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HUMANA INC — Director's Dealing 2014
Feb 20, 2014
30145_dirs_2014-02-20_55836e85-0e2c-47f5-a38c-3e05c8108f67.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HUMANA INC (HUM)
CIK: 0000049071
Period of Report: 2014-02-18
Reporting Person: BEVERIDGE, ROY A (Sr. VP & Chief Medical Officer)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-02-18 | Options | $102.155 | A | 15086 | Acquired | 2021-02-18 | Humana Common (15086) | Direct |
| 2014-02-18 | Restricted Stock Units | $ | A | 3304 | Acquired | Humana Common (3304) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Humana Common | 0 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Options | $81.795 | 2020-06-17 | Humana Common (24081) | 24081 | Direct |
| Restricted Stock Units | $ | Humana Common (7947) | 7947 | Direct |
Footnotes
F1: Right to buy pursuant to Humana Inc.'s 2011 Stock Incentive Plan.
F2: Incentive and Non-Qualified stock options granted to reporting person on 06/17/13, vesting in three increments from 06/17/14 to 06/17/16.
F3: Incentive and Non-Qualified stock options granted to reporting person on 02/18/14, vesting in three increments from 02/18/15 to 02/18/17.
F4: Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1)&(3) under the Company's 2011 Plan. 100% of the award will vest on 06/17/2016.
F5: Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1)&(3) under the Company's 2011 Plan. 100% of the award will vest on 02/18/2017.