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HUMANA INC — Director's Dealing 2022
Dec 14, 2022
30145_dirs_2022-12-14_f442d402-c560-4443-9119-6a49374bd907.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HUMANA INC (HUM)
CIK: 0000049071
Period of Report: 2022-12-12
Reporting Person: BROUSSARD BRUCE D (Director, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-12-12 | Humana Common | S | 7000 | $531.9197 | Disposed | 65602 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Options | $350.7875 | 2027-02-24 | Humana Common (13430) | 13430 | Direct |
| Options | $376.61 | 2028-02-22 | Humana Common (30425) | 30425 | Direct |
| Options | $425.055 | 2029-02-21 | Humana Common (23734) | 23734 | Direct |
| Restricted Stock Units | $ | Humana Common (2673) | 2673 | Direct | |
| Restricted Stock Units | $ | Humana Common (4929) | 4929 | Direct | |
| Restricted Stock Units | $ | Humana Common (6551) | 6551 | Direct |
Footnotes
F1: Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2020, vesting in three annual increments.
F2: Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/22/2021, vesting in three annual increments.
F3: Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/21/2022, vesting in three annual increments.
F4: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
F5: Restricted stock units granted to reporting person on 02/24/2020, 33% of the award is vesting on 12/15/20, 12/15/21, and 12/15/22.
F6: Restricted stock units granted to reporting person on 02/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23.
F7: Restricted stock units granted to reporting person on 02/21/2022, 33% of the award is vesting on 12/15/22, 12/15/23, and 12/15/24
F8: Price reported is weighted average sales price.