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HUMANA INC Director's Dealing 2017

Nov 13, 2017

30145_dirs_2017-11-13_c1b52038-f47b-497a-9061-931a7f8ed685.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HUMANA INC (HUM)
CIK: 0000049071
Period of Report: 2017-11-10

Reporting Person: DeSalvo Karen B (Director)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-11-10 Restricted Stock Units $ A 634 Acquired Humana Common (634) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Humana Common 0 Direct

Footnotes

F1: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F2: Initial award of $155,000 worth of restricted stock units pursuant to the annual Director's Fee Program. 100% of the award will vest on 11/10/2018 and forfeited in its entirety if service is less than one year.