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HUMANA INC — Director's Dealing 2015
Feb 26, 2015
30145_dirs_2015-02-25_8ad5c1da-5c9a-4bdb-9ce3-d4c85392cb03.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HUMANA INC (HUM)
CIK: 0000049071
Period of Report: 2015-02-24
Reporting Person: Huval Timothy S. (Senior VP & Chief HR Officer)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-02-24 | Options | $164.645 | A | 21014 | Acquired | 2022-02-24 | Humana Common (21014) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Humana Common | 0 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Options | $72.84 | 2020-02-20 | Humana Common (14041) | 14041 | Direct |
| Options | $102.155 | 2021-02-18 | Humana Common (15086) | 15086 | Direct |
| Restricted Stock Units | $ | Humana Common (21709) | 21709 | Direct | |
| Restricted Stock Units | $ | Humana Common (4633) | 4633 | Direct | |
| Restricted Stock Units | $ | Humana Common (3304) | 3304 | Direct |
Footnotes
F1: Right to buy pursuant to the Company's 2003 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/20/13, vesting in three increments from 02/20/14 to 02/20/16.
F2: Right to buy pursuant to the Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/18/14, vesting in three increments from 02/18/15 to 02/18/17.
F3: Right to buy pursuant to the Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/15, vesting in three increments from 02/24/16 to 02/24/18.
F4: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
F5: Restricted stock units granted to Reporting Person on 01/02/2013, 100% of the award is vesting on 01/02/16.
F6: Restricted stock units granted to Reporting Person on 02/20/2013, 100% of the award is vesting on 02/20/16.
F7: Restricted stock units granted to Reporting Person on 02/18/2014, 100% of the award is vesting on 02/18/17.