AI assistant
HUMANA INC — Director's Dealing 2016
Jan 4, 2016
30145_dirs_2016-01-04_385b2a71-c1e3-4952-8cbf-ed10dd2116f6.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HUMANA INC (HUM)
CIK: 0000049071
Period of Report: 2016-01-02
Reporting Person: Huval Timothy S. (Senior VP & Chief HR Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-01-02 | Humana Common | M | 21709 | — | Acquired | 21709 | Direct |
| 2016-01-02 | Humana Common | F | 9940 | $179.075 | Disposed | 11769 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-01-02 | Restricted Stock Units | $ | M | 21709 | Disposed | Humana Common (21709) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Options | $72.84 | 2020-02-20 | Humana Common (14041) | 14041 | Direct |
| Options | $102.155 | 2021-02-18 | Humana Common (15086) | 15086 | Direct |
| Options | $164.645 | 2022-02-24 | Humana Common (21014) | 21014 | Direct |
| Restricted Stock Units | $ | Humana Common (4633) | 4633 | Direct | |
| Restricted Stock Units | $ | Humana Common (3304) | 3304 | Direct |
Footnotes
F1: Right to buy pursuant to the Company's 2003 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/20/13, vesting in three increments from 02/20/14 to 02/20/16.
F2: Right to buy pursuant to the Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/18/14, vesting in three increments from 02/18/15 to 02/18/17.
F3: Right to buy pursuant to the Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/15, vesting in three increments from 02/24/16 to 02/24/18.
F4: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
F5: Restricted stock units granted to Reporting Person on 01/02/2013, 100% of the award is vesting on 01/02/16.
F6: Restricted stock units granted to Reporting Person on 02/20/2013, 100% of the award is vesting on 02/20/16.
F7: Restricted stock units granted to Reporting Person on 02/18/2014, 100% of the award is vesting on 02/18/17.