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HUMANA INC — Director's Dealing 2021
Mar 10, 2021
30145_dirs_2021-03-10_f146840c-e79e-42c0-8100-84d1c241c098.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HUMANA INC (HUM)
CIK: 0000049071
Period of Report: 2021-03-08
Reporting Person: Mesquita Jorge S. (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-03-08 | Humana Common | P | 375 | $403.3685 | Acquired | 375 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $ | Humana Common (436) | 436 | Direct |
Footnotes
F1: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
F2: Initial award of $165,000 worth of restricted stock units pursuant to the annual Director's Fee Program. 100% of the award will vest on 2/17/2022 and forfeited in its entirety if service is less than one year.
F3: Shares held in a Revocable Trust where reporting person is the sole trustee. Trust established as of 3/10/2003.
F4: All shares purchased at reported price.