HUMANA INC — Director's Dealing 2021

Dec 17, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HUMANA INC (HUM)
CIK: 0000049071
Period of Report: 2021-12-15

Reporting Person: Schick Susan D. (Seg Pres. Grp. & Military Bus.)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-12-15	Humana Common	M	238	—	Acquired	843	Direct
2021-12-15	Humana Common	F	74	$459.85	Disposed	769	Direct
2021-12-15	Humana Common	M	1603	—	Acquired	2372	Direct
2021-12-15	Humana Common	F	602	$459.85	Disposed	1770	Direct
2021-12-15	Humana Common	M	189	—	Acquired	1959	Direct
2021-12-15	Humana Common	F	87	$459.85	Disposed	1872	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-12-15	Restricted Stock Units	$	M	238	Disposed		Humana Common (238)	Direct
2021-12-15	Restricted Stock Units	$	M	1603	Disposed		Humana Common (1603)	Direct
2021-12-15	Restricted Stock Units	$	M	189	Disposed		Humana Common (189)	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Options	$403.05	2028-09-01	Humana Common (1765)	1765	Direct
Restricted Stock Units	$		Humana Common (434)	434	Direct

Footnotes

F1: Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 9/1/2021, vesting in three annual increments from 9/1/22 to 9/1/24.

F2: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F3: Restricted stock units granted to reporting person on 2/24/2020, 33% of the award is vesting on 12/15/20, 12/15/21, and 12/15/22. Unvested restricted stock units were inadvertently omitted from Table II in Form 3 and Form 4 filed on 9/1/21. Table II is current and updated moving forward.

F4: Restricted stock units granted to reporting person on 3/1/2020, 33% of the award is vesting on 12/15/20, 12/15/21, and 12/15/22. Unvested restricted stock units were inadvertently omitted from Table II in Form 3 and Form 4 filed on 9/1/21. Table II is current and updated moving forward.

F5: Restricted stock units granted to reporting person on 2/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23. Unvested restricted stock units were inadvertently omitted from Table II in Form 3 and Form 4 filed on 9/1/21. Table II is current and updated moving forward.

F6: Restricted stock units granted to reporting person on 9/1/2021, 33% of the award is vesting on 9/1/22, 9/1/23, and 9/1/24.