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HUMANA INC Director's Dealing 2023

Oct 3, 2023

30145_dirs_2023-10-03_b5d93100-1eab-4e8b-bb07-07fc6712c55c.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HUMANA INC (HUM)
CIK: 0000049071
Period of Report: 2023-09-29

Reporting Person: SMITH BRAD D (Director)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2023-09-29 Restricted Stock Units $ A 59 Acquired Humana Common (59) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Humana Common 386 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Restricted Stock Units $ Humana Common (380) 380 Direct

Footnotes

F1: Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1)&(3) under Company's 2019 Amended & Restated Plan.100% of the award is vesting on 12/31/23.

F2: Director's cash fee elected to be converted into stock units, deferred at the election of the Reporting Person until his resignation of services as a director at which time the stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule 16(b)-3(d)(1).