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HUMM GROUP LIMITED — Major Shareholding Notification 2013
Jan 28, 2013
65078_rns_2013-01-28_c68f851f-0f82-4295-86a8-d57810913dc9.pdf
Major Shareholding Notification
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29th January 2013
The Manager Market Announcements Office ASX Limited By fax 1300 135 638
Dear Sir/Madam
FlexiGroup Limited (ACN 122 574 583)
Notice of initial substantial holder: Form 603
Please find attached a Form 603 (Notice of initial substantial holder) in relation to shares in FlexiGroup Limited (ACN 122 574 583), lodged on behalf of Bennelong Funds Management Group Pty Ltd (ACN 144 676 344) in accordance with section 671B of the Corporations Act 2001.
Yours sincerely
Úeff Phillips∶ Chief Financial Officer Enci
Form 603
Corporations Act 2001
Section 671B
Notice of initial substantial holder
To: FlexiGroup Limited ABN: 122 574 583 ASX Code: FXL
1. Details of substantial holder
Name: Bennelong Funds Management Group Pty Ltd ACN: 144 676 344
This notice is given by Bennelong Funds Management Group Pty Ltd on behalf of itself and its subsidiaries.
21st January 2013 The holder became a substantial shareholder on:
2. Details of voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate had a relevant interest in on the date the substantial holder became a substantial holder are as follows:
| Class of securities | Number of securities |
Person's votes | Voting power |
|---|---|---|---|
| Ordinarv | 14,629.575 | 14,629,575 | 5.1425% |
3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:
| Holder of relevant interest |
Nature of relevant interest |
Class and number of securities |
|---|---|---|
| Bennelong Fund | Investment Manager | 14,629,575 |
| Management Group Pty | ||
| Ltd |
4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
| Holder of relevant Interest | Registered holder of securities |
Persons entitled to be registered as holder |
Class and number of securities |
|---|---|---|---|
| Bennelong Funds Management Group Pty Ltd |
HSBC | 2,175,898 Ordinary Shares | |
| Bennelong Funds Management Group Pty Ltd |
BNP | 7,888,139 Ordinary Shares | |
| Bennelong Funds Management Group Pty Ltd |
NAB Asset Servicing | 3,838,465 Ordinary shares | |
| Bennelong Funds Management Group Pty Ltd |
JP Morgan | 727,073 Ordinary shares |
The custodians in the table above hold shares in FXL as custodian and for which companies in the Bennelong Funds Management Group are either:
- $\bullet$ . the responsible entity or trustee of pooled investment products such as registered managed investment schemes (Funds); or
- the investment manager of Portfolios held for a number of institutional investors. The institutional investors are generally superannuation funds regulated under the Superannuation Industry Supervision Act 1993.
The holding of shares in FXL was acquired as part of the wide portfolio of Australian shares and units acquired for the Funds and the Portfolios.
The members of the Bennelong Funds Management Group and the Custodians may hold relevant interests due to the capacity of these entities to dispose of the shares in FXL.
Each investor in a Fund owns an undivided interest in the Fund's assets, no client directly owns any asset of the Fund. The unitholding of each Fund varies from time to time as clients enter and withdraw from the Funds. The various institutional investors with portfolios delegate the management of the portfolios to the members of the Bennelong Funds Management Group.
5. Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:
| Consideration | ||||
|---|---|---|---|---|
| Holder of relevant Interest | Date of Acquisition | Cash | Non-cash | Class and number of securities |
| 4 months prior to | ||||
| Bennelong Funds | date of substantial | 14,629,575 | ||
| Management Group Pty Ltd | position | Ordinary shares |
6. Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
| Name and ACN/ARSN (if applicable) | Nature of association |
|---|---|
| Not Applicable |
7. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| Bennelong Funds Management Group | Level 2, 9 Queen Street, Melbourne VIC |
| Pty Ltd | 3000 |
Signature
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