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HUMANA INC Director's Dealing 2019

May 2, 2019

30145_dirs_2019-05-02_84df051c-b147-402f-b6de-d355ea5954f0.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HUMANA INC (HUM)
CIK: 0000049071
Period of Report: 2019-05-01

Reporting Person: Shrank William H (Chief Medical Officer)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-05-01 Options $248.005 A 6842 Acquired 2026-05-01 Humana Common (6842) Direct
2019-05-01 Restricted Stock Units $ A 1512 Acquired Humana Common (1512) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Humana Common 0 Direct

Footnotes

F1: Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 5/1/19, vesting in three increments from 5/1/20 to 5/1/22.

F2: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F3: Restricted stock units granted to reporting person on 5/1/19, 33% of the award is vesting on 5/1/20, 5/1/21, and 5/1/22.