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HUMM GROUP LIMITED — Major Shareholding Notification 2019
Aug 5, 2019
65078_rns_2019-08-05_ab447122-dbaa-4392-aa0a-30b934fc19c8.pdf
Major Shareholding Notification
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Form 603
Corporations Act 2001
Section 671B Notice of initial substantial holder
To: Company Name/Scheme: FLEXIGROUP LIMITED ACN/ARSN: 122 574 583
1. Details of substantial holder
Name Carol Australia Holdings Pty Limited ACN 630 725 558 and its related bodies corporate listed in annexure A
The holder became a substantial holder on: 02/08/2019
2. Details of voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate had a relevant interest in on the date the substantial holder became a substantial holder are as follows:
| Class of securities | Number of securities | Person's votes | Voting power (%) |
|---|---|---|---|
| FullyPaid ordinaryshares | 22,862,722 | 22,862,722 | 5.80% |
3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:
| Holder of relevant interest | Nature of relevant interest | Class and number of securities |
|---|---|---|
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Relevant interest under paragraph 608(1)(b) and/or 608(1)(c) of the Corporations Act 2001 (Cth), being a relevant interest arising from having the power to control the exercise of the right to vote attached to securities and/or to control the exercise of the power to dispose of securities in its capacity as investment manager (as provided for under its investment mandates). In addition, if any OTC derivatives, warrants or other securities (other than ordinary shares or ordinary units (as applicable)) are referred to below in this row, the relevant interest in respect of those securities arises under subsection 608(8) being an accelerated relevant interest held in the same capacity. |
17,963,883 Fully paid ordinary shares |
| Realindex Investments Pty Limited ACN 133 312 017 |
Relevant interest under paragraph 608(1)(b) and/or 608(1)(c) of the Corporations Act 2001 (Cth), being a relevant interest arising from having the power to control the exercise of the right to vote attached to securities and/or to control the exercise of the power to dispose of securities in its capacity as investment manager, as provided for under its investment mandates. In addition, if any OTC derivatives, warrants or other securities (other than ordinary shares or ordinary units (as applicable)) are referred to below in this row, the relevant interest in respect of those securities arises under subsection 608(8) being an accelerated relevant interest held in the same capacity. |
4,898,839 Fully paid ordinary shares |
4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
| Holder of relevant interest |
Registered holder of securities |
Person entitled to be registered as holder |
Class and number of securities |
|---|---|---|---|
| Colonial First State Asset Management (Australia)Limited ACN 114 194 311 |
Citibank N A Hong Kong | 5,074,494 Fully paid ordinary shares |
|
| Colonial First State Asset Management (Australia)Limited ACN 114 194 311 |
Citicorp Nominees Pty Limited (Australia) |
9,156,114 Fully paid ordinary shares |
|
| Colonial First State Asset Management (Australia)Limited ACN 114 194 311 |
Northern Trust Company | 2,176,181 Fully paid ordinary shares |
|
| Colonial First State Asset Management (Australia)Limited ACN 114 194 311 |
State Street Global Advisors (Australia)Limited |
1,557,094 Fully paid ordinary shares |
Page 1
| Realindex Investments Pty Limited ACN 133 312 017 |
Citibank N A Hong Kong | 2,916,748 Fully paid ordinary shares |
|
|---|---|---|---|
| Realindex Investments Pty Limited ACN 133 312 017 |
JPMorgan (UK) | 790,215 Fully paid ordinary shares |
|
| Realindex Investments Pty Limited ACN 133 312 017 |
National Custodian Services | 1,191,876 Fully paid ordinary shares |
5. Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:
| Holder of relevant interest |
Date of acquisition | Consideration | Consideration | Class and number of securities |
|---|---|---|---|---|
| Cash | Non-cash | |||
| See annexure B to this notice |
6. Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
| Name and ACN/ARSN (if applicable) | Nature of association |
|---|---|
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
A wholly-owned subsidiary, and therefore related body corporate, of Carol Australia Holdings Pty Limited |
Realindex Investments Pty Limited ACN 133 312 017 |
A wholly-owned subsidiary, and therefore related body corporate, of Carol Australia Holdings Pty Limited |
7. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Ground Floor Tower 1, 201 Sussex Street, Sydney, NSW, 2000, Australia |
| Realindex Investments PtyLimited ACN 133 312 017 | Ground Floor Tower 1,201 Sussex Street,Sydney,NSW,2000,Australia |
- Signature
==> picture [110 x 41] intentionally omitted <==
Dated the 06 day of August 2019
Elizabeth Hastilow - Company Secretary
Page 2
Annexure A
This is annexure A referred to in Form 603, Notice of initial substantial holder dated 02/08/2019
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Elizabeth Hastilow Company Secretary Dated the 06/08/2019
SCHEDULE
CFSGAM IP HOLDINGS PTY LIMITED (ACN 625 765 399) CFSGAM SERVICES PTY LTD (ACN 624 305 595) CFSPAI EUROPE CO LIMITED (COMPANY CODE C41267) CFSPAI EUROPE HOLDCO LIMITED (COMPANY CODE C41260) COLONIAL FIRST STATE ASSET MANAGEMENT (AUSTRALIA) LIMITED (ACN 114 194 311) COLONIAL FIRST STATE INFRASTRUCTURE HOLDINGS LIMITED (ACN 085 313 926) COLONIAL FIRST STATE INFRASTRUCTURE MANAGERS (AUSTRALIA) PTY LTD (ACN 101 384 294) COLONIAL FIRST STATE INVESTMENT MANAGERS (UK) LIMITED (COMPANY NO. 00153197) COLONIAL FIRST STATE MANAGED INFRASTRUCTURE LIMITED (ACN 006 464 428) EDIF II GP S.A.R.L. (COMPANY NO. B204413) FIRST STATE EUROPEAN DIVERSIFIED INFRASTRUCTURE S.A.R.L. (COMPANY NO. B134314) FIRST STATE INFRASTRUCTURE MANAGERS (INTERNATIONAL) LIMITED (COMPANY NO. 298444) FIRST STATE INVESTMENT MANAGEMENT (UK) LIMITED (COMPANY NO. SC047708) FIRST STATE INVESTMENT MANAGERS (ASIA) LIMITED (ACN 054 571 701) FIRST STATE INVESTMENT SERVICES (UK) LIMITED (COMPANY NO. 03904320) FIRST STATE INVESTMENTS (HONG KONG) LIMITED (CR NO. 0206616) FIRST STATE INVESTMENTS (IRELAND) LIMITED (COMPANY NO. 629188) FIRST STATE INVESTMENTS (JAPAN) LIMITED (COMPANY NUMBER 0104-01-093090) FIRST STATE INVESTMENTS (SINGAPORE) (COMPANY NO. 02294743) FIRST STATE INVESTMENTS (UK HOLDINGS) LIMITED (COMPANY NO. 03904310) FIRST STATE INVESTMENTS (UK) LIMITED (COMPANY NO. 02294743) FIRST STATE INVESTMENTS (US) LLC (FILE NUMBER 546 9442) FIRST STATE INVESTMENTS FUND MANAGEMENT S.A.R.L (COMPANY NO. B128117) FIRST STATE INVESTMENTS HOLDINGS (SINGAPORE) LIMITED (REGISTRATION NO. 199901706Z) FIRST STATE INVESTMENTS INTERNATIONAL LIMITED (COMPANY NO. SC079063) FIRST STATE NOMINEES (HONG KONG) LIMITED (CR NO. 0206615) FSIB LTD MITSUBISHI UFJ FINANCIAL GROUP, INC MITSUBISHI UFJ TRUST AND BANKING CORPORATION REALINDEX INVESTMENTS PTY LIMITED (ACN 133 312 017) SI HOLDINGS LIMITED (COMPANY NO. SC109439) TOTAL KEEN INVESTMENT LIMITED (CR NO. 0580652)
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Annexure B
This is annexure B referred to in Form 603, Notice of initial substantial holder dated 02/08/2019
==> picture [121 x 45] intentionally omitted <==
Elizabeth Hastilow Company Secretary Dated the 06/08/2019
| Holder of relevant interest | Date of acquisition | Consideration cash | Consideration non-cash | Class and number of securities affected |
|---|---|---|---|---|
| Realindex Investments Pty Limited ACN 133 312 017 |
Monday,22 July2019 | 72,175.75 | 39,194 Ordinaryshares | |
| Realindex Investments Pty Limited ACN 133 312 017 |
Wednesday,17 July2019 | 37,286.88 | 21,958 Ordinaryshares | |
| Realindex Investments Pty Limited ACN 133 312 017 |
Thursday,11 July2019 | 20,038.29 | 12,403 Ordinaryshares | |
| Realindex Investments Pty Limited ACN 133 312 017 |
Monday,24 June 2019 | 275,226.22 | 167,954 Ordinaryshares | |
| Realindex Investments Pty Limited ACN 133 312 017 |
Friday,21 June 2019 | 472,193.70 | 287,730 Ordinaryshares | |
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Thursday,20 June 2019 | 38,503.08 | 22,224 Ordinaryshares | |
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Thursday,20 June 2019 | 24,738.41 | 14,483 Ordinaryshares | |
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Thursday,20 June 2019 | 38,061.35 | 22,422 Ordinaryshares | |
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Thursday,20 June 2019 | 6,685.50 | 3,914 Ordinaryshares | |
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Thursday,20 June 2019 | 38,355.39 | 22,455 Ordinaryshares | |
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Thursday,20 June 2019 | 218,339.24 | 128,624 Ordinaryshares | |
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Thursday,20 June 2019 | 220,876.43 | 127,490 Ordinaryshares | |
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Thursday,20 June 2019 | 31,295.88 | 18,064 Ordinaryshares | |
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Thursday,20 June 2019 | 140,812.72 | 82,953 Ordinaryshares | |
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Thursday,20 June 2019 | 142,449.62 | 82,222 Ordinaryshares | |
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Thursday,20 June 2019 | 30,936.94 | 18,225 Ordinaryshares |
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| Holder of relevant interest | Date of acquisition | Consideration cash | Consideration non-cash | Class and number of securities affected |
|---|---|---|---|---|
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Thursday,20 June 2019 | 5,435.17 | 3,182 Ordinaryshares | |
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Friday,10 May2019 | 296,562.31 | 171,980 Ordinaryshares | |
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Friday,10 May2019 | 128,067.74 | 74,268 Ordinaryshares | |
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Wednesday,08 May2019 | 28,053.67 | 18,968 Ordinaryshares | |
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Wednesday,08 May2019 | 64,962.12 | 43,923 Ordinaryshares | |
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Tuesday,07 May2019 | 428,965.91 | 325,492 Ordinaryshares | |
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Tuesday,07 May2019 | 185,246.66 | 140,562 Ordinaryshares | |
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Thursday,18 April 2019 | 100,186.73 | 69,836 Ordinaryshares | |
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Thursday,18 April 2019 | 231,799.80 | 161,578 Ordinaryshares | |
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Wednesday,17 April 2019 | 4,825.60 | 3,328 Ordinaryshares | |
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Wednesday,17 April 2019 | 2,085.10 | 1,438 Ordinaryshares | |
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Tuesday,16 April 2019 | 158,295.05 | 109,169 Ordinaryshares | |
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Tuesday,16 April 2019 | 68,415.35 | 47,183 Ordinaryshares | |
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Monday,15 April 2019 | 13,012.30 | 8,974 Ordinaryshares | |
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Monday,15 April 2019 | 30,107.80 | 20,764 Ordinaryshares | |
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Monday,15 April 2019 | 297,796.93 | 203,205 Ordinaryshares | |
| Realindex Investments Pty Limited ACN 133 312 017 |
Friday,12 April 2019 | 60,078.43 | 40,917 Ordinaryshares | |
| Realindex Investments Pty Limited ACN 133 312 017 |
Friday,12 April 2019 | 10,035.83 | 6,835 Ordinaryshares | |
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Friday,12 April 2019 | 116,087.49 | 80,393 Ordinaryshares | |
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Friday,12 April 2019 | 50,173.22 | 34,746 Ordinaryshares | |
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Thursday,11 April 2019 | 101,103.10 | 70,016 Ordinaryshares |
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| Holder of relevant interest | Date of acquisition | Consideration cash | Consideration non-cash | Class and number of securities affected |
|---|---|---|---|---|
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Thursday,11 April 2019 | 233,922.22 | 161,996 Ordinaryshares | |
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Wednesday,10 April 2019 | 465,242.54 | 321,789 Ordinaryshares | |
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Wednesday,10 April 2019 | 201,081.86 | 139,080 Ordinaryshares | |
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Tuesday,09 April 2019 | 298,680.36 | 206,214 Ordinaryshares | |
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Tuesday,09 April 2019 | 129,091.55 | 89,127 Ordinaryshares | |
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Monday,08 April 2019 | 95,038.80 | 65,544 Ordinaryshares | |
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Monday,08 April 2019 | 41,075.60 | 28,328 Ordinaryshares | |
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Friday,05 April 2019 | 281,416.00 | 194,080 Ordinaryshares | |
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Friday,05 April 2019 | 121,628.90 | 83,882 Ordinaryshares | |
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Wednesday,03 April 2019 | 671,347.09 | 466,440 Ordinaryshares | |
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Wednesday,03 April 2019 | 290,161.44 | 201,599 Ordinaryshares |
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