AI assistant
HUMANA INC — Director's Dealing 2013
Feb 22, 2013
30145_dirs_2013-02-22_7d71df58-1afc-4ea2-823b-84145846fef3.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HUMANA INC (HUM)
CIK: 0000049071
Period of Report: 2013-02-20
Reporting Person: McClain Tim S (Group Pres, Govt & Other Busin)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-02-20 | Options | $72.84 | A | 4940 | Acquired | 2020-02-20 | Humana Common (4940) | Direct |
| 2013-02-20 | Restricted Stock Units | $ | A | 1630 | Acquired | Humana Common (1630) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Humana Common | 82 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Options | $36.52 | 2016-08-27 | Humana Common (1667) | 1667 | Direct |
| Options | $88.6475 | 2019-02-23 | Humana Common (3971) | 3971 | Direct |
| Restricted Stock Units | $ | Humana Common (1635) | 1635 | Direct | |
| Restricted Stock Units | $ | Humana Common (3130) | 3130 | Direct |
Footnotes
F1: Right to buy pursuant to the Company's 2003 Stock Incentive Plan.
F2: Non-Qualified stock options granted to reporting person on 8/27/09, 100% vested.
F3: Non-qualified stock options granted to reporting person on 2/23/12, vesting in three increments from 2/23/13 to 2/23/15.
F4: Incentive and Non-Qualified stock options granted to reporting person on 02/20/13, vesting in three increments from 02/20/14 to 02/20/16.
F5: Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3) under the Company's 2003 Stock Incentive Plan. 100% of the award is vesting on 02/17/14.
F6: Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3) under the Company's 2011 Stock Incentive Plan. 100% of the award is vesting on 02/23/15.
F7: Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3) under the Company's 2011 Stock Incentive Plan. 100% of the award is vesting on 02/20/16.