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HUMM GROUP LIMITED — Major Shareholding Notification 2019
Aug 20, 2019
65078_rns_2019-08-20_a09c06ec-7593-4365-b786-17c5b149852e.pdf
Major Shareholding Notification
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Form 605
Corporations Act 2001 Section 671B
Notice of ceasing to be a substantial holder
To: Company Name/Scheme: FLEXIGROUP LIMITED ACN/ARSN: 122 574 583
1. Details of substantial holder
Name: Mitsubishi UFJ Financial Group, Inc.
The holder ceased to be a substantial holder on: 16/08/2019 The previous notice was given to the company on: 8/08/2019 The previous notice was dated: 8/08/2019 The holder became aware on: 20/08/2019
2. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date of change | Person whose relevant interest changed |
Nature of change | Consideration given in relation to change |
Class and number of securities affected |
Person's votes affected |
|---|---|---|---|---|---|
| See annexure A to this notice |
3. Changes in association
The persons who have become associates of, ceased to be associates of, or have changed the nature of their association with, the substantial holder in relation to voting interests in the company or scheme are as follows:
| Name and ACN/ARSN (if applicable) | Nature of association |
|---|---|
| Not applicable | Not applicable |
4. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| Mitsubishi UFJ Financial Group, Inc. | 2-7-1, Marunouchi, Chiyoda-ku, Tokyo 100-8330, Japan |
5. Signature
==> picture [126 x 36] intentionally omitted <==
Dated 21 August 2019
Kenji Takase Authorised signatory
Page 1
Annexure A
This is annexure A of 30 pages referred to in Form 605 (Notice of ceasing to be a substantial holder) dated 21 August 2019
==> picture [145 x 41] intentionally omitted <==
Kenji Takase Authorised signatory Dated 21 August 2019
| Date of change | Person whose relevant interest changed |
Nature of change | Consideration given in relation to change |
Class and number of securities affected |
Person's votes affected |
|---|---|---|---|---|---|
| 5/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
1,177.05 |
665 Ordinary Shares | 665 |
| 5/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
736.32 |
416 Ordinary Shares | 416 |
| 5/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
10,770.45 |
6,085 Ordinary Shares | 6,085 |
| 5/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
3,254.34 |
1,813 Ordinary Shares | 1,813 |
| 5/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
50.12 |
28 Ordinary Shares | 28 |
| 5/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
941.40 | 523 Ordinary Shares | 523 |
| 5/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
104.40 | 58 Ordinary Shares | 58 |
| 5/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
2,081.50 | 1,150 Ordinary Shares | 1,150 |
| 5/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
1,714.18 | 951 Ordinary Shares | 951 |
| 5/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
1,795.00 | 1,000 Ordinary Shares | 1,000 |
| 5/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
324.45 | 180 Ordinary Shares | 180 |
| 5/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
324.45 | 180 Ordinary Shares | 180 |
| 5/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
18.10 | 10 Ordinary Shares | 10 |
| 5/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
526.35 | 290 Ordinary Shares | 290 |
| 5/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
1,607.40 | 893 Ordinary Shares | 893 |
| 5/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
90.75 | 50 Ordinary Shares | 50 |
| 5/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
331.20 | 184 Ordinary Shares | 184 |
| 5/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
280.55 | 155 Ordinary Shares | 155 |
Page 2
| Date of change | Person whose relevant interest changed |
Nature of change | Consideration given in relation to change |
Class and number of securities affected |
Person's votes affected |
|---|---|---|---|---|---|
| 5/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
378.00 | 210 Ordinary Shares | 210 |
| 5/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
308.66 | 171 Ordinary Shares | 171 |
| 5/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
711.33 | 393 Ordinary Shares | 393 |
| 5/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
12.72 | 7 Ordinary Shares | 7 |
| 5/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
3,971.00 | 2,200 Ordinary Shares | 2,200 |
| 5/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
568.80 | 316 Ordinary Shares | 316 |
| 5/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Borrow Returned by an entity controlled by Morgan Stanley - see Annexure B |
N/A | 14,935 Ordinary Shares | 14,935 |
| 6/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
350.30 | 193 Ordinary Shares | 193 |
| 6/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
604.08 | 331 Ordinary Shares | 331 |
| 6/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
2,948.40 | 1,638 Ordinary Shares | 1,638 |
| 6/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
1,231.88 | 675 Ordinary Shares | 675 |
| 6/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
341.33 |
205 Ordinary Shares | 205 |
| 6/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
11,768.71 |
7,111 Ordinary Shares | 7,111 |
| 6/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
1,524.71 |
913 Ordinary Shares | 913 |
| 6/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
967.40 | 533 Ordinary Shares | 533 |
| 6/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
369.07 |
223 Ordinary Shares | 223 |
| 6/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
101.36 | 56 Ordinary Shares | 56 |
| 6/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
12.78 | 7 Ordinary Shares | 7 |
| 6/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
1,754.46 | 972 Ordinary Shares | 972 |
| 6/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
237.11 | 131 Ordinary Shares | 131 |
| 6/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
267.88 | 148 Ordinary Shares | 148 |
| 6/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
234.65 | 130 Ordinary Shares | 130 |
| 6/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
757.12 | 416 Ordinary Shares | 416 |
| 6/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
9,128.65 | 5,002 Ordinary Shares | 5,002 |
Page 3
| Date of change | Person whose relevant interest changed |
Nature of change | Consideration given in relation to change |
Class and number of securities affected |
Person's votes affected |
|---|---|---|---|---|---|
| 6/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
1,803.20 |
1,083 Ordinary Shares | 1,083 |
| 6/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
3,420.16 |
2,048 Ordinary Shares | 2,048 |
| 6/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
2,859.22 | 1,571 Ordinary Shares | 1,571 |
| 6/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
3,440.13 | 1,885 Ordinary Shares | 1,885 |
| 6/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
2,051.12 |
1,203 Ordinary Shares | 1,203 |
| 6/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
5,019.45 |
3,070 Ordinary Shares | 3,070 |
| 6/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
461.50 |
284 Ordinary Shares | 284 |
| 6/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
200.08 |
122 Ordinary Shares | 122 |
| 6/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
149.85 |
90 Ordinary Shares | 90 |
| 6/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
1,073.66 | 594 Ordinary Shares | 594 |
| 6/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
248.75 | 138 Ordinary Shares | 138 |
| 6/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
603.71 | 334 Ordinary Shares | 334 |
| 6/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
3,936.06 |
2,364 Ordinary Shares | 2,364 |
| 6/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
1,560.40 |
940 Ordinary Shares | 940 |
| 6/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
274.82 | 151 Ordinary Shares | 151 |
| 6/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
1,637.14 | 907 Ordinary Shares | 907 |
| 6/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
2,962.01 | 1,641 Ordinary Shares | 1,641 |
| 6/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
2,814.00 | 1,559 Ordinary Shares | 1,559 |
| 6/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
59.40 | 33 Ordinary Shares | 33 |
| 6/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
495.50 | 273 Ordinary Shares | 273 |
| 6/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
1,499.60 |
920 Ordinary Shares | 920 |
| 6/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
1,217.16 |
756 Ordinary Shares | 756 |
| 6/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
948.44 | 524 Ordinary Shares | 524 |
| 6/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
567.00 | 315 Ordinary Shares | 315 |
| 6/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
45.06 | 25 Ordinary Shares | 25 |
Page 4
| Date of change | Person whose relevant interest changed |
Nature of change | Consideration given in relation to change |
Class and number of securities affected |
Person's votes affected |
|---|---|---|---|---|---|
| 6/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
335.32 |
199 Ordinary Shares | 199 |
| 6/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
1,332.28 |
805 Ordinary Shares | 805 |
| 6/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
3,681.00 | 2,045 Ordinary Shares | 2,045 |
| 6/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
1,365.00 | 750 Ordinary Shares | 750 |
| 6/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
208.05 | 114 Ordinary Shares | 114 |
| 6/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
1,613.67 | 894 Ordinary Shares | 894 |
| 6/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
2,454.36 | 1,356 Ordinary Shares | 1,356 |
| 6/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
5,284.80 | 2,936 Ordinary Shares | 2,936 |
| 6/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
1,182.60 | 648 Ordinary Shares | 648 |
| 6/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
1.80 | 1 Ordinary Shares | 1 |
| 6/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
477.12 |
284 Ordinary Shares | 284 |
| 6/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
4,895.06 |
2,871 Ordinary Shares | 2,871 |
| 6/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
372.30 | 204 Ordinary Shares | 204 |
| 6/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
326.68 | 179 Ordinary Shares | 179 |
| 6/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
441.00 | 245 Ordinary Shares | 245 |
| 6/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
1,209.08 | 668 Ordinary Shares | 668 |
| 6/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
952.25 |
586 Ordinary Shares | 586 |
| 6/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
1,298.19 |
794 Ordinary Shares | 794 |
| 6/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
342.30 |
210 Ordinary Shares | 210 |
| 6/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Borrow by an entity controlled by Morgan Stanley - see Annexure B |
N/A | 1,086 Ordinary Shares | 1,086 |
| 6/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Borrow by an entity controlled by Morgan Stanley - see Annexure B |
N/A | 19,247 Ordinary Shares | 19,247 |
| 7/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
2,676.60 | 1,487 Ordinary Shares | 1,487 |
| 7/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
1,814.40 | 1,008 Ordinary Shares | 1,008 |
| 7/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
330.23 | 185 Ordinary Shares | 185 |
Page 5
| Date of change | Person whose relevant interest changed |
Nature of change | Consideration given in relation to change |
Class and number of securities affected |
Person's votes affected |
|---|---|---|---|---|---|
| 7/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
488.67 | 273 Ordinary Shares | 273 |
| 7/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
102.06 | 56 Ordinary Shares | 56 |
| 7/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
67.74 | 38 Ordinary Shares | 38 |
| 7/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
826.46 | 463 Ordinary Shares | 463 |
| 7/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
443.22 | 249 Ordinary Shares | 249 |
| 7/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
138.79 | 77 Ordinary Shares | 77 |
| 7/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
435.54 | 244 Ordinary Shares | 244 |
| 7/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
2,200.67 | 1,226 Ordinary Shares | 1,226 |
| 7/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
4.80 |
3 Ordinary Shares | 3 |
| 7/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
250.81 |
157 Ordinary Shares | 157 |
| 7/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
1,724.80 |
1,078 Ordinary Shares | 1,078 |
| 7/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
799.43 |
495 Ordinary Shares | 495 |
| 7/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
297.57 |
182 Ordinary Shares | 182 |
| 7/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
17.99 |
11 Ordinary Shares | 11 |
| 7/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
865.08 |
534 Ordinary Shares | 534 |
| 7/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
9.69 |
6 Ordinary Shares | 6 |
| 7/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
4,656.00 |
2,910 Ordinary Shares | 2,910 |
| 7/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
1,395.94 |
826 Ordinary Shares | 826 |
| 7/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
562.80 |
335 Ordinary Shares | 335 |
| 7/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
477.00 |
300 Ordinary Shares | 300 |
| 7/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
859.74 |
534 Ordinary Shares | 534 |
| 7/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
5,160.05 |
3,220 Ordinary Shares | 3,220 |
| 7/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
589.26 | 322 Ordinary Shares | 322 |
| 7/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
1,060.85 | 591 Ordinary Shares | 591 |
| 7/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
594.15 | 331 Ordinary Shares | 331 |
Page 6
| Date of change | Person whose relevant interest changed |
Nature of change | Consideration given in relation to change |
Class and number of securities affected |
Person's votes affected |
|---|---|---|---|---|---|
| 7/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
1,659.63 | 935 Ordinary Shares | 935 |
| 7/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
1,744.40 | 980 Ordinary Shares | 980 |
| 7/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
500.50 | 275 Ordinary Shares | 275 |
| 7/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
1,177.05 | 665 Ordinary Shares | 665 |
| 7/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
3,821.66 | 2,147 Ordinary Shares | 2,147 |
| 7/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
523.45 | 290 Ordinary Shares | 290 |
| 7/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
302.60 | 170 Ordinary Shares | 170 |
| 7/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
7,313.94 | 4,086 Ordinary Shares | 4,086 |
| 7/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
1,244.10 |
780 Ordinary Shares | 780 |
| 7/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
1,635.68 |
965 Ordinary Shares | 965 |
| 7/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
29,822.40 |
18,639 Ordinary Shares | 18,639 |
| 7/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
218.77 |
131 Ordinary Shares | 131 |
| 7/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
177.55 |
106 Ordinary Shares | 106 |
| 7/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
303.40 |
185 Ordinary Shares | 185 |
| 7/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
1,098.26 | 617 Ordinary Shares | 617 |
| 7/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
2,345.77 | 1,316 Ordinary Shares | 1,316 |
| 7/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
313.73 | 177 Ordinary Shares | 177 |
| 7/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
1,762.20 | 979 Ordinary Shares | 979 |
| 7/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
291.28 |
176 Ordinary Shares | 176 |
| 7/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
2,006.40 |
1,254 Ordinary Shares | 1,254 |
| 7/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
1,152.58 |
682 Ordinary Shares | 682 |
| 7/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
1,587.60 |
980 Ordinary Shares | 980 |
| 7/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
19,793.91 | 11,183 Ordinary Shares | 11,183 |
| 7/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
153.00 | 85 Ordinary Shares | 85 |
| 7/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
1,132.80 | 640 Ordinary Shares | 640 |
Page 7
| Date of change | Person whose relevant interest changed |
Nature of change | Consideration given in relation to change |
Class and number of securities affected |
Person's votes affected |
|---|---|---|---|---|---|
| 7/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
1,107.18 |
661 Ordinary Shares | 661 |
| 7/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
966.93 |
579 Ordinary Shares | 579 |
| 7/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
828.18 |
516 Ordinary Shares | 516 |
| 7/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
871.00 |
536 Ordinary Shares | 536 |
| 7/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
325.92 |
194 Ordinary Shares | 194 |
| 7/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
349.80 |
212 Ordinary Shares | 212 |
| 7/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
324.29 |
203 Ordinary Shares | 203 |
| 7/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
486.97 |
289 Ordinary Shares | 289 |
| 7/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
2,644.04 | 1,473 Ordinary Shares | 1,473 |
| 7/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
10,873.65 | 6,126 Ordinary Shares | 6,126 |
| 7/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
931.88 | 525 Ordinary Shares | 525 |
| 7/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
299.48 | 165 Ordinary Shares | 165 |
| 7/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
4,154.40 | 2,308 Ordinary Shares | 2,308 |
| 7/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
4,437.41 | 2,479 Ordinary Shares | 2,479 |
| 7/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
472.91 | 262 Ordinary Shares | 262 |
| 7/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
6,740.80 |
4,213 Ordinary Shares | 4,213 |
| 7/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
301.04 |
183 Ordinary Shares | 183 |
| 7/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
13,272.00 |
8,295 Ordinary Shares | 8,295 |
| 7/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
304.70 |
183 Ordinary Shares | 183 |
| 7/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
316.19 |
197 Ordinary Shares | 197 |
| 7/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
1,597.40 |
980 Ordinary Shares | 980 |
| 7/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
614.20 |
370 Ordinary Shares | 370 |
| 7/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
642.22 |
394 Ordinary Shares | 394 |
| 7/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
2,963.20 |
1,852 Ordinary Shares | 1,852 |
| 7/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
542.40 |
339 Ordinary Shares | 339 |
Page 8
| Date of change | Person whose relevant interest changed |
Nature of change | Consideration given in relation to change |
Class and number of securities affected |
Person's votes affected |
|---|---|---|---|---|---|
| 7/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
51.68 |
32 Ordinary Shares | 32 |
| 7/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
36,779.20 |
22,987 Ordinary Shares | 22,987 |
| 7/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
980.32 | 557 Ordinary Shares | 557 |
| 7/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
1,202.53 | 669 Ordinary Shares | 669 |
| 7/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
332.86 | 187 Ordinary Shares | 187 |
| 7/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
251.51 | 138 Ordinary Shares | 138 |
| 7/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
276.43 | 154 Ordinary Shares | 154 |
| 7/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
264.60 | 147 Ordinary Shares | 147 |
| 7/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
697.76 | 392 Ordinary Shares | 392 |
| 7/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
117.32 | 66 Ordinary Shares | 66 |
| 7/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
389.40 | 220 Ordinary Shares | 220 |
| 7/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
3,108.12 | 1,756 Ordinary Shares | 1,756 |
| 7/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
1,018.85 | 574 Ordinary Shares | 574 |
| 7/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
524.47 | 293 Ordinary Shares | 293 |
| 7/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
413.01 | 234 Ordinary Shares | 234 |
| 7/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
1,652.63 |
975 Ordinary Shares | 975 |
| 7/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
9,289.28 |
5,824 Ordinary Shares | 5,824 |
| 7/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
1,112.16 |
662 Ordinary Shares | 662 |
| 7/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
295.15 |
177 Ordinary Shares | 177 |
| 7/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Borrow Returned by an entity controlled by Morgan Stanley - see Annexure B |
N/A | 43,505 Ordinary Shares | 43,505 |
| 7/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Borrow by an entity controlled by Morgan Stanley - see Annexure B |
N/A | 96,172 Ordinary Shares | 96,172 |
| 8/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
589.60 | 352 Ordinary Shares | 352 |
| 8/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
2,541.74 | 1,522 Ordinary Shares | 1,522 |
| 8/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
200.26 | 121 Ordinary Shares | 121 |
Page 9
| Date of change | Person whose relevant interest changed |
Nature of change | Consideration given in relation to change |
Class and number of securities affected |
Person's votes affected |
|---|---|---|---|---|---|
| 8/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
241.63 | 146 Ordinary Shares | 146 |
| 8/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
262.35 | 159 Ordinary Shares | 159 |
| 8/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
1,311.40 | 790 Ordinary Shares | 790 |
| 8/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
630.80 | 380 Ordinary Shares | 380 |
| 8/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
4,167.29 | 2,518 Ordinary Shares | 2,518 |
| 8/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
3,004.80 |
1,878 Ordinary Shares | 1,878 |
| 8/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
2,062.42 |
1,283 Ordinary Shares | 1,283 |
| 8/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
297.59 | 179 Ordinary Shares | 179 |
| 8/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
2,056.28 | 1,235 Ordinary Shares | 1,235 |
| 8/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
1,247.09 | 749 Ordinary Shares | 749 |
| 8/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
925.65 |
561 Ordinary Shares | 561 |
| 8/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
2,315.86 | 1,393 Ordinary Shares | 1,393 |
| 8/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
506.01 | 303 Ordinary Shares | 303 |
| 8/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
117.68 | 71 Ordinary Shares | 71 |
| 8/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
383.58 | 229 Ordinary Shares | 229 |
| 8/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
6,968.48 | 4,179 Ordinary Shares | 4,179 |
| 8/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
8,969.57 | 5,371 Ordinary Shares | 5,371 |
| 8/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
780.20 | 470 Ordinary Shares | 470 |
| 8/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
3,583.86 |
2,226 Ordinary Shares | 2,226 |
| 8/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
30.59 |
19 Ordinary Shares | 19 |
| 8/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
1,432.00 |
895 Ordinary Shares | 895 |
| 8/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
677.31 |
422 Ordinary Shares | 422 |
| 8/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
1,453.90 | 868 Ordinary Shares | 868 |
| 8/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
1,259.02 |
782 Ordinary Shares | 782 |
| 8/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
10,099.20 |
6,312 Ordinary Shares | 6,312 |
Page 10
| Date of change | Person whose relevant interest changed |
Nature of change | Consideration given in relation to change |
Class and number of securities affected |
Person's votes affected |
|---|---|---|---|---|---|
| 8/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
5,232.50 |
3,220 Ordinary Shares | 3,220 |
| 8/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
1,728.45 | 1,035 Ordinary Shares | 1,035 |
| 8/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
200.86 | 121 Ordinary Shares | 121 |
| 8/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
1,698.30 | 1,020 Ordinary Shares | 1,020 |
| 8/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
374.03 | 226 Ordinary Shares | 226 |
| 8/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
1,480.51 |
921 Ordinary Shares | 921 |
| 8/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
1,844.33 |
1,142 Ordinary Shares | 1,142 |
| 8/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
17.63 |
11 Ordinary Shares | 11 |
| 8/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
216.34 |
135 Ordinary Shares | 135 |
| 8/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
34.10 | 20 Ordinary Shares | 20 |
| 8/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
168.81 | 102 Ordinary Shares | 102 |
| 8/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
71.92 | 43 Ordinary Shares | 43 |
| 8/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
3,426.57 | 2,058 Ordinary Shares | 2,058 |
| 8/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
4,751.51 | 2,871 Ordinary Shares | 2,871 |
| 8/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
876.75 |
525 Ordinary Shares | 525 |
| 8/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
918.87 |
562 Ordinary Shares | 562 |
| 8/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
924.49 |
562 Ordinary Shares | 562 |
| 8/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
1,779.95 |
1,109 Ordinary Shares | 1,109 |
| 8/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
7,179.17 |
4,473 Ordinary Shares | 4,473 |
| 8/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
253.46 | 152 Ordinary Shares | 152 |
| 8/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
24,106.73 | 14,566 Ordinary Shares | 14,566 |
| 8/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
48.21 | 29 Ordinary Shares | 29 |
| 8/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
333.54 | 204 Ordinary Shares | 204 |
| 8/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
158.88 | 96 Ordinary Shares | 96 |
| 8/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
188.96 | 114 Ordinary Shares | 114 |
Page 11
| Date of change | Person whose relevant interest changed |
Nature of change | Consideration given in relation to change |
Class and number of securities affected |
Person's votes affected |
|---|---|---|---|---|---|
| 8/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
943.00 | 575 Ordinary Shares | 575 |
| 8/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
149.85 | 90 Ordinary Shares | 90 |
| 8/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
307.44 | 183 Ordinary Shares | 183 |
| 8/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
14,587.20 |
9,117 Ordinary Shares | 9,117 |
| 8/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
3,103.92 |
1,916 Ordinary Shares | 1,916 |
| 8/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
460.80 |
288 Ordinary Shares | 288 |
| 8/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
938.39 |
567 Ordinary Shares | 567 |
| 8/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
920.04 |
561 Ordinary Shares | 561 |
| 8/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
281.45 |
174 Ordinary Shares | 174 |
| 8/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
185.44 |
115 Ordinary Shares | 115 |
| 8/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
1,574.40 |
984 Ordinary Shares | 984 |
| 8/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
757.99 | 458 Ordinary Shares | 458 |
| 8/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
72.93 | 44 Ordinary Shares | 44 |
| 8/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
524.04 | 311 Ordinary Shares | 311 |
| 8/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
2,227.78 | 1,336 Ordinary Shares | 1,336 |
| 8/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
341.33 | 205 Ordinary Shares | 205 |
| 8/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
4,335.32 | 2,596 Ordinary Shares | 2,596 |
| 8/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
289.28 | 174 Ordinary Shares | 174 |
| 8/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
37.51 | 22 Ordinary Shares | 22 |
| 8/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
15,320.00 |
9,575 Ordinary Shares | 9,575 |
| 8/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
171.19 |
106 Ordinary Shares | 106 |
| 8/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
921.30 |
555 Ordinary Shares | 555 |
| 8/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
861.35 |
535 Ordinary Shares | 535 |
| 8/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
1,835.20 |
1,147 Ordinary Shares | 1,147 |
Page 12
| Date of change | Person whose relevant interest changed |
Nature of change | Consideration given in relation to change |
Class and number of securities affected |
Person's votes affected |
|---|---|---|---|---|---|
| 8/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Borrow by an entity controlled by Morgan Stanley - see Annexure B |
N/A | 10,751 Ordinary Shares | 10,751 |
| 9/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Carol Australia Holdings Pty Limited |
107,652.75 | 67,178 Ordinary shares | 67,178 |
| 9/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Carol Australia Holdings Pty Limited |
381,430.26 | 238,022 Ordinary shares | 238,022 |
| 9/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Carol Australia Holdings Pty Limited |
122,724.26 | 76,583 Ordinary shares | 76,583 |
| 9/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Carol Australia Holdings Pty Limited |
171,489.94 | 107,014 Ordinary shares | 107,014 |
| 9/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Carol Australia Holdings Pty Limited |
85,240.18 | 53,192 Ordinary shares | 53,192 |
| 9/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Carol Australia Holdings Pty Limited |
178,656.32 | 111,486 Ordinary shares | 111,486 |
| 9/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
568.33 | 353 Ordinary Shares | 353 |
| 9/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
569.32 | 344 Ordinary Shares | 344 |
| 9/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
968.88 | 575 Ordinary Shares | 575 |
| 9/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
137.28 | 85 Ordinary Shares | 85 |
| 9/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
5,385.60 |
3,366 Ordinary Shares | 3,366 |
| 9/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
1,734.40 |
1,084 Ordinary Shares | 1,084 |
| 9/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
85.60 | 53 Ordinary Shares | 53 |
| 9/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
3,080.70 | 1,890 Ordinary Shares | 1,890 |
| 9/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
1,583.90 | 940 Ordinary Shares | 940 |
| 9/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
1,608.75 | 990 Ordinary Shares | 990 |
| 9/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
2,274.09 |
1,428 Ordinary Shares | 1,428 |
| 9/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
1,219.53 |
767 Ordinary Shares | 767 |
| 9/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
22,038.40 |
13,774 Ordinary Shares | 13,774 |
| 9/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
469.67 |
294 Ordinary Shares | 294 |
| 9/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
25.56 | 16 Ordinary Shares | 16 |
Page 13
| Date of change | Person whose relevant interest changed |
Nature of change | Consideration given in relation to change |
Class and number of securities affected |
Person's votes affected |
|---|---|---|---|---|---|
| 9/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
1,754.50 | 1,100 Ordinary Shares | 1,100 |
| 9/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
936.27 | 587 Ordinary Shares | 587 |
| 9/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
1,011.00 | 600 Ordinary Shares | 600 |
| 9/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
95.76 | 57 Ordinary Shares | 57 |
| 9/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
1,736.00 | 1,085 Ordinary Shares | 1,085 |
| 9/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
761.61 |
479 Ordinary Shares | 479 |
| 9/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
368.45 |
231 Ordinary Shares | 231 |
| 9/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
292.11 |
182 Ordinary Shares | 182 |
| 9/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
122.64 | 73 Ordinary Shares | 73 |
| 9/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
3,062.40 | 1,920 Ordinary Shares | 1,920 |
| 9/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
3,771.70 |
2,361 Ordinary Shares | 2,361 |
| 9/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
38.64 | 24 Ordinary Shares | 24 |
| 9/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
2,106.72 | 1,254 Ordinary Shares | 1,254 |
| 9/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
142.12 | 88 Ordinary Shares | 88 |
| 9/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
6,519.40 |
4,081 Ordinary Shares | 4,081 |
| 9/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
51.68 | 32 Ordinary Shares | 32 |
| 9/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
1,746.85 | 1,085 Ordinary Shares | 1,085 |
| 9/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
190.97 | 113 Ordinary Shares | 113 |
| 9/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
703.08 | 434 Ordinary Shares | 434 |
| 9/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
1,584.00 | 990 Ordinary Shares | 990 |
| 9/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
310.96 | 184 Ordinary Shares | 184 |
| 9/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
644.88 | 385 Ordinary Shares | 385 |
| 9/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
2,097.60 | 1,311 Ordinary Shares | 1,311 |
| 9/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
882.75 | 550 Ordinary Shares | 550 |
| 9/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
3,452.80 |
2,158 Ordinary Shares | 2,158 |
Page 14
| Date of change | Person whose relevant interest changed |
Nature of change | Consideration given in relation to change |
Class and number of securities affected |
Person's votes affected |
|---|---|---|---|---|---|
| 9/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
5,530.23 |
3,451 Ordinary Shares | 3,451 |
| 9/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
880.00 |
550 Ordinary Shares | 550 |
| 9/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
40.06 |
25 Ordinary Shares | 25 |
| 9/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
11.17 |
7 Ordinary Shares | 7 |
| 9/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
38.46 |
24 Ordinary Shares | 24 |
| 9/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
1,442.81 |
906 Ordinary Shares | 906 |
| 9/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
958.07 |
596 Ordinary Shares | 596 |
| 9/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
5,690.61 |
3,579 Ordinary Shares | 3,579 |
| 9/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
316.91 |
199 Ordinary Shares | 199 |
| 9/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
1,046.43 |
653 Ordinary Shares | 653 |
| 9/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
836.80 |
523 Ordinary Shares | 523 |
| 9/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
1,052.58 |
662 Ordinary Shares | 662 |
| 9/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
218.77 | 131 Ordinary Shares | 131 |
| 9/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
3,663.00 | 2,220 Ordinary Shares | 2,220 |
| 9/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
562.80 | 335 Ordinary Shares | 335 |
| 9/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
128.59 | 77 Ordinary Shares | 77 |
| 9/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
4.80 | 3 Ordinary Shares | 3 |
| 9/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
3,086.33 |
1,935 Ordinary Shares | 1,935 |
| 9/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
376.83 |
237 Ordinary Shares | 237 |
| 9/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
1,084.49 | 681 Ordinary Shares | 681 |
| 9/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
1,285.61 | 801 Ordinary Shares | 801 |
| 9/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
1,369.20 | 815 Ordinary Shares | 815 |
| 9/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
333.54 | 204 Ordinary Shares | 204 |
| 9/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
483.36 |
304 Ordinary Shares | 304 |
| 9/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
1,540.77 |
957 Ordinary Shares | 957 |
Page 15
| Date of change | Person whose relevant interest changed |
Nature of change | Consideration given in relation to change |
Class and number of securities affected |
Person's votes affected |
|---|---|---|---|---|---|
| 9/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
3,987.20 |
2,492 Ordinary Shares | 2,492 |
| 9/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
105.27 |
66 Ordinary Shares | 66 |
| 9/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
474.46 |
297 Ordinary Shares | 297 |
| 9/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
467.34 |
293 Ordinary Shares | 293 |
| 9/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
600.27 |
374 Ordinary Shares | 374 |
| 9/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Borrow Returned by an entity controlled by Morgan Stanley - see Annexure B |
N/A | 62,957 Ordinary Shares | 62,957 |
| 12/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Carol Australia Holdings Pty Limited |
79,929.49 | 49,791 Ordinary shares | 49,791 |
| 12/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Carol Australia Holdings Pty Limited |
63,288.95 | 39,425 Ordinary shares | 39,425 |
| 12/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Carol Australia Holdings Pty Limited |
127,327.58 | 79,317 Ordinary shares | 79,317 |
| 12/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Carol Australia Holdings Pty Limited |
132,647.54 | 82,631 Ordinary shares | 82,631 |
| 12/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Carol Australia Holdings Pty Limited |
91,120.04 | 56,762 Ordinary shares | 56,762 |
| 12/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Carol Australia Holdings Pty Limited |
283,203.82 | 176,418 Ordinary shares | 176,418 |
| 12/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
2,656.89 |
1,671 Ordinary Shares | 1,671 |
| 12/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
3.19 |
2 Ordinary Shares | 2 |
| 12/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
3,834.35 | 2,389 Ordinary Shares | 2,389 |
| 12/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
7,284.80 | 4,553 Ordinary Shares | 4,553 |
| 12/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
559.41 | 348 Ordinary Shares | 348 |
| 12/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
727.08 | 438 Ordinary Shares | 438 |
| 12/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
1,084.70 | 679 Ordinary Shares | 679 |
| 12/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
861.35 | 535 Ordinary Shares | 535 |
| 12/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
2,902.13 | 1,811 Ordinary Shares | 1,811 |
| 12/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
3,544.00 | 2,215 Ordinary Shares | 2,215 |
Page 16
| Date of change | Person whose relevant interest changed |
Nature of change | Consideration given in relation to change |
Class and number of securities affected |
Person's votes affected |
|---|---|---|---|---|---|
| 12/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
637.56 | 396 Ordinary Shares | 396 |
| 12/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
12,441.75 |
7,825 Ordinary Shares | 7,825 |
| 12/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
3,002.00 |
1,900 Ordinary Shares | 1,900 |
| 12/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
557.18 | 345 Ordinary Shares | 345 |
| 12/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
3.19 |
2 Ordinary Shares | 2 |
| 12/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
143.62 | 86 Ordinary Shares | 86 |
| 12/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
46.62 | 29 Ordinary Shares | 29 |
| 12/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
1,141.16 | 711 Ordinary Shares | 711 |
| 12/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
2,712.85 | 1,685 Ordinary Shares | 1,685 |
| 12/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
30.50 | 19 Ordinary Shares | 19 |
| 12/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
148.80 | 93 Ordinary Shares | 93 |
| 12/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
3,043.20 | 1,920 Ordinary Shares | 1,920 |
| 12/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
1,229.07 |
773 Ordinary Shares | 773 |
| 12/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
6,612.81 |
4,159 Ordinary Shares | 4,159 |
| 12/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
9.60 |
6 Ordinary Shares | 6 |
| 12/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
14,481.72 |
9,108 Ordinary Shares | 9,108 |
| 12/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
298.27 |
187 Ordinary Shares | 187 |
| 12/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
2,311.74 | 1,427 Ordinary Shares | 1,427 |
| 12/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
6,283.68 |
3,952 Ordinary Shares | 3,952 |
| 12/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
1,821.49 | 1,142 Ordinary Shares | 1,142 |
| 12/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
4,740.03 | 2,935 Ordinary Shares | 2,935 |
| 12/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
1,515.25 |
950 Ordinary Shares | 950 |
| 12/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
475.31 |
298 Ordinary Shares | 298 |
| 12/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
1.61 |
1 Ordinary Shares | 1 |
| 12/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
891.99 |
561 Ordinary Shares | 561 |
Page 17
| Date of change | Person whose relevant interest changed |
Nature of change | Consideration given in relation to change |
Class and number of securities affected |
Person's votes affected |
|---|---|---|---|---|---|
| 12/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Borrow Returned by an entity controlled by Morgan Stanley - see Annexure B |
N/A | 28,922 Ordinary Shares | 28,922 |
| 13/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Carol Australia Holdings Pty Limited |
76,998.53 | 48,061 Ordinary shares | 48,061 |
| 13/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Carol Australia Holdings Pty Limited |
122,659.98 | 76,562 Ordinary shares | 76,562 |
| 13/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Carol Australia Holdings Pty Limited |
272,821.61 | 170,290 Ordinary shares | 170,290 |
| 13/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Carol Australia Holdings Pty Limited |
87,779.06 | 54,790 Ordinary shares | 54,790 |
| 13/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Carol Australia Holdings Pty Limited |
60,967.92 | 38,055 Ordinary shares | 38,055 |
| 13/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Carol Australia Holdings Pty Limited |
127,785.10 | 79,761 Ordinary shares | 79,761 |
| 13/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
279.13 | 175 Ordinary Shares | 175 |
| 13/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
3,706.56 |
2,376 Ordinary Shares | 2,376 |
| 13/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
1,316.70 |
855 Ordinary Shares | 855 |
| 13/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
110.52 |
72 Ordinary Shares | 72 |
| 13/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
715.49 |
455 Ordinary Shares | 455 |
| 13/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
453.14 | 278 Ordinary Shares | 278 |
| 13/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
14,215.74 |
9,231 Ordinary Shares | 9,231 |
| 13/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
395.78 |
257 Ordinary Shares | 257 |
| 13/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
5,046.58 |
3,277 Ordinary Shares | 3,277 |
| 13/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
909.03 |
579 Ordinary Shares | 579 |
| 13/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
509.74 |
331 Ordinary Shares | 331 |
| 13/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
7,052.80 | 4,408 Ordinary Shares | 4,408 |
| 13/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
1,702.89 | 1,071 Ordinary Shares | 1,071 |
| 13/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
5,734.03 | 3,595 Ordinary Shares | 3,595 |
| 13/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
1,475.14 |
961 Ordinary Shares | 961 |
Page 18
| Date of change | Person whose relevant interest changed |
Nature of change | Consideration given in relation to change |
Class and number of securities affected |
Person's votes affected |
|---|---|---|---|---|---|
| 13/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
2,516.28 |
1,613 Ordinary Shares | 1,613 |
| 13/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
138.38 |
90 Ordinary Shares | 90 |
| 13/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
240.75 | 150 Ordinary Shares | 150 |
| 13/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
1,816.24 |
1,168 Ordinary Shares | 1,168 |
| 13/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
3,201.17 |
2,007 Ordinary Shares | 2,007 |
| 13/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
281.00 |
181 Ordinary Shares | 181 |
| 13/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
567.00 |
360 Ordinary Shares | 360 |
| 13/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
317.24 |
206 Ordinary Shares | 206 |
| 13/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
467.34 | 293 Ordinary Shares | 293 |
| 13/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
112.50 |
72 Ordinary Shares | 72 |
| 13/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
1,497.77 |
971 Ordinary Shares | 971 |
| 13/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
329.46 | 204 Ordinary Shares | 204 |
| 13/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
256.00 | 160 Ordinary Shares | 160 |
| 13/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
313.50 |
200 Ordinary Shares | 200 |
| 13/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
2,012.94 | 1,266 Ordinary Shares | 1,266 |
| 13/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
2,729.06 |
1,775 Ordinary Shares | 1,775 |
| 13/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
454.74 |
286 Ordinary Shares | 286 |
| 13/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
609.15 |
393 Ordinary Shares | 393 |
| 13/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
2,819.63 |
1,825 Ordinary Shares | 1,825 |
| 13/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
970.12 |
632 Ordinary Shares | 632 |
| 13/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
4,707.78 |
3,057 Ordinary Shares | 3,057 |
| 13/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
2,560.34 |
1,636 Ordinary Shares | 1,636 |
| 13/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
20.35 |
13 Ordinary Shares | 13 |
| 13/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
8,249.78 |
5,357 Ordinary Shares | 5,357 |
Page 19
| Date of change | Person whose relevant interest changed |
Nature of change | Consideration given in relation to change |
Class and number of securities affected |
Person's votes affected |
|---|---|---|---|---|---|
| 13/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Borrow Returned by an entity controlled by Morgan Stanley - see Annexure B |
N/A | 36,735 Ordinary Shares | 36,735 |
| 14/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Carol Australia Holdings Pty Limited |
55,886.59 | 35,076 Ordinary shares | 35,076 |
| 14/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Carol Australia Holdings Pty Limited |
42,901.20 | 26,926 Ordinary shares | 26,926 |
| 14/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Carol Australia Holdings Pty Limited |
199,122.67 | 124,975 Ordinary shares | 124,975 |
| 14/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Carol Australia Holdings Pty Limited |
64,434.65 | 40,441 Ordinary shares | 40,441 |
| 14/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Carol Australia Holdings Pty Limited |
95,250.66 | 59,782 Ordinary shares | 59,782 |
| 14/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Carol Australia Holdings Pty Limited |
90,056.50 | 56,522 Ordinary shares | 56,522 |
| 14/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
401.60 | 251 Ordinary Shares | 251 |
| 14/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
292.60 |
190 Ordinary Shares | 190 |
| 14/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
178.06 |
116 Ordinary Shares | 116 |
| 14/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
50.33 |
33 Ordinary Shares | 33 |
| 14/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
24,333.45 |
15,699 Ordinary Shares | 15,699 |
| 14/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
953.22 |
613 Ordinary Shares | 613 |
| 14/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
1,006.40 | 629 Ordinary Shares | 629 |
| 14/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
1,640.00 | 1,025 Ordinary Shares | 1,025 |
| 14/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
661.44 | 416 Ordinary Shares | 416 |
| 14/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
861.63 |
565 Ordinary Shares | 565 |
| 14/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
1,351.60 |
872 Ordinary Shares | 872 |
| 14/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
226.50 |
150 Ordinary Shares | 150 |
| 14/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
128.03 |
83 Ordinary Shares | 83 |
| 14/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
1,844.92 |
1,198 Ordinary Shares | 1,198 |
| 14/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
2,703.20 |
1,744 Ordinary Shares | 1,744 |
Page 20
| Date of change | Person whose relevant interest changed |
Nature of change | Consideration given in relation to change |
Class and number of securities affected |
Person's votes affected |
|---|---|---|---|---|---|
| 14/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
2,719.64 |
1,766 Ordinary Shares | 1,766 |
| 14/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
277.55 |
182 Ordinary Shares | 182 |
| 14/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
1,515.85 |
994 Ordinary Shares | 994 |
| 14/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
998.20 |
644 Ordinary Shares | 644 |
| 14/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
455.84 |
296 Ordinary Shares | 296 |
| 14/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
1,742.67 |
1,139 Ordinary Shares | 1,139 |
| 14/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
83.30 |
54 Ordinary Shares | 54 |
| 14/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
328.95 |
215 Ordinary Shares | 215 |
| 14/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
298.27 | 187 Ordinary Shares | 187 |
| 14/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
321.30 | 204 Ordinary Shares | 204 |
| 14/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
162.69 | 102 Ordinary Shares | 102 |
| 14/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
345.77 |
222 Ordinary Shares | 222 |
| 14/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
886.16 |
583 Ordinary Shares | 583 |
| 14/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
17.11 |
11 Ordinary Shares | 11 |
| 14/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
1,246.42 |
812 Ordinary Shares | 812 |
| 14/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
3,944.34 |
2,578 Ordinary Shares | 2,578 |
| 14/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
584.22 | 364 Ordinary Shares | 364 |
| 14/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
1,783.98 | 1,122 Ordinary Shares | 1,122 |
| 14/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
142.85 | 89 Ordinary Shares | 89 |
| 14/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
1,575.00 | 1,000 Ordinary Shares | 1,000 |
| 14/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
5,440.00 | 3,400 Ordinary Shares | 3,400 |
| 14/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
287.55 | 180 Ordinary Shares | 180 |
| 14/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
1,486.88 |
975 Ordinary Shares | 975 |
| 14/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
1,119.30 |
728 Ordinary Shares | 728 |
| 14/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
51.32 |
33 Ordinary Shares | 33 |
Page 21
| Date of change | Person whose relevant interest changed |
Nature of change | Consideration given in relation to change |
Class and number of securities affected |
Person's votes affected |
|---|---|---|---|---|---|
| 14/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
1,223.40 |
797 Ordinary Shares | 797 |
| 14/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
3,422.81 |
2,219 Ordinary Shares | 2,219 |
| 14/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
268.16 |
177 Ordinary Shares | 177 |
| 14/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
2,986.06 |
1,939 Ordinary Shares | 1,939 |
| 14/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
448.87 |
291 Ordinary Shares | 291 |
| 14/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
950.18 |
615 Ordinary Shares | 615 |
| 14/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
3,087.60 |
1,992 Ordinary Shares | 1,992 |
| 14/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
19.08 | 12 Ordinary Shares | 12 |
| 14/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
854.08 | 538 Ordinary Shares | 538 |
| 14/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
3.18 | 2 Ordinary Shares | 2 |
| 14/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
2,329.95 | 1,470 Ordinary Shares | 1,470 |
| 14/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
238.50 | 150 Ordinary Shares | 150 |
| 14/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
3,997.26 | 2,514 Ordinary Shares | 2,514 |
| 14/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
3,459.56 | 2,169 Ordinary Shares | 2,169 |
| 14/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
402.99 |
266 Ordinary Shares | 266 |
| 14/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
304.37 |
197 Ordinary Shares | 197 |
| 14/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
696.93 |
457 Ordinary Shares | 457 |
| 14/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
549.78 |
357 Ordinary Shares | 357 |
| 14/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
566.72 |
368 Ordinary Shares | 368 |
| 14/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
456.17 | 286 Ordinary Shares | 286 |
| 14/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
12,531.92 | 7,857 Ordinary Shares | 7,857 |
| 14/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
911.07 | 573 Ordinary Shares | 573 |
| 14/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
666.76 | 422 Ordinary Shares | 422 |
| 14/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
3,690.94 | 2,325 Ordinary Shares | 2,325 |
| 14/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
1,507.20 | 942 Ordinary Shares | 942 |
Page 22
| Date of change | Person whose relevant interest changed |
Nature of change | Consideration given in relation to change |
Class and number of securities affected |
Person's votes affected |
|---|---|---|---|---|---|
| 14/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
607.52 |
401 Ordinary Shares | 401 |
| 14/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
258.13 |
166 Ordinary Shares | 166 |
| 14/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
6,347.25 |
4,095 Ordinary Shares | 4,095 |
| 14/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
3,579.98 | 2,273 Ordinary Shares | 2,273 |
| 14/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
1,142.34 | 723 Ordinary Shares | 723 |
| 14/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
10,110.81 | 6,359 Ordinary Shares | 6,359 |
| 14/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
937.98 | 589 Ordinary Shares | 589 |
| 14/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
1,745.82 | 1,098 Ordinary Shares | 1,098 |
| 14/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
35.31 |
23 Ordinary Shares | 23 |
| 14/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
687.43 |
453 Ordinary Shares | 453 |
| 14/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
9,323.25 |
6,015 Ordinary Shares | 6,015 |
| 14/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
1,512.28 |
982 Ordinary Shares | 982 |
| 14/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
743.28 |
489 Ordinary Shares | 489 |
| 14/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
227.25 |
150 Ordinary Shares | 150 |
| 14/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
228.00 |
150 Ordinary Shares | 150 |
| 14/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Borrow by an entity controlled by Morgan Stanley - see Annexure B |
N/A | 7,876 Ordinary Shares | 7,876 |
| 15/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Carol Australia Holdings Pty Limited |
274,896.52 | 177,067 Ordinary shares | 177,067 |
| 15/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Carol Australia Holdings Pty Limited |
170,596.46 | 109,885 Ordinary shares | 109,885 |
| 15/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Carol Australia Holdings Pty Limited |
29,637.46 | 19,194 Ordinary shares | 19,194 |
| 15/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Carol Australia Holdings Pty Limited |
130,954.93 | 84,351 Ordinary shares | 84,351 |
| 15/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Carol Australia Holdings Pty Limited |
290,755.31 | 187,282 Ordinary shares | 187,282 |
| 15/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Carol Australia Holdings Pty Limited |
607,822.38 | 391,512 Ordinary shares | 391,512 |
Page 23
| Date of change | Person whose relevant interest changed |
Nature of change | Consideration given in relation to change |
Class and number of securities affected |
Person's votes affected |
|---|---|---|---|---|---|
| 15/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Carol Australia Holdings Pty Limited |
38,610.22 | 25,005 Ordinary shares | 25,005 |
| 15/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Carol Australia Holdings Pty Limited |
137,565.41 | 89,091 Ordinary shares | 89,091 |
| 15/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Carol Australia Holdings Pty Limited |
62,216.42 | 40,293 Ordinary shares | 40,293 |
| 15/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Carol Australia Holdings Pty Limited |
65,804.91 | 42,617 Ordinary shares | 42,617 |
| 15/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Carol Australia Holdings Pty Limited |
44,516.40 | 28,830 Ordinary shares | 28,830 |
| 15/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Carol Australia Holdings Pty Limited |
196,687.78 | 126,691 Ordinary shares | 126,691 |
| 15/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
317.24 | 206 Ordinary Shares | 206 |
| 15/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
1.57 | 1 Ordinary Shares | 1 |
| 15/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
2,366.71 | 1,522 Ordinary Shares | 1,522 |
| 15/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
7,408.50 |
4,939 Ordinary Shares | 4,939 |
| 15/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
3,026.71 | 1,934 Ordinary Shares | 1,934 |
| 15/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
397.07 | 257 Ordinary Shares | 257 |
| 15/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
1,747.40 | 1,131 Ordinary Shares | 1,131 |
| 15/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
822.00 |
548 Ordinary Shares | 548 |
| 15/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
2,079.00 |
1,386 Ordinary Shares | 1,386 |
| 15/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
243.54 |
164 Ordinary Shares | 164 |
| 15/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
2,350.76 |
1,583 Ordinary Shares | 1,583 |
| 15/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
1.56 | 1 Ordinary Shares | 1 |
| 15/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
353.43 |
238 Ordinary Shares | 238 |
| 15/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
448.40 |
304 Ordinary Shares | 304 |
| 15/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
277.45 | 179 Ordinary Shares | 179 |
| 15/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
1,073.07 |
713 Ordinary Shares | 713 |
| 15/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
346.01 |
233 Ordinary Shares | 233 |
Page 24
| Date of change | Person whose relevant interest changed |
Nature of change | Consideration given in relation to change |
Class and number of securities affected |
Person's votes affected |
|---|---|---|---|---|---|
| 15/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
5,153.58 |
3,430 Ordinary Shares | 3,430 |
| 15/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
3,203.15 |
2,139 Ordinary Shares | 2,139 |
| 15/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
803.67 | 516 Ordinary Shares | 516 |
| 15/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
640.15 | 413 Ordinary Shares | 413 |
| 15/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
3,657.50 | 2,375 Ordinary Shares | 2,375 |
| 15/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
313.50 | 200 Ordinary Shares | 200 |
| 15/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
1,154.40 | 740 Ordinary Shares | 740 |
| 15/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
851.93 | 555 Ordinary Shares | 555 |
| 15/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
1,049.90 |
707 Ordinary Shares | 707 |
| 15/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
398.34 |
266 Ordinary Shares | 266 |
| 15/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
223.50 |
150 Ordinary Shares | 150 |
| 15/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
127.50 |
85 Ordinary Shares | 85 |
| 15/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
108.85 | 70 Ordinary Shares | 70 |
| 15/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
648.25 | 423 Ordinary Shares | 423 |
| 15/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
12.58 | 8 Ordinary Shares | 8 |
| 15/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
369.72 | 237 Ordinary Shares | 237 |
| 15/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
20.35 | 13 Ordinary Shares | 13 |
| 15/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
237.07 | 151 Ordinary Shares | 151 |
| 15/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
1,215.72 | 792 Ordinary Shares | 792 |
| 15/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
149.38 | 97 Ordinary Shares | 97 |
| 15/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
7,690.76 | 4,994 Ordinary Shares | 4,994 |
| 15/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
749.70 |
510 Ordinary Shares | 510 |
| 15/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
415.61 |
278 Ordinary Shares | 278 |
| 15/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
199.66 |
134 Ordinary Shares | 134 |
| 15/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
493.35 |
330 Ordinary Shares | 330 |
Page 25
| Date of change | Person whose relevant interest changed |
Nature of change | Consideration given in relation to change |
Class and number of securities affected |
Person's votes affected |
|---|---|---|---|---|---|
| 15/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
4,701.62 | 3,053 Ordinary Shares | 3,053 |
| 15/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
35.20 | 22 Ordinary Shares | 22 |
| 15/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
1,191.20 | 771 Ordinary Shares | 771 |
| 15/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
1,576.96 | 1,024 Ordinary Shares | 1,024 |
| 15/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
15,604.82 | 10,133 Ordinary Shares | 10,133 |
| 15/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
434.52 | 284 Ordinary Shares | 284 |
| 15/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
2,315.25 |
1,575 Ordinary Shares | 1,575 |
| 15/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
1,974.58 |
1,323 Ordinary Shares | 1,323 |
| 15/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
1,926.62 | 1,247 Ordinary Shares | 1,247 |
| 15/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
1,870.31 | 1,197 Ordinary Shares | 1,197 |
| 15/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
2,196.88 | 1,406 Ordinary Shares | 1,406 |
| 15/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
544.62 | 348 Ordinary Shares | 348 |
| 15/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
715.49 | 455 Ordinary Shares | 455 |
| 15/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
1,109.38 | 710 Ordinary Shares | 710 |
| 15/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
776.88 | 498 Ordinary Shares | 498 |
| 15/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
2,184.20 |
1,461 Ordinary Shares | 1,461 |
| 15/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
1,810.45 |
1,211 Ordinary Shares | 1,211 |
| 15/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
221.25 |
150 Ordinary Shares | 150 |
| 15/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
5,641.50 |
3,761 Ordinary Shares | 3,761 |
| 15/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
655.74 | 419 Ordinary Shares | 419 |
| 15/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
1,092.00 | 700 Ordinary Shares | 700 |
| 15/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
6,275.50 | 4,075 Ordinary Shares | 4,075 |
| 15/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
1,617.17 |
1,089 Ordinary Shares | 1,089 |
| 15/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
320.76 |
216 Ordinary Shares | 216 |
| 15/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
1.50 |
1 Ordinary Shares | 1 |
Page 26
| Date of change | Person whose relevant interest changed |
Nature of change | Consideration given in relation to change |
Class and number of securities affected |
Person's votes affected |
|---|---|---|---|---|---|
| 15/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
3,012.78 |
2,022 Ordinary Shares | 2,022 |
| 15/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Borrow by an entity controlled by Morgan Stanley - see Annexure B |
N/A | 159,514 Ordinary Shares |
159,514 |
| 16/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Carol Australia Holdings Pty Limited |
6,765.41 | 4,386 Ordinary shares | 4,386 |
| 16/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Carol Australia Holdings Pty Limited |
14,201.80 | 9,207 Ordinary shares | 9,207 |
| 16/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Carol Australia Holdings Pty Limited |
248,156.31 | 163,422 Ordinary shares | 163,422 |
| 16/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Carol Australia Holdings Pty Limited |
15,020.87 | 9,738 Ordinary shares | 9,738 |
| 16/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Carol Australia Holdings Pty Limited |
31,400.67 | 20,357 Ordinary shares | 20,357 |
| 16/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Carol Australia Holdings Pty Limited |
323,276.50 | 212,892 Ordinary shares | 212,892 |
| 16/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Carol Australia Holdings Pty Limited |
550,974.06 | 362,841 Ordinary shares | 362,841 |
| 16/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Carol Australia Holdings Pty Limited |
372,721.90 | 245,454 Ordinary shares | 245,454 |
| 16/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Carol Australia Holdings Pty Limited |
8,813.85 | 5,714 Ordinary shares | 5,714 |
| 16/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Carol Australia Holdings Pty Limited |
10,160.45 | 6,587 Ordinary shares | 6,587 |
| 16/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Carol Australia Holdings Pty Limited |
1,151,809.58 | 758,518 Ordinary shares | 758,518 |
| 16/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Carol Australia Holdings Pty Limited |
520,922.94 | 343,051 Ordinary shares | 343,051 |
| 16/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
753.06 | 489 Ordinary Shares | 489 |
| 16/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
232.50 | 150 Ordinary Shares | 150 |
| 16/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
327.34 | 215 Ordinary Shares | 215 |
| 16/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
5,657.44 | 3,722 Ordinary Shares | 3,722 |
| 16/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
1,239.70 | 805 Ordinary Shares | 805 |
| 16/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
51.32 | 33 Ordinary Shares | 33 |
Page 27
| Date of change | Person whose relevant interest changed |
Nature of change | Consideration given in relation to change |
Class and number of securities affected |
Person's votes affected |
|---|---|---|---|---|---|
| 16/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
188.81 | 123 Ordinary Shares | 123 |
| 16/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
1,242.88 | 815 Ordinary Shares | 815 |
| 16/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
618.61 | 403 Ordinary Shares | 403 |
| 16/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
984.17 | 637 Ordinary Shares | 637 |
| 16/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
268.16 | 177 Ordinary Shares | 177 |
| 16/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
1,980.09 |
1,347 Ordinary Shares | 1,347 |
| 16/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
234.72 |
157 Ordinary Shares | 157 |
| 16/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
4,191.37 |
2,813 Ordinary Shares | 2,813 |
| 16/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
1,408.29 |
942 Ordinary Shares | 942 |
| 16/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
1,078.11 |
726 Ordinary Shares | 726 |
| 16/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
1,036.42 | 673 Ordinary Shares | 673 |
| 16/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
645.26 | 419 Ordinary Shares | 419 |
| 16/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
635.51 | 412 Ordinary Shares | 412 |
| 16/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
3,338.46 | 2,182 Ordinary Shares | 2,182 |
| 16/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
128.03 | 83 Ordinary Shares | 83 |
| 16/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
227.25 | 150 Ordinary Shares | 150 |
| 16/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
44.40 |
30 Ordinary Shares | 30 |
| 16/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
17.61 |
12 Ordinary Shares | 12 |
| 16/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
815.48 |
551 Ordinary Shares | 551 |
| 16/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
3,189.40 |
2,155 Ordinary Shares | 2,155 |
| 16/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
384.03 | 251 Ordinary Shares | 251 |
| 16/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
1,867.75 | 1,205 Ordinary Shares | 1,205 |
| 16/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
4,803.75 | 3,150 Ordinary Shares | 3,150 |
| 16/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
44.73 | 29 Ordinary Shares | 29 |
| 16/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
4,701.62 | 3,053 Ordinary Shares | 3,053 |
Page 28
| Date of change | Person whose relevant interest changed |
Nature of change | Consideration given in relation to change |
Class and number of securities affected |
Person's votes affected |
|---|---|---|---|---|---|
| 16/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
176.12 |
119 Ordinary Shares | 119 |
| 16/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
6,031.41 |
4,103 Ordinary Shares | 4,103 |
| 16/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
1,097.29 |
749 Ordinary Shares | 749 |
| 16/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
598.50 |
399 Ordinary Shares | 399 |
| 16/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
1,767.05 |
1,198 Ordinary Shares | 1,198 |
| 16/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
370.58 | 243 Ordinary Shares | 243 |
| 16/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
3,402.14 |
2,291 Ordinary Shares | 2,291 |
| 16/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
1,255.04 |
848 Ordinary Shares | 848 |
| 16/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
1,709.03 |
1,147 Ordinary Shares | 1,147 |
| 16/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
25.50 |
17 Ordinary Shares | 17 |
| 16/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
3,914.65 |
2,654 Ordinary Shares | 2,654 |
| 16/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
1,505.00 | 1,000 Ordinary Shares | 1,000 |
| 16/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
656.04 | 426 Ordinary Shares | 426 |
| 16/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
328.95 | 215 Ordinary Shares | 215 |
| 16/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
5,130.83 | 3,370 Ordinary Shares | 3,370 |
| 16/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
2,982.20 | 1,924 Ordinary Shares | 1,924 |
| 16/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
1,670.90 | 1,078 Ordinary Shares | 1,078 |
| 16/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
1,821.25 | 1,175 Ordinary Shares | 1,175 |
| 16/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
46.28 | 30 Ordinary Shares | 30 |
| 16/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
1,211.28 | 784 Ordinary Shares | 784 |
| 16/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
7,641.04 | 5,027 Ordinary Shares | 5,027 |
| 16/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
4,240.49 | 2,799 Ordinary Shares | 2,799 |
| 16/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
6,921.31 | 4,451 Ordinary Shares | 4,451 |
| 16/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
2,192.49 | 1,433 Ordinary Shares | 1,433 |
| 16/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
861.63 | 565 Ordinary Shares | 565 |
Page 29
| Date of change | Person whose relevant interest changed |
Nature of change | Consideration given in relation to change |
Class and number of securities affected |
Person's votes affected |
|---|---|---|---|---|---|
| 16/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
388.88 | 255 Ordinary Shares | 255 |
| 16/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
2,834.52 |
1,896 Ordinary Shares | 1,896 |
| 16/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
2,034.48 |
1,384 Ordinary Shares | 1,384 |
| 16/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
2,661.14 |
1,786 Ordinary Shares | 1,786 |
| 16/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
249.67 |
167 Ordinary Shares | 167 |
| 16/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
3,963.35 | 2,557 Ordinary Shares | 2,557 |
| 16/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
11,234.40 | 7,440 Ordinary Shares | 7,440 |
| 16/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
197.12 | 128 Ordinary Shares | 128 |
| 16/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
1,898.33 |
1,287 Ordinary Shares | 1,287 |
| 16/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
2,739.83 |
1,845 Ordinary Shares | 1,845 |
| 16/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
70.96 | 46 Ordinary Shares | 46 |
| 16/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
1,571.84 | 1,024 Ordinary Shares | 1,024 |
| 16/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
289.52 | 188 Ordinary Shares | 188 |
| 16/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
341.75 | 223 Ordinary Shares | 223 |
| 16/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
4,267.76 | 2,817 Ordinary Shares | 2,817 |
| 16/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
291.72 | 187 Ordinary Shares | 187 |
| 16/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
11.76 |
8 Ordinary Shares | 8 |
| 16/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
6,888.42 |
4,686 Ordinary Shares | 4,686 |
| 16/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
223.50 |
150 Ordinary Shares | 150 |
| 16/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
213.15 |
145 Ordinary Shares | 145 |
| 16/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
506.39 |
341 Ordinary Shares | 341 |
| 16/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
1,686.40 | 1,088 Ordinary Shares | 1,088 |
| 16/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
701.10 | 456 Ordinary Shares | 456 |
| 16/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
372.35 | 241 Ordinary Shares | 241 |
| 16/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
12.18 | 8 Ordinary Shares | 8 |
Page 30
| Date of change | Person whose relevant interest changed |
Nature of change | Consideration given in relation to change |
Class and number of securities affected |
Person's votes affected |
|---|---|---|---|---|---|
| 16/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
998.20 | 644 Ordinary Shares | 644 |
| 16/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
420.75 | 275 Ordinary Shares | 275 |
| 16/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
213.37 | 139 Ordinary Shares | 139 |
| 16/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
214.60 |
145 Ordinary Shares | 145 |
| 16/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
191.92 |
131 Ordinary Shares | 131 |
| 16/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
3,526.53 |
2,399 Ordinary Shares | 2,399 |
| 20/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Carol Australia Holdings Pty Limited |
18,607.37 | 12,570 Ordinary shares | 12,570 |
| 20/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Carol Australia Holdings Pty Limited |
29,983.48 | 20,255 Ordinary shares | 20,255 |
| 20/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Carol Australia Holdings Pty Limited |
14,283.41 | 9,649 Ordinary shares | 9,649 |
| 20/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Carol Australia Holdings Pty Limited |
21,452.51 | 14,492 Ordinary shares | 14,492 |
| 20/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Carol Australia Holdings Pty Limited |
31,713.95 | 21,424 Ordinary shares | 21,424 |
| 20/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Carol Australia Holdings Pty Limited |
66,296.72 | 44,786 Ordinary shares | 44,786 |
| 21/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Carol Australia Holdings Pty Limited |
48,533.22 | 32,866 Ordinary shares | 32,866 |
| 21/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Carol Australia Holdings Pty Limited |
82,717.35 | 56,015 Ordinary shares | 56,015 |
| 21/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Carol Australia Holdings Pty Limited |
55,956.59 | 37,893 Ordinary shares | 37,893 |
| 21/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Carol Australia Holdings Pty Limited |
172,920.09 | 117,099 Ordinary shares | 117,099 |
| 21/08/2019 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Carol Australia Holdings Pty Limited |
78,206.03 | 52,960 Ordinary shares | 52,960 |
Page 31
Annexure B
This is annexure B of 9 pages referred to in Form 605 (Notice of ceasing to be a substantial holder) dated 21 August 2019
==> picture [156 x 44] intentionally omitted <==
Kenji Takase Authorised signatory Dated 21 August 2019
The below schedules are based on the relevant standard agreements. The entity filing the report will, if requested by the company or responsible entity to whom the prescribed form must be given or ASIC, give a copy of the agreement to the company, responsible entity or ASIC.
| Schedule | |
| Type of Agreement | Global Master Securities Lending Agreement |
| Parties to agreement | Morgan Stanley & Co. International plc and STATE STREET BANK AND TRUST COMPANY |
| Transfer Date | 20190401; 20190410; 20190417; 20190418; 20190501; 20190502; 20190513; 20190520; 20190620; 20190725; 20190731; |
| Holder of Voting Rights | Borrower |
| Are there any restrictions on voting rights? | ~~Yes/~~ ~~N~~o |
| If yes, detailNot applicable | |
| Scheduled Return Date (if any) | Open |
| Does the borrower have the right to return early? | Yes~~/No~~ |
| If yes, detailThe Borrower is entitled at any time to terminate a Loan and to redeliver all and any Equivalent Securities due and outstanding to the Lender in accordance with the Lender's instructions. |
|
| Does the lender have the right to recall early? | Yes~~/No~~ |
| If yes, detailThe Lender is entitled to terminate a Loan and to call for the redelivery of all or any Equivalent Securities at any time by giving notice on any Business Day of not less than the standard settlement time for such Equivalent Securities on the exchange or in the clearing organisation through which the Loaned Securities were originally delivered. |
|
| Will the securities be returned on settlement? | Yes~~/No~~ |
| If yes, detail any exceptionsIf the Borrower does not redeliver Equivalent Securities in accordance with the Agreement, the Lender may by written notice to Borrower terminate the Loan forthwith and the Parties' delivery and payment obligations in respect thereof. |
|
| Schedule | |
| Type of Agreement | Overseas Securities Lender's Agreement |
| Parties to agreement | Morgan Stanley & Co. International plc and JPMORGAN CHASE BANK, N.A. |
| Transfer Date | 20190322; 20190325; 20190326; 20190327; 20190418; 20190429; 20190430; 20190501; 20190514; 20190515; 20190516; 20190517; 20190520; 20190527; 20190529; 20190619; 20190731; |
Page 32
| Holder of Voting Rights | Each Party undertakes that where it holds securities of the same description as any securities borrowed by it or transferred to it by way of collateral at a time when a right to vote arises in respect of such securities, it will use its best endeavours to arrange for the voting rights attached to such securities to be exercised in accordance with the instructions of the Lender or Borrower (as the case may be). |
|---|---|
| Are there any restrictions on voting rights? | Yes~~/No~~ |
| If yes, detailAs stated above. | |
| Scheduled Return Date (if any) | Open |
| Does the borrower have the right to return early? | Yes~~/No~~ |
| If yes, detail The Borrower is entitled at any time to terminate a particular loan of Securities and to redeliver all and any Equivalent Securities due and outstanding to the Lender in accordance with the Lender's instructions. |
|
| Does the lender have the right to recall early? | Yes~~/No~~ |
| If yes, detailThe Lender may call for the redelivery of all or any Equivalent Securities at any time by giving notice on any Business Day of not less than the standard settlement time for such Equivalent Securities on the exchange or in the clearing organisation through which the relevant borrowed Securities were originally delivered. The Borrower shall redeliver such Equivalent Securities not later than the expiry of such notice in accordance with the Lender's instructions. |
|
| Will the securities be returned on settlement? | Yes~~/No~~ |
| If yes, detail any exceptionsIf an Event of Default occurs in relation to either Party, the Parties' delivery and payment obligations shall be accelerated so as to require performance thereof at the time such Event of Default occurs. In such event the Relevant Value of the Securities to be delivered by each Party shall be established in accordance with the Agreement and on the basis of the Relevant Values so established, the sums due from one Party shall be set‐off against the sums due from the other and only the balance of the account shall be payable. |
If yes, detail any exceptions If an Event of Default occurs in relation to either Party, the Parties' delivery and payment obligations shall be accelerated so as to require performance thereof at the time such Event of Default occurs. In such event the Relevant Value of the Securities to be delivered by each Party shall be established in accordance with the Agreement and on the basis of the Relevant Values so established, the sums due from one Party shall be set‐off against the sums due from the other and only the balance of the account shall be payable.
| Schedule | |
| Type of Agreement | Master Securities Loan Agreement |
| Parties to agreement | Morgan Stanley & Co. LLC, MS Securities Services Inc. and CITIBANK NA |
| Transfer Date | 20190624; |
| Holder of Voting Rights | Borrower |
| Are there any restrictions on voting rights? | ~~Yes/~~ ~~N~~o |
| If yes, detailNot applicable | |
| Scheduled Return Date (if any) | Open |
| Does the borrower have the right to return early? | Yes~~/No~~ |
| If yes, detailEither party may terminate a Loan on a termination date established by notice given to the other party prior to the Close of Business on a Business Day. The termination date established by a termination notice shall be a date no earlier than the standard settlement date that would apply to a purchase or sale of the Loaned Securities (in the case of a notice given by Lender) or the non‐cash Collateral securing the Loan (in the case of a notice given by Borrower) entered into at the time of such notice, which date shall, unless Borrower and Lender agree to the contrary, be the third Business Day following such notice. |
|
| Does the lender have the right to recall early? | Yes~~/No~~ |
Page 33
If yes, detail Either party may terminate a Loan on a termination date established by notice given to the other party prior to the Close of Business on a Business Day. The termination date established by a termination notice shall be a date no earlier than the standard settlement date that would apply to a purchase or sale of the Loaned Securities (in the case of a notice given by Lender) or the non‐cash Collateral securing the Loan (in the case of a notice given by Borrower) entered into at the time of such notice, which date shall, unless Borrower and Lender agree to the contrary, be the third Business Day following such notice. Will the securities be returned on settlement? Yes ~~/No~~ If yes, detail any exceptions Upon the occurrence of a Default entitling the Lender to terminate all Loans, the Lender has the right to purchase a like amount of Loaned Securities, to sell any Collateral and to apply and set off the Collateral and any proceeds thereof against the payment of the purchase price for such Replacement Securities. In the event the Lender exercises such rights, the Borrower's obligation to return a like amount of the Loaned Securities shall terminate.
| Schedule | |
| Type of Agreement | Master Securities Loan Agreement |
| Parties to agreement | Morgan Stanley & Co. LLC, MS Securities Services Inc. and BLACKROCK INSTITUTIONAL TRUST COMPANY, N.A. |
| Transfer Date | 20190506; 20190603; 20190624; 20190626; |
| Holder of Voting Rights | Borrower |
| Are there any restrictions on voting rights? | ~~Yes/~~ ~~N~~o |
| If yes, detailNot applicable | |
| Scheduled Return Date (if any) | Open |
| Does the borrower have the right to return early? | Yes~~/No~~ |
| If yes, detailEither party may terminate a Loan on a termination date established by notice given to the other party prior to the Close of Business on a Business Day. The termination date established by a termination notice shall be a date no earlier than the standard settlement date that would apply to a purchase or sale of the Loaned Securities (in the case of a notice given by Lender) or the non‐cash Collateral securing the Loan (in the case of a notice given by Borrower) entered into at the time of such notice, which date shall, unless Borrower and Lender agree to the contrary, be the third Business Day following such notice. |
|
| Does the lender have the right to recall early? | Yes~~/No~~ |
| If yes, detailEither party may terminate a Loan on a termination date established by notice given to the other party prior to the Close of Business on a Business Day. The termination date established by a termination notice shall be a date no earlier than the standard settlement date that would apply to a purchase or sale of the Loaned Securities (in the case of a notice given by Lender) or the non‐cash Collateral securing the Loan (in the case of a notice given by Borrower) entered into at the time of such notice, which date shall, unless Borrower and Lender agree to the contrary, be the third Business Day following such notice. |
|
| Will the securities be returned on settlement? | Yes~~/No~~ |
| If yes, detail any exceptionsUpon the occurrence of a Default entitling the Lender to terminate all Loans, the Lender has the right to purchase a like amount of Loaned Securities, to sell any Collateral and to apply and set off the Collateral and any proceeds thereof against the payment of the purchase price for such Replacement Securities. In the event the Lender exercises such rights, the Borrower's obligation to return a like amount of the Loaned Securities shall terminate. |
|
| Does the lender have the right to recall early? | Yes~~/No~~ |
|---|---|
| If yes, detailEither party may terminate a Loan on a termination date established by notice given to the other party prior to the Close of Business on a Business Day. | |
| The termination date established by a termination notice shall be a date no earlier than the standard settlement date that would apply to a purchase or sale of the | |
| Loaned Securities (in the case of a notice given by Lender) or the non‐cash Collateral securing the Loan (in the case of a notice given by Borrower) entered into at the | |
| time of such notice, which date shall, unless Borrower and Lender agree to the contrary, be the third Business Day following such notice. | |
| Will the securities be returned on settlement? | Yes~~/No~~ |
| If yes, detail any exceptionsUpon the occurrence of a Default entitling the Lender to terminate all Loans, the Lender has the right to purchase a like amount of Loaned | |
| Securities, to sell any Collateral and to apply and set off the Collateral and any | proceeds thereof against the payment of the purchase price for such Replacement |
| Securities. In the event the Lender exercises such rights, the Borrower's obligation to return a like amount of the Loaned Securities shall terminate. |
Schedule
| Schedule | Schedule |
|---|---|
| Type of Agreement | Master Securities Loan Agreement |
| Parties to agreement | Morgan Stanley & Co. LLC, MS Securities Services Inc. and JPMORGAN CHASE BANK, N.A. |
| Transfer Date | 20190529; 20190619; 20190712; 20190807; |
Page 34
| Holder of Voting Rights | Borrower |
|---|---|
| Are there any restrictions on voting rights? | ~~Yes/~~ ~~N~~o |
| If yes, detailNot applicable | |
| Scheduled Return Date (if any) | Open |
| Does the borrower have the right to return early? | Yes~~/No~~ |
If yes, detail Either party may terminate a Loan on a termination date established by notice given to the other party prior to the Close of Business on a Business Day. The termination date established by a termination notice shall be a date no earlier than the standard settlement date that would apply to a purchase or sale of the Loaned Securities (in the case of a notice given by Lender) or the non‐cash Collateral securing the Loan (in the case of a notice given by Borrower) entered into at the time of such notice, which date shall, unless Borrower and Lender agree to the contrary, be the third Business Day following such notice.
Does the lender have the right to recall early? Yes ~~/No~~ If yes, detail Either party may terminate a Loan on a termination date established by notice given to the other party prior to the Close of Business on a Business Day. The termination date established by a termination notice shall be a date no earlier than the standard settlement date that would apply to a purchase or sale of the Loaned Securities (in the case of a notice given by Lender) or the non‐cash Collateral securing the Loan (in the case of a notice given by Borrower) entered into at the time of such notice, which date shall, unless Borrower and Lender agree to the contrary, be the third Business Day following such notice. Will the securities be returned on settlement? Yes ~~/No~~
If yes, detail any exceptions Upon the occurrence of a Default entitling the Lender to terminate all Loans, the Lender has the right to purchase a like amount of Loaned Securities, to sell any Collateral and to apply and set off the Collateral and any proceeds thereof against the payment of the purchase price for such Replacement Securities. In the event the Lender exercises such rights, the Borrower's obligation to return a like amount of the Loaned Securities shall terminate.
| Schedule | Schedule |
|---|---|
| Type of Agreement | Master Securities Loan Agreement |
| Parties to agreement | Morgan Stanley & Co. LLC, MS Securities Services Inc. and STATE STREET BANK AND TRUST COMPANY |
| Transfer Date | 20190404; 20190502; 20190514; 20190515; 20190627; 20190702; 20190703; 20190704; 20190705; 20190708; 20190709; 20190710; 20190711; 20190722; 20190806; 20190808; 20190809; |
| Holder of Voting Rights | Borrower |
| Are there any restrictions on voting rights? | ~~Yes/~~ ~~N~~o |
| If yes, detailNot applicable | |
| Scheduled Return Date (if any) | Open |
| Does the borrower have the right to return early? | Yes~~/No~~ |
| If yes, detailEither party may terminate a Loan on a termination date established by notice given to the other party prior to the Close of Business on a Business Day. The termination date established by a termination notice shall be a date no earlier than the standard settlement date that would apply to a purchase or sale of the Loaned Securities (in the case of a notice given by Lender) or the non‐cash Collateral securing the Loan (in the case of a notice given by Borrower) entered into at the time of such notice, which date shall, unless Borrower and Lender agree to the contrary, be the third Business Day following such notice. |
|
| Does the lender have the right to recall early? | Yes~~/No~~ |
Page 35
| If yes, detailEither party may terminate a Loan on a termination date established by notice given to the other party prior to the Close of Business on a Business Day. The termination date established by a termination notice shall be a date no earlier than the standard settlement date that would apply to a purchase or sale of the Loaned Securities (in the case of a notice given by Lender) or the non‐cash Collateral securing the Loan (in the case of a notice given by Borrower) entered into at the time of such notice, which date shall, unless Borrower and Lender agree to the contrary, be the third Business Day following such notice. |
|
| Will the securities be returned on settlement? | Yes~~/No~~ |
| If yes, detail any exceptionsUpon the occurrence of a Default entitling the Lender to terminate all Loans, the Lender has the right to purchase a like amount of Loaned Securities, to sell any Collateral and to apply and set off the Collateral and any proceeds thereof against the payment of the purchase price for such Replacement Securities. In the event the Lender exercises such rights, the Borrower's obligation to return a like amount of the Loaned Securities shall terminate. |
|
| Schedule | |
| Type of Agreement | Master Securities Loan Agreement |
| Parties to agreement | Morgan Stanley & Co. LLC, MS Securities Services Inc. and THE BANK OF NEW YORK MELLON |
| Transfer Date | 20190628; 20190701; 20190712; 20190806; 20190812; |
| Holder of Voting Rights | Borrower |
| Are there any restrictions on voting rights? | ~~Yes/~~ ~~N~~o |
| If yes, detailNot applicable | |
| Scheduled Return Date (if any) | Open |
| Does the borrower have the right to return early? | Yes~~/No~~ |
| If yes, detailEither party may terminate a Loan on a termination date established by notice given to the other party prior to the Close of Business on a Business Day. The termination date established by a termination notice shall be a date no earlier than the standard settlement date that would apply to a purchase or sale of the Loaned Securities (in the case of a notice given by Lender) or the non‐cash Collateral securing the Loan (in the case of a notice given by Borrower) entered into at the time of such notice, which date shall, unless Borrower and Lender agree to the contrary, be the third Business Day following such notice. |
|
| Does the lender have the right to recall early? | Yes~~/No~~ |
| If yes, detailEither party may terminate a Loan on a termination date established by notice given to the other party prior to the Close of Business on a Business Day. The termination date established by a termination notice shall be a date no earlier than the standard settlement date that would apply to a purchase or sale of the Loaned Securities (in the case of a notice given by Lender) or the non‐cash Collateral securing the Loan (in the case of a notice given by Borrower) entered into at the time of such notice, which date shall, unless Borrower and Lender agree to the contrary, be the third Business Day following such notice. |
|
| Will the securities be returned on settlement? | Yes~~/No~~ |
| If yes, detail any exceptionsUpon the occurrence of a Default entitling the Lender to terminate all Loans, the Lender has the right to purchase a like amount of Loaned Securities, to sell any Collateral and to apply and set off the Collateral and any proceeds thereof against the payment of the purchase price for such Replacement Securities. In the event the Lender exercises such rights, the Borrower's obligation to return a like amount of the Loaned Securities shall terminate. |
|
Schedule
| Schedule | Schedule |
|---|---|
| Type of Agreement | Australian Master Securities Lending Agreement |
| Parties to agreement | Morgan Stanley Australia Securities Limited and NATIONAL AUSTRALIA BANK LIMITED |
| Transfer Date | 20190528; 20190801; 20190813; |
Page 36
| Holder of Voting Rights | Borrower |
|---|---|
| Are there any restrictions on voting rights? | ~~Yes/~~ ~~N~~o |
| If yes, detailNot applicable | |
| Scheduled Return Date (if any) | Open |
| Does the borrower have the right to return early? | Yes~~/No~~ |
| If yes, detailThe Borrower shall be entitled at any time to terminate a particular loan of Securities and to redeliver all and any Equivalent Securities due and outstanding to the Lender in accordance with the Lender's instructions. |
|
| Does the lender have the right to recall early? | Yes~~/No~~ |
| If yes, detailThe Lender may call for the redelivery of all or any Equivalent Securities at any time by giving notice on any Business Day of not less than the Standard Settlement Time for such Equivalent Securities or the equivalent time on the exchange or in the clearing organisation through which the relevant borrowed Securities were originally delivered. |
|
| Will the securities be returned on settlement? | Yes~~/No~~ |
| If yes, detail any exceptionsIf an Event of Default occurs in relation to either Party, the Parties' delivery and payment obligations shall be accelerated so as to require performance thereof at the time such Event of Default occurs. In such event the Relevant Value of the Securities to be delivered by each Party shall be established and on the basis of the Relevant Values so established, an account shall be taken of what is due from each Party to the other and the sums due from one Party shall be set‐off against the sums due from the other and only the balance of the account shall be payable. |
If yes, detail any exceptions If an Event of Default occurs in relation to either Party, the Parties' delivery and payment obligations shall be accelerated so as to require performance thereof at the time such Event of Default occurs. In such event the Relevant Value of the Securities to be delivered by each Party shall be established and on the basis of the Relevant Values so established, an account shall be taken of what is due from each Party to the other and the sums due from one Party shall be set‐off against the sums due from the other and only the balance of the account shall be payable.
| Schedule | Schedule |
|---|---|
| Type of Agreement | International Prime Brokerage Agreement |
| Parties to agreement | Morgan Stanley & Co. International plc for itself and as agent and trustee for and on behalf of the other Morgan Stanley Companies and MASO CAPITAL INVESTMENTS LIMITED |
| Transfer Date | 20190806; |
| Holder of Voting Rights | Prime broker has the right to vote securities rehypothecated from the Client. |
| Are there any restrictions on voting rights? | ~~Yes/~~ ~~N~~o |
| If yes, detailNot applicable | |
| Scheduled Return Date (if any) | Open |
| Does the borrower have the right to return early? | Yes~~/No~~ |
| If yes, detailPrime broker may return shares which were rehypothecated from the client at any time. | |
| Does the lender have the right to recall early? | Yes~~/No~~ |
| If yes, detailPrime broker will be required to return to the client shares rehypothecated from the client's account upon a sale of those shares by the client. | |
| Will the securities be returned on settlement? | Yes~~/No~~ |
Page 37
If yes, detail any exceptions Upon an Event of Default, the default market value of all Equivalent Securities to be delivered will be determined and on the basis of the amounts so established, an account shall be taken of what is due from each party to the other. The amounts due from one party shall be set off against the amounts due from the other party and only the balance of the account shall be payable.
| Schedule | Schedule |
|---|---|
| Type of Agreement | Customer Prime Broker Account Agreement |
| Parties to agreement | Morgan Stanley & Co. LLC on behalf of all Morgan Stanley entities and customer STAR V PARTNERS LLC |
| Transfer Date | 20190815; |
| Holder of Voting Rights | Morgan Stanley |
| Are there any restrictions on voting rights? | No |
| If yes, detailNot applicable | |
| Scheduled Return Date (if any) | Open |
| Does the borrower have the right to return early? | Yes |
| If yes, detailMorgan Stanley may return rehypothecated shares at any time. | |
| Does the lender have the right to recall early? | Yes |
| If yes, detailThe customer may recall shares from Morgan Stanley at any time. | |
| Will the securities be returned on settlement? | Yes |
| If yes, detail any exceptionsIn the ordinary course of business, securities will be returned to customers. Upon a customer Event of Default, Morgan Stanley has the right to set off obligations owed to the customer against obligations of the customer to Morgan Stanley and to foreclose on any collateral, including rehypothecated securities, for the purpose of arriving at a single closeout amount. In such a default scenario, Morgan Stanley may do an actual or deemed sale of the rehypothecated securities. |
| Schedule | Schedule |
|---|---|
| Type of Agreement | International Prime Brokerage Agreement |
| Parties to agreement | Morgan Stanley & Co. International plc for itself and as agent and trustee for and on behalf of the other Morgan Stanley Companies and BRAHMAN PURE ALPHA PTE LTD |
| Transfer Date | 20190807; |
| Holder of Voting Rights | Prime broker has the right to vote securities rehypothecated from the Client. |
| Are there any restrictions on voting rights? | ~~Yes/~~ ~~N~~o |
| If yes, detailNot applicable | |
| Scheduled Return Date (if any) | Open |
Page 38
| Does the borrower have the right to return early? | Yes~~/No~~ |
|---|---|
| If yes, detailPrime broker may return shares which were rehypothecated from the client at any time. | |
| Does the lender have the right to recall early? | Yes~~/No~~ |
| If yes, detailPrime broker will be required to return to the client shares rehypothecated from the client's account upon a sale of those shares by the client. | |
| Will the securities be returned on settlement? | Yes~~/No~~ |
| If yes, detail any exceptionsUpon an Event of Default, the default market value of all Equivalent Securities to be delivered will be determined and on the basis of the amounts so established, an account shall be taken of what is due from each party to the other. The amounts due from one party shall be set off against the amounts due from the other party and only the balance of the account shall be payable. |
| Schedule | Schedule |
|---|---|
| Type of Agreement | Customer Prime Broker Account Agreement |
| Parties to agreement | Morgan Stanley & Co. LLC on behalf of all Morgan Stanley entities and customer COMPASS SAV II, LLC |
| Transfer Date | 20190726; 20190729; 20190730; |
| Holder of Voting Rights | Shares are used to settle customer's short sales. Voting rights are held by third party purchaser. |
| Are there any restrictions on voting rights? | No |
| If yes, detailNot applicable | |
| Scheduled Return Date (if any) | Open |
| Does the borrower have the right to return early? | Yes |
| If yes, detailThe borrower may return shares to the lender at any time. | |
| Does the lender have the right to recall early? | Yes |
| If yes, detailThe lender may recall shares from the borrower at any time. | |
| Will the securities be returned on settlement? | Yes |
| If yes, detail any exceptionsIn the ordinary course of business, customer will return the securities to the prime broker. Upon a customer Event of Default, Morgan Stanley has the right to set off obligations owed to the customer against obligations of the customer to Morgan Stanley and to foreclose on any collateral for the purpose of arriving at a single closeout amount. In such a default scenario, the shares may not be returned to the prime broker. |
Schedule
| Schedule | Schedule |
|---|---|
| Type of Agreement | Customer Prime Broker Account Agreement |
| Parties to agreement | Morgan Stanley & Co. LLC on behalf of all Morgan Stanley entities and customer COMPASS OFFSHORE SAV II PCC LIMITED |
| Transfer Date | 20190726; 20190729; 20190730; |
Page 39
| Holder of Voting Rights | Shares are used to settle customer's short sales. Voting rights are held by third party purchaser. |
|---|---|
| Are there any restrictions on voting rights? | No |
| If yes, detailNot applicable | |
| Scheduled Return Date (if any) | Open |
| Does the borrower have the right to return early? | Yes |
| If yes, detailThe borrower may return shares to the lender at any time. | |
| Does the lender have the right to recall early? | Yes |
| If yes, detailThe lender may recall shares from the borrower at any time. | |
| Will the securities be returned on settlement? | Yes |
| If yes, detail any exceptionsIn the ordinary course of business, customer will return the securities to the prime broker. Upon a customer Event of Default, Morgan Stanley has the right to set off obligations owed to the customer against obligations of the customer to Morgan Stanley and to foreclose on any collateral for the purpose of arriving at a single closeout amount. In such a default scenario, the shares may not be returned to the prime broker. |
Page 40
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