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HUMANA INC — Director's Dealing 2024
Dec 17, 2024
30145_dirs_2024-12-17_3e1dee2e-fb16-4738-965b-b84c20143c81.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HUMANA INC (HUM)
CIK: 0000049071
Period of Report: 2024-12-15
Reporting Person: Felter John-Paul W. (SVP, Chief Accting Off & Cont.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-12-15 | Humana Common | F | 49 | $271.675 | Disposed | 811 | Direct |
| 2024-12-15 | Humana Common | M | 114 | — | Acquired | 925 | Direct |
| 2024-12-15 | Humana Common | F | 34 | $271.675 | Disposed | 891 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-12-15 | Restricted Stock Units | $ | M | 114 | Disposed | Humana Common (114) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $ | Humana Common (211) | 211 | Direct |
Footnotes
F1: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
F2: Restricted stock units granted to reporting person on 8/1/2022, 33% of the award is vesting on 8/1/23, 8/1/24, and 8/1/25.
F3: Restricted stock units granted to reporting person on 2/24/2023, 33% of the award is vesting on 12/15/23, 12/15/24, and 12/15/25.
F4: Includes 327 restricted stock units representing a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1)&(3) under the Company's 2019 Amended & Restated Plan.
F5: Shares disposed of represent payment for tax liability on restricted stock units vested on 12/15/24.