AI assistant
HUMANA INC — Director's Dealing 2018
Sep 12, 2018
30145_dirs_2018-09-12_ce3f4890-1854-4e64-bcfe-b4b9b7586cdc.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HUMANA INC (HUM)
CIK: 0000049071
Period of Report: 2018-09-10
Reporting Person: BROUSSARD BRUCE D (Director, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-09-10 | Humana Common | S | 18000 | $328.6599 | Disposed | 71085 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Options | $167.805 | 2023-02-18 | Humana Common (39147) | 39147 | Direct |
| Options | $217.415 | 2024-03-08 | Humana Common (105988) | 105988 | Direct |
| Options | $268.47 | 2025-02-19 | Humana Common (44152) | 44152 | Direct |
| Restricted Stock Units | $ | Humana Common (8693) | 8693 | Direct | |
| Restricted Stock Units | $ | Humana Common (16252) | 16252 | Direct | |
| Restricted Stock Units | $ | Humana Common (10243) | 10243 | Direct |
Footnotes
F1: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/18/16, vesting in three annual increments.
F2: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 03/08/2017, vesting in three annual increments.
F3: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/19/2018, vesting in three annual increments.
F4: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
F5: Restricted stock units granted to reporting person on 02/18/16, 33% of the award is vesting on 12/15/16, 12/15/17, and 12/15/18.
F6: Restricted stock units granted to reporting person on 03/08/2017, 33% of the award is vesting on 12/15/17, 12/15/18, and 12/15/19.
F7: Restricted stock units granted to reporting person on 02/19/2018, 33% of the award is vesting on 12/15/18, 12/15/19, and 12/15/20.
F8: Shares sold at prices ranging from $328.10 to $329.03. Price reported is weighted average sales price.