 | Acquired | 102273 | Direct |
| 2014-04-30 | Common Stock | S | 42128 | $24.8426 | Disposed | 60145 | Direct |
| 2014-04-30 | Common Stock | M | 7511 | $13.50 | Acquired | 67656 | Direct |
| 2014-04-30 | Common Stock | S | 7511 | $24.8426 | Disposed | 60145 | Direct |
| 2014-04-30 | Common Stock | M | 9490 | $17.59 | Acquired | 69635 | Direct |
| 2014-04-30 | Common Stock | S | 9490 | $24.8426 | Disposed | 60145 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-04-30 | Option (Right to Buy) | $2.59 | M | 42128 | Disposed | 2019-03-02 | Common Stock (42128) | Direct |
| 2014-04-30 | Option (Right to Buy) | $13.50 | M | 7511 | Disposed | 2020-02-23 | Common Stock (7511) | Direct |
| 2014-04-30 | Option (Right to Buy) | $17.59 | M | 9490 | Disposed | 2021-02-02 | Common Stock (9490) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 15118 | Indirect |
| Common Stock | 12800816 | Indirect |
Footnotes
F1: The price reported in Column 4 of Lines 2, 4 and 6 with respect to the shares sold on April 30, 2014 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.78 to $24.97 per share. The Reporting Person has provided to the Issuer, and undertakes to provide to any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in Footnote (1) to this Form 4.
F2: The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuinary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
F3: These shares are owned directly by Huntsman Family Holdings Company LLC and indirectly by other members of Huntsman Family Holdings Company LLC and the reporting person. The reporting person disclaims beneficial ownership of the shares held by Huntsman Family Holdings Company LLC, except to the extent of his pecuinary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
F4: This option vested in three equal annual installments beginning March 2, 2010.
F5: This option vested in three equal annual installments beginning February 23, 2011.
F6: This option vested in three equal annual installments beginning February 2, 2012.