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HUMANA INC — Director's Dealing 2016
Feb 23, 2016
30145_dirs_2016-02-22_41f0c55b-ab40-4e95-a5d3-ea312315a05d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HUMANA INC (HUM)
CIK: 0000049071
Period of Report: 2016-02-18
Reporting Person: HUNTER CHRISTOPHER H. (SVP and Chief Strategy Officer)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-02-18 | Options | $167.805 | A | 14764 | Acquired | 2023-02-18 | Humana Common (14764) | Direct |
| 2016-02-18 | Restricted Stock Units | $ | A | 3278 | Acquired | Humana Common (3278) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Humana Common | 0 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Options | $102.155 | 2021-02-18 | Humana Common (11175) | 11175 | Direct |
| Options | $164.645 | 2022-02-24 | Humana Common (14913) | 14913 | Direct |
| Restricted Stock Units | $ | Humana Common (14827) | 14827 | Direct | |
| Restricted Stock Units | $ | Humana Common (2447) | 2447 | Direct |
Footnotes
F1: Right to buy pursuant to the Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to Reporting Person on 02/18/14, vesting in three increments from 02/18/15 to 02/18/17.
F2: Right to buy pursuant to the Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to Reporting Person on 02/24/15, vesting in three increments from 02/24/16 to 02/24/18.
F3: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/18/16, vesting in three increments from 02/18/17 to 02/18/19.
F4: Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3) under Company's 2011 Plan.
F5: Restricted stock units granted to Reporting Person on 01/06/14, 100% of the award is vesting on 01/06/17.
F6: Restricted stock units granted to Reporting Person on 02/18/14, 100% of the award is vesting on 02/18/17.
F7: Restricted stock units granted to reporting person on 02/18/16, 33% of the award is vesting on 12/15/16, 12/15/17, and 12/15/18.