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HUMANA INC — Director's Dealing 2024
Dec 17, 2024
30145_dirs_2024-12-17_aca9bfde-b0cd-40a2-8957-836a5b123071.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HUMANA INC (HUM)
CIK: 0000049071
Period of Report: 2024-12-15
Reporting Person: Ventura Joseph C (Chief Legal Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-12-15 | Humana Common | F | 259 | $271.675 | Disposed | 11194 | Direct |
| 2024-12-15 | Humana Common | M | 362 | — | Acquired | 11556 | Direct |
| 2024-12-15 | Humana Common | F | 165 | $271.675 | Disposed | 11391 | Direct |
| 2024-12-15 | Humana Common | M | 359 | — | Acquired | 11750 | Direct |
| 2024-12-15 | Humana Common | F | 164 | $271.675 | Disposed | 11586 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-12-15 | Restricted Stock Units | $ | M | 362 | Disposed | Humana Common (362) | Direct | |
| 2024-12-15 | Restricted Stock Units | $ | M | 359 | Disposed | Humana Common (359) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Humana Common | 259 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Options | $350.7875 | 2027-02-24 | Humana Common (4656) | 4656 | Direct |
| Options | $376.61 | 2028-02-22 | Humana Common (4598) | 4598 | Direct |
| Options | $425.055 | 2029-02-21 | Humana Common (3932) | 3932 | Direct |
| Options | $510.2425 | 2030-02-24 | Humana Common (4162) | 4162 | Direct |
| Options | $367.21 | 2031-02-21 | Humana Common (6572) | 6572 | Direct |
Footnotes
F1: Shares held for the benefit of reporting person as of November 30, 2024 under the Humana Retirement Savings Plan including routine payroll deductions, quarterly dividend allocation, and a routine disposition of shares to fund an administrative fee assessment under a Tax-Conditioned Plan, exempt under Rule 16b-3(c).
F2: Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2020, vesting in three annual increments from 2/24/21 to 2/24/23.
F3: Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/22/2021, vesting in three annual increments from 2/22/22 to 2/22/24.
F4: Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/21/2022, vesting in three annual increments from 2/21/23 to 2/21/25.
F5: Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2023, vesting in three annual increments from 2/24/24 to 2/24/26.
F6: Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/21/2024, vesting in three annual increments from 2/21/25 to 2/21/27.
F7: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
F8: Restricted stock units granted to reporting person on 02/21/2022, 33% of the award is vesting on 12/15/22, 12/15/23, and 12/15/24.
F9: Restricted stock units granted to reporting person on 02/24/2023, 33% of the award is vesting on 12/15/23, 12/15/24, and 12/15/25.
F10: Includes 3,858 restricted stock units representing a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1)&(3) under the Company's 2019 Amended & Restated Plan.
F11: Shares disposed of represent payment for tax liability on Restricted Stock Units vested on 12/15/24.